Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Booth-Laird Investment Partnership, LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532117 Filed Document 0001532117-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Prevailing Winds, LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001634392 Filed Document 0001615594-15-000020 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Millburn Commodity Fund L.P. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479566 Filed Document 0001479566-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SFW CAPITAL PARTNERS FUND II, L.P. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $325,000,000 Associated Brokers / Dealers N/A CIK Number 0001634703 Filed Document 0001634580-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BBR ABSOLUTE RETURN LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001114305 Filed Document 0001013594-15-000162 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wynkoop Homestead Fund III LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001634586 Filed Document 0001634586-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BBR EQUITY LONG SHORT LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001308004 Filed Document 0001013594-15-000167 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bergen Global Opportunity Fund, LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KJM Securities Inc. CIK Number 0001527368 Filed Document 0001140361-15-008372 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equity Trac Real Estate Fund I, LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001634682 Filed Document 0001634682-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VO2 Partners IV LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001634742 Filed Document 0001144204-15-011649 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Lyric Pharmaceuticals Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $21,306,689 Associated Brokers / Dealers N/A CIK Number 0001634389 Filed Document 0001634389-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OPGEN INC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001293818 Filed Document 0001293818-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Keywee, Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $10,084,578 Associated Brokers / Dealers N/A CIK Number 0001634957 Filed Document 0001634957-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IncludeFitness, Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001547741 Filed Document 0000906318-15-000019 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Next Tier Education, Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001622677 Filed Document 0001622677-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
New Koosharem Corp See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $216,477,989 Associated Brokers / Dealers N/A CIK Number 0001609386 Filed Document 0001609386-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BLS GLOBAL EQUITIES LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robin Pierce Armour, David Foree Nyren, and Daniel Adrian Weiss CIK Number 0001610946 Filed Document 0001610946-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DENMARK Revenue or Assets Decline to Disclose Type of Security Equity
HEADWAY WORKFORCE SOLUTIONS, INC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0000914435 Filed Document 0000914435-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
500 Kimchi, L.P. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001634593 Filed Document 0001634593-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DIMENSION OFFICE PARTNERS LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634390 Filed Document 0001634390-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Recursion Pharmaceuticals, LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001601830 Filed Document 0001601830-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Redmile Capital Fund LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407247 Filed Document 0001407247-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bluecap Skyonic II, LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001635135 Filed Document 0001635135-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ridgetop XL, LP See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001632895 Filed Document 0001632895-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AUGUSTA RANCH, LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $4,797,926 Associated Brokers / Dealers SHOPOFF SECURITIES, INC. CIK Number 0001634753 Filed Document 0001634753-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
LEERINK REVELATION HEALTHCARE FUND I, L.P. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HAMILTON MILLER INVESTMENTS, LLC and HARPETH SECURITIES, LLC CIK Number 0001612448 Filed Document 0001612448-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellflix, Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001634738 Filed Document 0001634738-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Chambers Street Global Fund, LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545552 Filed Document 0001013594-15-000170 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BBR ABSOLUTE RETURN LTD See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001206259 Filed Document 0001013594-15-000163 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SHINDIG LABS, INC. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001631928 Filed Document 0001631928-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SKB-Landing, LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $2,570,000 Associated Brokers / Dealers SKB Securities, LLC and Robert R. Walker, Jr. CIK Number 0001634700 Filed Document 0001634700-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
SFW CAPITAL PARTNERS COINVESTORS II, L.P. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $32,500,000 Associated Brokers / Dealers N/A CIK Number 0001634580 Filed Document 0001634580-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Logista Fund LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567468 Filed Document 0001567468-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Augustine Temperature Management LLC See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001474805 Filed Document 0001181431-15-003080 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BBR EQUITY LONG/SHORT, LTD. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466795 Filed Document 0001013594-15-000168 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN ALL COUNTRY WORLD EX US FUND See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001408860 Filed Document 0001408860-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medbox, Inc. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001547996 Filed Document 0001181431-15-003117 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Instabrand, Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001627271 Filed Document 0001627271-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
VvX Group, LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001634399 Filed Document 0001634399-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
SELEXYS PHARMACEUTICALS CORP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $43,196,831 Associated Brokers / Dealers N/A CIK Number 0001442824 Filed Document 0001140361-15-008408 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Fenix Parts, Inc. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001615153 Filed Document 0001615153-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Carleon Strategic Equity Offshore Ltd. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001544423 Filed Document 0001544423-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Voyager Global Fund, Ltd. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit-Suisse USA LLC CIK Number 0001375133 Filed Document 0001375133-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset India Bond Fund, L.L.C. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001634331 Filed Document 0001634331-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Betterment Holdings, Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001508388 Filed Document 0000905718-15-000271 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Biologics Modular, LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001525032 Filed Document 0001525032-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
EMPIRE PETROLEUM CORP See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $135,000 Associated Brokers / Dealers N/A CIK Number 0000887396 Filed Document 0001072613-15-000189 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
VOYAGER SPECIALISTS LP See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001072439 Filed Document 0001072439-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VOYAGER PARTNERS L P See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit-Suisse USA LLC, SunTrust Inv Srvs, and Bel Air CIK Number 0001038088 Filed Document 0001038088-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Redmile Capital Offshore Fund, Ltd. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513079 Filed Document 0001513079-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund