Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CIFC Senior Secured Corporate Loan Fund (Cayman) Ltd. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621486 Filed Document 0001621486-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Shields High Yield Active Core Fund LP See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kirk Kashevaroff, Therese Hernandez, Jeffrey Anderson, John W. Akkerman, Laurette J. Russman, and not applicable CIK Number 0001502130 Filed Document 0001181431-14-034093 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pondfield Opportunities Fund LP See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620893 Filed Document 0000919574-14-005550 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pegasus Sustainability Solutions, Inc. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001596153 Filed Document 0001596153-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Informatics In Context, Inc. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $1,930,000 Associated Brokers / Dealers N/A CIK Number 0001574025 Filed Document 0001574025-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $17,192,640 Associated Brokers / Dealers Edmon Tomes and Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-14-000282 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $274,308 Associated Brokers / Dealers Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-14-000275 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Green Sense Farms, LLC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001617365 Filed Document 0001617365-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Strategic Oil & Gas Ltd See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers N/A CIK Number 0001396323 Filed Document 0001396323-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Federal Cigar Bar, LLC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001621585 Filed Document 0001621585-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
ResiModel, Inc. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $721,300 Associated Brokers / Dealers N/A CIK Number 0001531354 Filed Document 0001531354-14-000004 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Steton Feeder Fund LLC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621478 Filed Document 0001621478-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Snap Finance LLC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $6,087,320 Associated Brokers / Dealers N/A CIK Number 0001588762 Filed Document 0001080368-14-000036 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
IDUN PHARMACEUTICALS INC See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $500,011 Associated Brokers / Dealers N/A CIK Number 0001076413 Filed Document 0001140361-14-037765 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $7,854,750 Associated Brokers / Dealers Bryant Kirk and James Gajewski CIK Number 0001135856 Filed Document 0001135856-14-000287 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CHILTON EUROPEAN INTERNATIONAL (BVI) LTD. See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458357 Filed Document 0000950103-14-006993 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NotesFirst, Inc. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001620887 Filed Document 0001620887-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WILKINSON O'GRADY GLOBAL EQUITY PARTNERS LP See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361827 Filed Document 0001140361-14-037501 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hill University Partners, LLC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $4,730,000 Associated Brokers / Dealers N/A CIK Number 0001621593 Filed Document 0001621593-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SAM Liquid Fund, LP See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555491 Filed Document 0001555491-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUMMIT PREMIUM PLUS FUND, LP See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001613106 Filed Document 0001613106-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Barac Value Fund, LP See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569727 Filed Document 0001569727-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRATEGIC ACCELERATED INVESTOR FUND, LLC See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001618389 Filed Document 0001618383-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SuperMighty LLC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001621136 Filed Document 0001621136-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Promise Financial, Inc. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $1,075,000 Associated Brokers / Dealers N/A CIK Number 0001621354 Filed Document 0001192482-14-000194 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
P2 Capital Fund, L.P. See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001391204 Filed Document 0001181431-14-034168 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Exalt Holdings, Inc. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001621559 Filed Document 0001621559-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EnEx Group, LP See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621582 Filed Document 0001621582-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Independence Realty Operating Partnership, LP See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $58,800 Associated Brokers / Dealers N/A CIK Number 0001607302 Filed Document 0001607302-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Spyglass-Concord Village LLC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001621699 Filed Document 0000950138-14-000680 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
5 Star Investment Group II, LLC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers n/a CIK Number 0001616959 Filed Document 0001616959-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SENSORY MEDICAL INC See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001457624 Filed Document 0001457624-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fran Co LLC See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595512 Filed Document 0001140361-14-038004 Exclusions or Exemptions 506c Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HALL CAPITAL III LP See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers CALTON & ASSOCIATES, INC. CIK Number 0001609246 Filed Document 0001140361-14-037614 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Blue Ridge Gold, LLC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621567 Filed Document 0001376474-14-000338 Exclusions or Exemptions 506c Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
CHICAGO PACIFIC FOUNDERS FUND-A, L.P. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers CV BROKERAGE, INC. CIK Number 0001621662 Filed Document 0001621663-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Cohesive Capital Partners II, L.P. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001621267 Filed Document 0001621267-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OnBudget, Inc. See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $1,995,000 Associated Brokers / Dealers N/A CIK Number 0001596521 Filed Document 0001596521-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Perkville, Inc. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $2,486,296 Associated Brokers / Dealers N/A CIK Number 0001621754 Filed Document 0001621754-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Individual Digital, Inc. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers None CIK Number 0001477535 Filed Document 0001477535-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $9,015,345 Associated Brokers / Dealers Edmon Tomes and Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-14-000283 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MacKay Shields Core Plus / Opportunities Fund LP See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jeffrey Anderson, John W. Akkerman, and not applicable CIK Number 0001502131 Filed Document 0001181431-14-034094 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
G-Ten Partners LLC See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588417 Filed Document 0001588417-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $12,959,998 Associated Brokers / Dealers Michael Corry, Robert Scharff, Paul Flotken, Laurence Celniker, and Gwen Middeke CIK Number 0001135856 Filed Document 0001135856-14-000276 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DCM Berkman, LP See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $1,205,000 Associated Brokers / Dealers N/A CIK Number 0001621591 Filed Document 0001621591-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $2,403,825 Associated Brokers / Dealers Dennis Morris CIK Number 0001135856 Filed Document 0001135856-14-000290 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GRAYBUG LLC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $1,325,000 Associated Brokers / Dealers N/A CIK Number 0001534133 Filed Document 0001534133-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Tree Street Management, LLC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001621451 Filed Document 0001621451-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Growth Partners, L.P. See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479266 Filed Document 0000935836-14-000567 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $17,508,730 Associated Brokers / Dealers Kenneth Dayton and Andrew Kraus CIK Number 0001135856 Filed Document 0001135856-14-000288 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund