Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Term Fund 2015 See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519771 Filed Document 0001140361-14-043589 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forward Networks, Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $825,000 Associated Brokers / Dealers N/A CIK Number 0001623872 Filed Document 0001623872-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Moore Macro Managers Fund, Ltd. See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John B. Hardy III, Anthony Richard Buscemi, John L. Youngblood, Jennifer Kelleher Tamis, Butler Capital Investments, LLC, EIM Securities (USA) Inc., and Charles Leonard Moore CIK Number 0001169693 Filed Document 0001169693-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Equity
GP Mortgage Opportunity Fund II, LP See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593336 Filed Document 0001593336-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WE AUDUBON 100 LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $3,765,000 Associated Brokers / Dealers N/A CIK Number 0001626741 Filed Document 0001078782-14-002179 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BRIDGETON TACTICAL ADVISORS FUND, LP See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Sanders Morris Harris Inc., FSC Securities Corporation, H. Beck, Inc., Multi-Financial Securities Corporation, Uhlmann Price Securities, LLC, Intercarolina Financial Services, Inc., Wells Fargo Advisors, LLC, BFT Financial Group, LLC, PrimeVest Financial Services, Inc., Pavek Investments, Inc., Polar Investment Council, The Strategic Financial Alliance, Inc., Pacific West Securities, Inc., VFG Securities, Inc., Heritage Financial Systems Inc., Geneos Wealth Management, Inc., Thomas McDonald Partners, LLC, Alternative Wealth Strategies, Inc., Cambridge Investment Research, Inc., American Portfolios Financial Services, Inc., First Alllied Securities, Inc., Tricor Financial, LLC, The (Wilson) Williams Financial Group, Inc., Naples AIS, Inc., SCF Securities, Inc., C.K. Cooper & Company, Inc., Silver Oak Securities, Incorporated, Steven A. Kohn & Associates, Ltd, Capital Guardian, LLC, Sterling Enterprise Group, Inc., Purshe Kaplan Sterling, John T. Studnicky, VSR Financial Services, Inc., MidAmerica Financial Services, Inc., E.D. & F. Man, Capital Management Partners, Inc., Ryan Y. Poage, and Joseph A. Gunther CIK Number 0000794775 Filed Document 0000794775-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Griffith Laboratories International, Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers n/a CIK Number 0001597696 Filed Document 0001597696-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Associated Petroleum Inc See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $123,000 Associated Brokers / Dealers NA CIK Number 0001568870 Filed Document 0001568870-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Graphscience, Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $1,399,999 Associated Brokers / Dealers N/A CIK Number 0001586964 Filed Document 0001586964-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WEP Film, LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001555863 Filed Document 0001555863-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Other
Lightspeed Venture Partners X, L.P. See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $1,050,000,000 Associated Brokers / Dealers N/A CIK Number 0001602573 Filed Document 0001602575-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West End Butterfield Holdings LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers None CIK Number 0001626163 Filed Document 0001626163-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LAKE GENEVA OFFSHORE FUND LTD. See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A - None CIK Number 0001593175 Filed Document 0001593175-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOUNT KAMET FUND LP See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589382 Filed Document 0001013594-14-000695 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Starlight U.S. Multi-Family (No. 3) Core REIT Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001626121 Filed Document 0001626121-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Earl Energy, LLC See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001512318 Filed Document 0001512318-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Merkle Group Inc See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $2,008,842 Associated Brokers / Dealers N/A CIK Number 0001342190 Filed Document 0001342190-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
AssetAvenue 106, LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $372,000 Associated Brokers / Dealers None CIK Number 0001626180 Filed Document 0001626180-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
LiveFrom.Me, Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001626139 Filed Document 0001626139-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
JFL Partners Fund LP See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626392 Filed Document 0001626392-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Real Estate Opportunities Fund VII, L.P. See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614616 Filed Document 0001181431-14-037287 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CircleUp Growth Capital Fund I, L.P. See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001614463 Filed Document 0001614463-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Africa Farmers Collateral Fund I LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001622548 Filed Document 0001622548-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Lect-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $283,120 Associated Brokers / Dealers N/A CIK Number 0001626439 Filed Document 0001626439-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Huntstville JV Retail Partners LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001626369 Filed Document 0001626369-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MicroVest Plus, LP (Fixed Rate Notes) See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001533872 Filed Document 0000919574-14-006792 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Renewable Energy Trust Capital, Inc. See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $171,825,869 Associated Brokers / Dealers ROTH CAPITAL PARTNERS, LLC and MARATHON CAPITAL, LLC CIK Number 0001550826 Filed Document 0001550826-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BH New Opportunity Fund 2014, L.P. See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $18,300,000 Associated Brokers / Dealers Jordan, Knauff & Company LLC CIK Number 0001603502 Filed Document 0001603502-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
ST JOSEPH INC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001177135 Filed Document 0001493152-14-003936 Exclusions or Exemptions 506c Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Forward Networks, Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $11,150,000 Associated Brokers / Dealers N/A CIK Number 0001623872 Filed Document 0001623872-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trio Health Advisory Group, Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001626413 Filed Document 0001626413-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vida Cannabis Corp. See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601130 Filed Document 0001601130-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Holganix, LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001571004 Filed Document 0001571004-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Term Fund 2014 See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519770 Filed Document 0001140361-14-043588 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silvergate Crossroads Investors, LLC See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $343,950 Associated Brokers / Dealers N/A CIK Number 0001626422 Filed Document 0001626422-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
M2M Spectrum Networks, LLC See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers N/A CIK Number 0001584146 Filed Document 0001584146-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
Indianapolis Multifamily DST See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $25,981,840 Associated Brokers / Dealers Richard Schwartz CIK Number 0001623683 Filed Document 0000950138-14-000744 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Venture Investment Associates Energy III, L.P. See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001580196 Filed Document 0001580196-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOUNT KAMET OFFSHORE FUND LTD. See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592642 Filed Document 0001013594-14-000696 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Perceptive Credit Opportunities Fund, LP See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JEFFERIES LLC and J.H. DARBIE & CO., INC. CIK Number 0001622789 Filed Document 0001622789-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GM Angel Backers Fund I, a series of Master Syndicate Funds LLC See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $959,975 Associated Brokers / Dealers N/A CIK Number 0001625728 Filed Document 0001625728-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commitchange Corp See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001588291 Filed Document 0001588291-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
MOORE GLOBAL INVESTMENTS LTD See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anthony Richard Buscemi, John B. Hardy III, John L. Youngblood, Jennifer Kelleher Tamis, CREDIT SUISSE SECURITIES (USA) LLC, Butler Capital Investments, LLC, EIM SECURITIES (USA) INC., and Charles Leonard Moore CIK Number 0001230714 Filed Document 0001230714-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Campus-Clarion Student Housing Trust See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001626242 Filed Document 0001626242-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Drip Drop, Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $5,462,699 Associated Brokers / Dealers N/A CIK Number 0001560582 Filed Document 0001560582-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blackwater Global Onshore Fund LLC See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001333344 Filed Document 0001333344-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Innospring Seed Fund II, L.P. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001625926 Filed Document 0001625926-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sancta Value Fund US LP See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591645 Filed Document 0001591645-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED ARAB EMIRATES Revenue or Assets Decline to Disclose Type of Security Equity
SERAPH VC I, LLC See All Filings	D/A	2014-11-25 00:00:00 UTC
Amount To Be Raised $1,114,000 Associated Brokers / Dealers N/A CIK Number 0001625762 Filed Document 0001625762-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ostendo Technologies, Inc. See All Filings	D	2014-11-25 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001595777 Filed Document 0001595777-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt