|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Securities LLC
- CIK Number
- 0001625842
- Filed Document
- 0001625843-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625763
- Filed Document
- 0001625763-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001093716
- Filed Document
- 0001093716-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $548,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623314
- Filed Document
- 0001168404-14-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $3,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625470
- Filed Document
- 0001625470-14-000002
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001318965
- Filed Document
- 0001318965-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $21,962,244
- Associated Brokers / Dealers
- Sean Devlin and David Stecher
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000322
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $9,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623696
- Filed Document
- 0001623696-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625300
- Filed Document
- 0001625300-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SOUTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $127,434
- Associated Brokers / Dealers
- Mongolian Investment Banking Group LLC
- CIK Number
- 0001398972
- Filed Document
- 0001398972-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NOVA SCOTIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625731
- Filed Document
- 0001625731-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624870
- Filed Document
- 0001624870-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $15,050,061
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580645
- Filed Document
- 0001580645-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619161
- Filed Document
- 0001619161-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624584
- Filed Document
- 0001181431-14-036658
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622351
- Filed Document
- 0001622351-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625747
- Filed Document
- 0001625747-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NORTHERN TRUST SECURITIES, INC.
- CIK Number
- 0001625814
- Filed Document
- 0001625817-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $140,357,424
- Associated Brokers / Dealers
- Credit Suisse Securities (USA), LLC
- CIK Number
- 0001625138
- Filed Document
- 0001625138-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625978
- Filed Document
- 0001625978-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- UTAH
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Aurora Capital LLC
- CIK Number
- 0001474073
- Filed Document
- 0001315863-14-000668
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $660,659
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551146
- Filed Document
- 0001104659-14-081986
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001407275
- Filed Document
- 0001019056-14-001437
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625029
- Filed Document
- 0000906318-14-000088
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $47,500,000
- Associated Brokers / Dealers
- Rick Engen
- CIK Number
- 0001487513
- Filed Document
- 0001487513-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
GM Angel Backers Fund I, a series of Master Syndicate Funds LLC
See All Filings
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $504,975
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625728
- Filed Document
- 0001625728-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CHERRY TREE & ASSOCIATES
- CIK Number
- 0001379462
- Filed Document
- 0001379462-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593576
- Filed Document
- 0001593576-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001625621
- Filed Document
- 0001625621-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $65,006,070
- Associated Brokers / Dealers
- Andrew Arigo
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000330
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625197
- Filed Document
- 0001625197-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $10,514,155
- Associated Brokers / Dealers
- Clark Securities Inc
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000328
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $1,068,000
- Associated Brokers / Dealers
- Christopher Nyland, Andrew Hart, Roy Imai, Kevin Ballou, and Rhonda Miller
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000323
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Institutional Investments, Inc.
- CIK Number
- 0001625721
- Filed Document
- 0001140361-14-042659
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Institutional Investments, Inc.
- CIK Number
- 0001625706
- Filed Document
- 0001140361-14-042666
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591852
- Filed Document
- 0001591852-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625681
- Filed Document
- 0001625750-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559580
- Filed Document
- 0001559580-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- J.P. Turner & Company, L.L.C.
- CIK Number
- 0001495809
- Filed Document
- 0001495809-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $44,177
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609954
- Filed Document
- 0001140361-14-042844
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $3,802,121
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001512228
- Filed Document
- 0001512228-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001336193
- Filed Document
- 0001615774-14-000407
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $2,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625397
- Filed Document
- 0001625397-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NORTHERN TRUST SECURITIES, INC.
- CIK Number
- 0001625816
- Filed Document
- 0001625817-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621509
- Filed Document
- 0001621509-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591027
- Filed Document
- 0001591027-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $36,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624266
- Filed Document
- 0001624266-14-000002
- Exclusions or Exemptions
- 505, 504.1, and 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCG Securities, L.L.C., Morgan Stanley Smith Barney LLC, Financial Management Enterprises Ltd., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Avalon Wealth Management, LLC, and Alistithmar Capital
- CIK Number
- 0001603572
- Filed Document
- 0001603572-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001597381
- Filed Document
- 0001597381-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625758
- Filed Document
- 0001493152-14-003849
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- HAWAII
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
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