Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Princeton Infrared Technologies, Inc. See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001622299 Filed Document 0001622299-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ORTHALIGN INC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $18,187,852 Associated Brokers / Dealers N/A CIK Number 0001454638 Filed Document 0001140361-14-042145 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prologue Delaware Feeder Fund, L.P. See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Anchor Asset Management LLC CIK Number 0001453817 Filed Document 0001453817-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kane Street Fund LP See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466623 Filed Document 0000919574-14-006580 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Greater China Long/Short Equity Fund LLC See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001463537 Filed Document 0001463537-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TREASUREBEE, LLC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001624805 Filed Document 0001624805-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Fusion Resources, LLC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $1,008,000 Associated Brokers / Dealers N/A CIK Number 0001585079 Filed Document 0001079973-14-000607 Exclusions or Exemptions 506c Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Velocis Fund II, LP See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624288 Filed Document 0001624288-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brasstown Beef & Cattle Co., LLC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Thomas Young, John Stanier, and Bruce Roberts CIK Number 0001624616 Filed Document 0001624616-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
IronHorse Holdings, LLC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001622572 Filed Document 0001622572-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
LaunchTrack, Inc. See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $392,501 Associated Brokers / Dealers N/A CIK Number 0001624015 Filed Document 0000897069-14-000467 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AAVIN Mezzanine Fund, LP See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001625084 Filed Document 0001192482-14-000237 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
o9 Solutions, Inc. See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001562915 Filed Document 0001562915-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SEMPRIUS INC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001393412 Filed Document 0001393412-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
EcoAlpha Long/Short Fund, LP See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625522 Filed Document 0001625257-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMYourDoc.com, Inc. See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001623493 Filed Document 0001623493-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Redrock Capital Fund IV, LLC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625491 Filed Document 0001625491-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Metric Insights, Inc. See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $2,796,370 Associated Brokers / Dealers N/A CIK Number 0001625051 Filed Document 0001625051-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Impact Capital of New York, LLC Series A See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625050 Filed Document 0001625050-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ProNova Solutions, LLC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001561817 Filed Document 0001561817-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
KAMCO THRIFT PARTNERS LP See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001027991 Filed Document 0001027991-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Power TakeOff Inc See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers NA CIK Number 0001625130 Filed Document 0001625130-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ROGGE GLOBAL AGGREGATE UNHEDGED BOND FUND See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625378 Filed Document 0001625378-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala Fund Ltd. See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486138 Filed Document 0001140361-14-042081 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spindrift Capital Partners, L.P. See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592010 Filed Document 0001592010-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CHOICE EXPLORATION INC See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised $1,032,708 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Tampa Minimally Invasive Spine Surgery Center, LLC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001625536 Filed Document 0001625536-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
JPMorgan Global Access Portfolio LLC See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001415522 Filed Document 0001415522-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient MLP Fund, L.P. See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Phillip M. Plant, Baldwin Anthony Securities, Inc., Craig Chambers Dawson, Matthew Paul Summers, Fred L. Williams Jr., J. Matthew Newtown, William W. Cathriner II, Stephen D. Strake, Sr., Andrew B. Linbeck, Luke Powell, Matthew H. Moncrief, and EDI Financial, Inc. CIK Number 0001415987 Filed Document 0001415987-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Project Glow Co-Investment Fund, L.P. See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625329 Filed Document 0001140361-14-041855 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WELD RACING HOLDINGS, LLC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $1,185,000 Associated Brokers / Dealers N/A CIK Number 0001625158 Filed Document 0001625158-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
JPMorgan Global Access Strategies LLC See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001492060 Filed Document 0001415522-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Protea Biosciences Group, Inc. See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001335103 Filed Document 0001144204-14-068527 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Energy Asset Development LLC See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised $1,826,500 Associated Brokers / Dealers N/A CIK Number 0001623308 Filed Document 0001623308-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Pinoccio, Inc. See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001585413 Filed Document 0001585413-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Neuberger Berman China Opportunity Fund, a series trust of the Neuberger Berman China Opportunity Trust See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591912 Filed Document 0001591912-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LindenGrove Capital Leveraged Feeder Fund Ltd. See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624927 Filed Document 0001624927-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raine Liquid Offshore Fund LP See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001562302 Filed Document 0001562220-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
US Platform Development Group Inc. See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001617585 Filed Document 0001617585-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
J1S Energy, LLC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001601295 Filed Document 0001601295-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Delight Me, Inc. See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001518455 Filed Document 0001518455-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Commerce Real Estate, LLC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001624791 Filed Document 0001624791-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TCW Securitized Opportunities, L.P. See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCW Funds Distributors CIK Number 0001533390 Filed Document 0001533390-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aeterna Opes NH Fund I LP See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001622160 Filed Document 0001622160-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AAVIN Equity Partners II, LP See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625033 Filed Document 0001192482-14-000238 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Think2Perform, Inc. See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001625262 Filed Document 0001625262-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MINNESOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
YUMIX LLC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001623061 Filed Document 0001623061-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Wantify, Inc. See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001548265 Filed Document 0001548265-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Closed Loop Fund, LP See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001625271 Filed Document 0001625271-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bakken Income Fund LLC See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., Cape Securities Inc., Williams Financial Group, NTV Asset Management, LLC, Heckman Financial & Insurance Services, Inc., Concorde Investment Services, Anthony Capital, LLC, and D.H. Hill Securities, LLLP CIK Number 0001534460 Filed Document 0001534460-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund