Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DORCHESTER CAPITAL INTERNATIONAL LTD See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc., Independent Financial Advisors, Inc., Atrium Portfolio Management and Investment SA, and Wells Alternative Strategies Group, Inc. CIK Number 0001291484 Filed Document 0001507943-14-000071 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Campus Quad, Inc. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001590871 Filed Document 0001590871-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
IGXBio, Inc. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001619425 Filed Document 0001619425-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Regatta - Seattle LLC See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $4,150,000 Associated Brokers / Dealers N/A CIK Number 0001618492 Filed Document 0001618493-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
BP CFL Trust See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602447 Filed Document 0001602447-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
Distributed Creation Inc. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $4,500,002 Associated Brokers / Dealers N/A CIK Number 0001589140 Filed Document 0001589140-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PayIT, LLC See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001619169 Filed Document 0001619169-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Pleiad Asia Master Fund See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617934 Filed Document 0000945621-14-000233 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Syntellia, Inc. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001584201 Filed Document 0001584201-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Welix, Inc. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $400 Associated Brokers / Dealers N/A CIK Number 0001618127 Filed Document 0001618127-14-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Morgan Stanley AIP Seventh Street Fund LP See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001355191 Filed Document 0001355191-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Caldwell Holding Co See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001466295 Filed Document 0001466295-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business LOUISIANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Lonestar Heart, Inc. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $1,000,100 Associated Brokers / Dealers N/A CIK Number 0001493499 Filed Document 0001382963-14-000054 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
METRICSTREAM INC See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $59,999,996 Associated Brokers / Dealers N/A CIK Number 0001178413 Filed Document 0001178413-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Caerus DT Fund, LLC See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618858 Filed Document 0001140361-14-035092 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caspian Focused Credit L Fund, L.P. See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556577 Filed Document 0001556577-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VERITEQ See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $555,000 Associated Brokers / Dealers Myers Associates, LP CIK Number 0000924642 Filed Document 0001437749-14-016511 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hard Assets 2X Fund Ltd See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") and Van Eck Securities Corporation CIK Number 0001382446 Filed Document 0001521947-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Hard Assets ERISA Ltd. See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Van Eck Securities Corporation CIK Number 0001492205 Filed Document 0001521947-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
eReceivables Inc. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618471 Filed Document 0001618471-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BlueCava, Inc. See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised $1,497,927 Associated Brokers / Dealers N/A CIK Number 0001502330 Filed Document 0001502330-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
College Raptor, Inc. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001618393 Filed Document 0001618393-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets $Not Applicable Type of Security Equity
Trustbridge Partners V, L.P. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618396 Filed Document 0001618396-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
J.P. Morgan European Opportunistic Property Fund III Master LP See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001618545 Filed Document 0001618545-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Spinnaker Landing - Seattle LLC See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001618493 Filed Document 0001618493-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
ReliantHeart Inc. See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001586240 Filed Document 0001586240-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cogeco Cable, Inc. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, BMO Capital Markets Corp., National Bank of Canada Financial, Inc., and Mitsubishi UFJ Securities (USA), Inc. d/b/a MUFJ CIK Number 0001579998 Filed Document 0000897069-14-000388 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
SouthOcean Real Estate Partners, LLC See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001610889 Filed Document 0001610889-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYAL BANK OF CANADA See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $3,350,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-006324 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
STW RESOURCES HOLDING CORP. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $554,000 Associated Brokers / Dealers N/A CIK Number 0001357838 Filed Document 0001415889-14-002685 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Sonendo, Inc. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $35,000,007 Associated Brokers / Dealers N/A CIK Number 0001407973 Filed Document 0001382963-14-000053 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IMBED BIOSCIENCES, INC See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001606055 Filed Document 0001606055-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Market Realist Inc. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001578297 Filed Document 0001578297-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HARD ASSETS OPPORTUNITY FUND LTD See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Van Eck Securities Corporation CIK Number 0001452732 Filed Document 0001521947-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Silvercrest Jefferson Fund, L.P. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617964 Filed Document 0001012975-14-000546 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pine River Ultra Fund Ltd. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618721 Filed Document 0001618721-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lomont Molding LLC See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $7,900,000 Associated Brokers / Dealers N/A CIK Number 0001618025 Filed Document 0001618025-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 25, LLC See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001618661 Filed Document 0001618661-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Caspian Focused Credit L Fund, L.P. See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556577 Filed Document 0001556577-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VERITEQ See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0000924642 Filed Document 0001437749-14-016510 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ATLAS INSTITUTIONAL FUND, LLC See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465560 Filed Document 0001465560-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foundation for the Study of Cycles, L3C See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001618433 Filed Document 0001618433-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Morgan Stanley Opportunistic Cayman Fund SPC See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley and Co. LLC, Morgan Stanley DW Inc., MORGAN STANLEY SMITH BARNEY LLC, Morgan Stanley & Co. International Limited, Bank Morgan Stanley AG, and UBS Financial Services Inc. CIK Number 0001376367 Filed Document 0001355191-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Armada Hoffler, L.P. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $9,582,506 Associated Brokers / Dealers N/A CIK Number 0001578959 Filed Document 0001578959-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Red Alder L.P. See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557070 Filed Document 0001557070-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley Opportunistic Fund LP See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley and Co. LLC, Morgan Stanley DW Inc., MORGAN STANLEY SMITH BARNEY LLC, Morgan Stanley & Co. International Limited, Bank Morgan Stanley AG, and UBS Financial Services Inc. CIK Number 0001354018 Filed Document 0001355191-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
H/D Investors Fund L.P. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618556 Filed Document 0000902664-14-003765 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Abydos Fund See All Filings	D/A	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585717 Filed Document 0000902664-14-003753 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shorepath Opportunity Partners LP See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618387 Filed Document 0001618387-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Symphony Commerce, Inc. See All Filings	D	2014-09-04 00:00:00 UTC
Amount To Be Raised $21,500,003 Associated Brokers / Dealers N/A CIK Number 0001517646 Filed Document 0001517646-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity