Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SQUAN HOLDING CORP. See All Filings	D	2015-03-10 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001623242 Filed Document 0001405086-15-000113 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
WellDoc, Inc. See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001459113 Filed Document 0001459113-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
OTTO Health, LLC See All Filings	D	2015-03-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001541571 Filed Document 0001541571-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Geosphere Fund, LP See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415618 Filed Document 0000919574-15-002742 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PZENA INTERNATIONAL VALUE FUND (GT), a separate investment fund of Pzena Value Group Trust See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pzena Financial Services, LLC CIK Number 0001391855 Filed Document 0001393725-15-000028 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Earnest Partners China Fund (A Separate Series of the Earnest Series Investment Trust) See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562374 Filed Document 0000897069-15-000209 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Earnest Series, a Series of LPE, LLC See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558414 Filed Document 0001540551-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Loomis Sayles SRI Core Plus Fixed Income Trust See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633704 Filed Document 0001633704-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
MSD Energy Partners, L.P. See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agave Partners Holdings CIK Number 0001514057 Filed Document 0000902664-15-001605 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dallas Proton Treatment Holdings, LLC See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WFG Investments, Inc., APT Healthcare Capital, and Deutsche Bank Securities, Inc. CIK Number 0001545280 Filed Document 0001545280-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FORT GLOBAL CONTRARIAN LP See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001258078 Filed Document 0001507943-15-000044 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alfalfa's Market, Inc. See All Filings	D	2015-03-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001503837 Filed Document 0001503837-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Benefitfocus,Inc. See All Filings	D	2015-03-10 00:00:00 UTC
Amount To Be Raised $90,055,983 Associated Brokers / Dealers N/A CIK Number 0001576169 Filed Document 0001578563-15-000010 Exclusions or Exemptions 506c Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $Over $100,000,000 Type of Security Equity
Wittine Properties Ltd See All Filings	D	2015-03-10 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001636120 Filed Document 0001636120-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Dome US Multifamily Fund I LLC See All Filings	D	2015-03-10 00:00:00 UTC
Amount To Be Raised $12,240,000 Associated Brokers / Dealers N/A CIK Number 0001636165 Filed Document 0001636165-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ento Networks, Inc. See All Filings	D	2015-03-10 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001632389 Filed Document 0001632389-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
ICONIQ Access 22, LP See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593858 Filed Document 0001593858-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOLOGIX PARTNERS, LP See All Filings	D	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636129 Filed Document 0001636129-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund, SPC-Segregated Portfolio 34 See All Filings	D	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602125 Filed Document 0001507943-15-000051 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Levin Capital Trilogy Partners, L.P. See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Securities LLC, LCS Securities, LLC, and Pickwick Capital Partners, LLC CIK Number 0001382018 Filed Document 0000902664-15-001612 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CBX Holding, LLC See All Filings	D	2015-03-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001619568 Filed Document 0001140361-15-011037 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 23, LP See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601470 Filed Document 0001601470-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inverness Graham General Partner III, L.P. See All Filings	D	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635659 Filed Document 0001635661-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dividend Capital Diversified Property Fund Inc. See All Filings	D	2015-03-10 00:00:00 UTC
Amount To Be Raised $1,609,375 Associated Brokers / Dealers N/A CIK Number 0001327978 Filed Document 0001209191-15-024429 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Analog Capital Fund, L.P. See All Filings	D	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635722 Filed Document 0000935836-15-000150 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Semler Scientific, Inc. See All Filings	D	2015-03-10 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001554859 Filed Document 0001571049-15-001841 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
WEATHERLOW FUND I LP See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC and UMB Financial Services, Inc. CIK Number 0001203239 Filed Document 0001203239-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accriva Diagnostics Holdings, Inc. See All Filings	D	2015-03-10 00:00:00 UTC
Amount To Be Raised $18,890,558 Associated Brokers / Dealers N/A CIK Number 0001505837 Filed Document 0001505837-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
York Global Value Series, a Series of LGMA LLC See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company and SunTrust Banks, Inc. CIK Number 0001540552 Filed Document 0001522454-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
P2 Capital Master Fund X, L.P. See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602137 Filed Document 0001181431-15-004415 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TransHawk Systems, LLC See All Filings	D	2015-03-10 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001634651 Filed Document 0001634651-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Phoenix Partners, L.P. See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459012 Filed Document 0000902664-15-001604 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brigade Credit Offshore Fund II Ltd. See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458808 Filed Document 0000919574-15-002760 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEOFEEDIA INC. See All Filings	D	2015-03-10 00:00:00 UTC
Amount To Be Raised $3,503,871 Associated Brokers / Dealers N/A CIK Number 0001553232 Filed Document 0000905718-15-000293 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MAGNETAR STRUCTURED CREDIT FUND LP See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438426 Filed Document 0001438426-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Poler, Inc. See All Filings	D	2015-03-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001635296 Filed Document 0001635296-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Zest Tea, LLC See All Filings	D	2015-03-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001635481 Filed Document 0001635481-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
MORRIS GLOBAL STRATEGIES LP See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001243579 Filed Document 0001243579-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund, SPC - Segregated Portfolio 14 See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469695 Filed Document 0001507943-15-000052 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIGO ENERGY INC See All Filings	D	2015-03-10 00:00:00 UTC
Amount To Be Raised $12,933,733 Associated Brokers / Dealers N/A CIK Number 0001436444 Filed Document 0001436444-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FEG ABSOLUTE ACCESS TEI FUND LLC See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512152 Filed Document 0000926877-15-000049 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QS Investors DBI All Country Global Equity Fund LP See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569108 Filed Document 0001569108-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brigade Opportunistic Credit Fund - ICL LP See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571584 Filed Document 0000919574-15-002758 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REACH Health, Inc. See All Filings	D	2015-03-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001500088 Filed Document 0001500088-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Georgia Proton Treatment Holdings, LLC See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WFG Investments, Inc., APT Healthcare Capital, and Deutsche Bank Securities, Inc. CIK Number 0001546558 Filed Document 0001545280-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Safinia Partners, L.P. See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539456 Filed Document 0000902664-15-001611 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
P&A BALANCED FUND, L.P. See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer Asset Management, Summit Equities Inc., and NFP Securities Inc. CIK Number 0001213586 Filed Document 0000943663-15-000053 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Many Trees Inc. See All Filings	D	2015-03-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001636059 Filed Document 0001636059-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ATHENA ALPHA INVESTORS LP See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001446538 Filed Document 0001478747-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FORT GLOBAL DIVERSIFIED LP See All Filings	D/A	2015-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001258075 Filed Document 0001507943-15-000045 Exclusions or Exemptions 506b Accepted Date 2015-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund