Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Elementum Zephyrus Total Return Cat Bond Fund Ltd. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626310 Filed Document 0001315863-14-000675 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indicator Ventures, L.P. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001626119 Filed Document 0001626119-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Flower Orthopedics Corp See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001604136 Filed Document 0001604136-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Spinnaker Income Partners, L.P. See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575322 Filed Document 0001575322-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Artis Ventures II, L.P. See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers Investbridge Capital Limited CIK Number 0001587636 Filed Document 0001587636-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
New York Life Insurance Co Pooled Separate Account 45-005 See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626397 Filed Document 0001626397-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
MicroVest Plus, LP See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers THEODORE J. GILLMAN CIK Number 0001533478 Filed Document 0000919574-14-006791 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lake Geneva Fund LP See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589894 Filed Document 0001589894-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mountain Brook Partners, LP See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593818 Filed Document 0001593818-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOORE EMERGING MARKETS FUND LTD See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anthony Richard Buscemi, John B. Hardy III, John L. Youngblood, Jennifer Kelleher Tamis, Butler Capital Investments, LLC, EIM SECURITIES (USA) INC., and Charles Leonard Moore CIK Number 0001179054 Filed Document 0001179054-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Equity
One Dalton Onshore Feeder Fund, L.P. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001625948 Filed Document 0001625948-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taurus CD 177 Travesia Austin TX LP See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $10,850,000 Associated Brokers / Dealers Linda Kassof, Monica Himes, Robert Clifford, and Allison Walk CIK Number 0001625265 Filed Document 0001625265-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CALIFORNIA REPUBLIC BANCORP See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $81,000,000 Associated Brokers / Dealers Jon Zucconi CIK Number 0001567861 Filed Document 0001567861-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vida Cannabis Corp. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601130 Filed Document 0001601130-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
AngelList-Cehs-Fund, a series of AngelList-KaAl-Funds, LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $334,500 Associated Brokers / Dealers N/A CIK Number 0001626440 Filed Document 0001626440-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABPathfinder, Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001592815 Filed Document 0001592815-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Vida Cannabis Corp. See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601130 Filed Document 0001601130-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
KindHeart, Inc. See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001617570 Filed Document 0001617570-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SRSTS 2014 Offshore LP See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001626423 Filed Document 0001140361-14-043417 Exclusions or Exemptions 506c Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M West Propco-450 National, LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001626396 Filed Document 0001626396-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Managed Futures Fund II, L.P. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626400 Filed Document 0001626400-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Suralink, Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $482,750 Associated Brokers / Dealers N/A CIK Number 0001626152 Filed Document 0001626152-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Lemay Lake Equity LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $10,800,000 Associated Brokers / Dealers N/A CIK Number 0001626446 Filed Document 0000897069-14-000477 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Reynolds Bakken LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $11,062,500 Associated Brokers / Dealers N/A CIK Number 0001626460 Filed Document 0000914760-14-000132 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Celadon Technology Fund III, LLC See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $9,435,928 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001617035 Filed Document 0001617035-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Fair Lane Investment Partners, L.P. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626346 Filed Document 0001140361-14-043412 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PsiKick, Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $5,249,994 Associated Brokers / Dealers N/A CIK Number 0001562446 Filed Document 0001562446-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
NAVEX TopCo, Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $213,945,104 Associated Brokers / Dealers N/A CIK Number 0001626571 Filed Document 0001626792-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GLG European Long-Short Fund LP See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001551784 Filed Document 0000902664-14-004480 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brian's Search Film Development LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001626432 Filed Document 0001626432-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Arrayent Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001478751 Filed Document 0001478751-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
VDN LP See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $8,629,673 Associated Brokers / Dealers N/A CIK Number 0001629578 Filed Document 0001629578-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Zapier, Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $1,362,949 Associated Brokers / Dealers N/A CIK Number 0001626361 Filed Document 0001626361-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CollegeFrog, Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $65,000 Associated Brokers / Dealers N/A CIK Number 0001547829 Filed Document 0001547829-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GBB Hospitality Group, LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001594220 Filed Document 0001594220-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Indico Data Solutions INC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $3,029,602 Associated Brokers / Dealers N/A CIK Number 0001626044 Filed Document 0001626044-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
JH NETWORKING INSURANCE AGENCY INC See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $53,000,000 Associated Brokers / Dealers N/A CIK Number 0000937914 Filed Document 0001181431-14-037350 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
PEAK MANAGEMENT GROUP, LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $512,000 Associated Brokers / Dealers N/A CIK Number 0001626111 Filed Document 0001140361-14-043524 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Fightball Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001624292 Filed Document 0001624292-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Option To Acquire
Grove Instruments, Inc. See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001541288 Filed Document 0001541288-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
New York Pooled PRI Fund, LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624950 Filed Document 0000950103-14-008310 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Opternative, Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001626434 Filed Document 0001626434-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
MicroVest Plus Offshore Fund Ltd. See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Theodore Jones Gillman CIK Number 0001533871 Filed Document 0000919574-14-006790 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Echelon LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $7,550,000 Associated Brokers / Dealers N/A CIK Number 0001626443 Filed Document 0000897069-14-000478 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Third Eye Capital Partners, LP See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626486 Filed Document 0001626486-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sanguine BioSciences, Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $6,975,288 Associated Brokers / Dealers N/A CIK Number 0001626185 Filed Document 0001626185-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
One Dalton Offshore Feeder Fund, Ltd. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001625947 Filed Document 0001625947-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOCRATA, INC. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001578775 Filed Document 0001578775-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PicoBrew, Inc. See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $2,820,000 Associated Brokers / Dealers N/A CIK Number 0001608539 Filed Document 0001608539-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Term Fund 2018 See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626615 Filed Document 0001140361-14-043593 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund