Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
InfoGPSNetworks, Inc. See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised $190,000 Associated Brokers / Dealers N/A CIK Number 0001612341 Filed Document 0001140361-14-035345 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
TNT Dynamite Disgraced, LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001619057 Filed Document 0001619057-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Good Hill Partners Fund II LP See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470637 Filed Document 0000902664-14-003798 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CCM Small Cap Value Fund, Ltd. See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486750 Filed Document 0000919574-14-005181 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northern Frontier Corp. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,188,815 Associated Brokers / Dealers GMP Securities L.P., Acumen Capital Partners Limited, M Partners Inc., and Cormark Securities Inc. CIK Number 0001619381 Filed Document 0001140361-14-035477 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim High-Yield Plus Fund SPC See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC CIK Number 0001465725 Filed Document 0001465725-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Craig Drill Capital, L.P. See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000830078 Filed Document 0000919574-14-005179 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jaguar Animal Health, Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,112,500 Associated Brokers / Dealers N/A CIK Number 0001585608 Filed Document 0001585608-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Canadian Overseas Petroleum Ltd See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001507759 Filed Document 0001507759-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Oaktree Private Investment Fund IV, L.P. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619599 Filed Document 0001181431-14-032012 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wefunds LLC See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised $92,400 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000015 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LHKT Capital LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,016,000 Associated Brokers / Dealers N/A CIK Number 0001619266 Filed Document 0001588252-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
GRT ENERGY LONG-ONLY, L.P. See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578429 Filed Document 0000919574-14-005167 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPINNAKER ECA HOLDINGS LTD See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (EUROPE) LTD CIK Number 0001618881 Filed Document 0001618881-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RoundShield 1 Co-Invest 1, LP See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618927 Filed Document 0001315863-14-000551 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ruyi Capital Partners, L.P. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617129 Filed Document 0001617129-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vasuda Life Sciences Fund, LP See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Robert Schoenfeld CIK Number 0001619277 Filed Document 0001619277-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Formation Data Systems, Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001619133 Filed Document 0001619133-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TYFFON INC. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001619145 Filed Document 0001619145-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PeoplesVC, Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers n/a CIK Number 0001573342 Filed Document 0001573342-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MM Melon Street Partners, LP See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $195,000 Associated Brokers / Dealers N/A CIK Number 0001619268 Filed Document 0001619268-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Silvergate Pharmaceuticals, Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001520642 Filed Document 0001520642-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Mind Solutions Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001136711 Filed Document 0001136711-14-000024 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
WR Hambrecht Ventures II-D See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $3,213,430 Associated Brokers / Dealers N/A CIK Number 0001619115 Filed Document 0001437749-14-016890 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Backtrace I/O, Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,217,600 Associated Brokers / Dealers N/A CIK Number 0001619304 Filed Document 0001619304-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CCP QUANTITATIVE FUND L P See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001396387 Filed Document 0001140361-14-035294 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zephyrus Biosciences, Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $300,488 Associated Brokers / Dealers N/A CIK Number 0001618726 Filed Document 0001618726-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MCM I, L.P. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618176 Filed Document 0000950142-14-001868 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIARCS, PBC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001619097 Filed Document 0001619097-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Mind Solutions Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001136711 Filed Document 0001136711-14-000031 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Mind Solutions Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $42,500 Associated Brokers / Dealers N/A CIK Number 0001136711 Filed Document 0001136711-14-000029 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SYNAP INC. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001619153 Filed Document 0001619153-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets $No Revenues Type of Security Equity
DIGITAL ENTERTAINMENT Corp OF AMERICA See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $12,010,000 Associated Brokers / Dealers N/A CIK Number 0001409604 Filed Document 0001409604-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Benchworks S.D., LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001618936 Filed Document 0001618936-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CLEARAS WATER RECOVERY INC. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001459488 Filed Document 0001459488-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
BCM SELECT EQUITY I OFFSHORE, LTD See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619891 Filed Document 0001405086-14-000272 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pine River Tail Hedge Fund L.P. See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493680 Filed Document 0001493679-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCP QUANTITATIVE FUND L P See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001396387 Filed Document 0001140361-14-035299 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Concord Testa Hotel Associates, LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001619389 Filed Document 0001619389-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Cornwall Sidecar 2 Domestic LP See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619139 Filed Document 0000902664-14-003801 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AVEX, LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Silver Leaf Partners LLC CIK Number 0001453896 Filed Document 0001453896-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
Good Hill Overseas Fund Ltd See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388567 Filed Document 0000902664-14-003800 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MV EI Fund I LLC See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001618844 Filed Document 0001618844-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Wefunds LLC See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised $23,800 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000019 Exclusions or Exemptions 506c Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KnowRe Americas, Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $7,954,320 Associated Brokers / Dealers N/A CIK Number 0001611307 Filed Document 0001611307-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Strategic Solutions Real Estate Opportunity Fund 2014, L.P. See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001605419 Filed Document 0001605419-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bakken Income Fund LLC See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., Cape Securities Inc., Williams Financial Group, NTV Asset Management, LLC, Heckman Financial & Insurance Services, Inc., Concorde Investment Services, Anthony Capital, LLC, and D.H. Hill Securities, LLLP CIK Number 0001534460 Filed Document 0001534460-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pat Tank, Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised $15,500,000 Associated Brokers / Dealers Daryl Richard Swarts CIK Number 0001619323 Filed Document 0001619323-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NZC GUGGENHEIM FUND LLC See All Filings	D/A	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC CIK Number 0001445853 Filed Document 0001445853-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weissman Holdings Inc. See All Filings	D	2014-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619334 Filed Document 0001619334-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity