|
|
D/A |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $3,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001586413
- Filed Document
- 0001586413-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Business Services
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559737
- Filed Document
- 0001559737-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $962,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621692
- Filed Document
- 0001354488-14-005058
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D/A |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001506049
- Filed Document
- 0001104659-14-070954
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Other
|
|
|
D/A |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001353282
- Filed Document
- 0001353282-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621575
- Filed Document
- 0001621575-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $8,136,620
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619557
- Filed Document
- 0001619557-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Trump Securities, LLC, MML Investors Services, Inc., Stern Capital, LLC, M Holdings Securities, Inc., and Caledonia Planning Group Bermuda, Ltd.
- CIK Number
- 0001560003
- Filed Document
- 0001172661-14-001615
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569583
- Filed Document
- 0001104659-14-070961
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Other
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $10,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594684
- Filed Document
- 0001594684-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- GERMANY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621903
- Filed Document
- 0001181431-14-034126
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545887
- Filed Document
- 0001545887-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621818
- Filed Document
- 0001621818-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $355,520
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623566
- Filed Document
- 0001623566-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000319200
- Filed Document
- 0001076542-14-000152
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001501113
- Filed Document
- 0001104659-14-070980
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Other
|
|
|
D/A |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581519
- Filed Document
- 0001621752-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001508971
- Filed Document
- 0001104659-14-070959
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Other
|
|
|
D/A |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC ("MSSB"), Citigroup Global Markets Inc. ("CGM"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001209709
- Filed Document
- 0001209709-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616495
- Filed Document
- 0001615774-14-000189
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001227265
- Filed Document
- 0001227265-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001037189
- Filed Document
- 0001037189-14-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $2,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621688
- Filed Document
- 0001621688-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $2,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001582655
- Filed Document
- 0001213900-14-007194
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621911
- Filed Document
- 0001621911-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619939
- Filed Document
- 0001619939-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $141,471
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001488843
- Filed Document
- 0001488843-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $1
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001444515
- Filed Document
- 0001444515-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601883
- Filed Document
- 0001231919-14-000032
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $3,100,000
- Associated Brokers / Dealers
- Paulson Investments
- CIK Number
- 0001065544
- Filed Document
- 0001491552-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622089
- Filed Document
- 0001622089-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Campbell Lutyens & Co. Ltd.
- CIK Number
- 0001620274
- Filed Document
- 0001620274-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588484
- Filed Document
- 0000902664-14-003999
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $4,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001431974
- Filed Document
- 0001431974-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $9,250,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001622087
- Filed Document
- 0001622087-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $2,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619902
- Filed Document
- 0001619939-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- WEDBUSH SECURITIES INC.
- CIK Number
- 0001268096
- Filed Document
- 0001268096-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609899
- Filed Document
- 0001609899-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $475,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611268
- Filed Document
- 0001611268-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001532434
- Filed Document
- 0001172661-14-001614
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001340143
- Filed Document
- 0001340143-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $2,268,000
- Associated Brokers / Dealers
- none
- CIK Number
- 0001621821
- Filed Document
- 0001621821-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001501114
- Filed Document
- 0001104659-14-070953
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Other
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $95,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621910
- Filed Document
- 0001012975-14-000659
- Exclusions or Exemptions
- 504, 505, and 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001473970
- Filed Document
- 0001473970-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001535350
- Filed Document
- 0001535350-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588778
- Filed Document
- 0000919574-14-005628
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $1,757,447
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621781
- Filed Document
- 0001621781-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Raymond James Financial Services, Inc, Stifel, Nicolaus and Company, Inc., NFP Securities Inc., Triad Advisors, Inc., RBC Capital Markets Corporation, LPL Financial LLC, and Raymond James & Associates, Inc.
- CIK Number
- 0001449393
- Filed Document
- 0001140361-14-037749
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-09 00:00:00 UTC |
- Amount To Be Raised
- $44,797,980
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621791
- Filed Document
- 0001621791-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|