Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RCG Longview Post Co-Invest, L.P. See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623936 Filed Document 0001623936-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Harrier Fund (C), Ltd. See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493435 Filed Document 0001493435-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alpha Credit Matlack LLC See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised $7,558,058 Associated Brokers / Dealers N/A CIK Number 0001550387 Filed Document 0001140361-14-043616 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Baker Street Capital US, L.P. See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592985 Filed Document 0001144204-14-071210 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brazil Green Energy Technologies, LLC See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001572639 Filed Document 0001572639-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Visage Software, Inc. See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $2,149,999 Associated Brokers / Dealers N/A CIK Number 0001626404 Filed Document 0001626404-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lucky Corridor, LLC See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers n/a CIK Number 0001502423 Filed Document 0001502423-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Longbow Clean Value Fund, L.P. See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466002 Filed Document 0000902664-14-004481 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALUEACT CAPITAL INTERNATIONAL I L.P. See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390598 Filed Document 0000950142-14-002328 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Island Windjammers, Inc. See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001495122 Filed Document 0001495122-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Oy, Inc. See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001620044 Filed Document 0001620044-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Peppertree Capital International Fund QP, LP See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626308 Filed Document 0001626308-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BTG Pactual Brazil Timberland Fund I A, LP See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592515 Filed Document 0001592515-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERSA CAPITAL FUND III-A, L.P. See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers SIXPOINT PARTNERS LLC, ATLANTIC BRIDGE B.V., and CV BROKERAGE, INC. CIK Number 0001563329 Filed Document 0001626299-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Hound Partners LP See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328137 Filed Document 0000919574-14-006817 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tumeric Healing Enterprises, Inc. See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $3,241,608 Associated Brokers / Dealers N/A CIK Number 0001626622 Filed Document 0001144204-14-071416 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stelliam Offshore Long Fund, Ltd. See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479350 Filed Document 0001315863-14-000676 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tiffin Ave 2023 LLC See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $1,517,541 Associated Brokers / Dealers N/A CIK Number 0001627809 Filed Document 0001144204-14-073448 Exclusions or Exemptions 506c Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Timber Oaks Partners, LLC See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001626605 Filed Document 0001626605-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Marylebone Lane Fund See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592408 Filed Document 0000902664-14-004474 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StoneRoad Series Investment Trust See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592801 Filed Document 0001592801-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BENEFIT STREET PARTNERS RE FR K-31 L.P. See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586162 Filed Document 0001586162-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEDGE, INC. See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001601036 Filed Document 0001601036-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Altiscale, Inc. See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $34,000,000 Associated Brokers / Dealers N/A CIK Number 0001625855 Filed Document 0001625855-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Soliton, Inc. See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $12,000,002 Associated Brokers / Dealers N/A CIK Number 0001548187 Filed Document 0001548187-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Canarsie Capital Fund Offshore, Ltd. See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592158 Filed Document 0001565596-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avegant Corp See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001565012 Filed Document 0001565012-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Uwezo Brands, LLC See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001626462 Filed Document 0001626462-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NW U.K. Regional II (No.2) Limited Partnership See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $157,050,767 Associated Brokers / Dealers N/A CIK Number 0001626245 Filed Document 0001626245-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MK PARK LANE INVESTORS, LLC See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001626482 Filed Document 0001626482-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
STAGE I DIAGNOSTICS, INC. See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001467094 Filed Document 0001245105-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
100 Federal Subsidiary REIT LLC See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001626589 Filed Document 0001626589-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Falcon Fund (C), Ltd. See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493438 Filed Document 0001493438-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1031 Crowdfunding, LLC See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001622356 Filed Document 0001622356-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FNA Fertilizer USA ULC See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617584 Filed Document 0001393725-14-000164 Exclusions or Exemptions 506c Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business SASKATCHEWAN, CANADA Revenue or Assets $No Revenues Type of Security Equity
Bloc, Inc. See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $5,999,998 Associated Brokers / Dealers N/A CIK Number 0001626204 Filed Document 0001626204-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HOUND PARTNERS CONCENTRATED FUND, LP See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597118 Filed Document 0000919574-14-006811 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O'Connor Fund of Funds: Technology LLC See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001281771 Filed Document 0001140361-14-043664 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
VALUEACT CAPITAL PARTNERS L.P. See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001130743 Filed Document 0000950142-14-002327 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROI-Exchange Corp See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624023 Filed Document 0001624023-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Optex Systems Holdings Inc See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers Palladium Capital Advisors, LLC CIK Number 0001397016 Filed Document 0001571049-14-006867 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
PIMCO COMMODITY ALPHA FUND LLC See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO Investments LLC CIK Number 0001570965 Filed Document 0000943663-14-000168 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StoneRoad Series Investment Trust See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592801 Filed Document 0001592801-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peer Street Funding, LLC See All Filings	D/A	2014-11-26 00:00:00 UTC
Amount To Be Raised $107,250 Associated Brokers / Dealers N/A CIK Number 0001626475 Filed Document 0001626475-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Third Level LLC See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001621105 Filed Document 0001621105-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CERVEL NEUROTECH, INC. See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001444620 Filed Document 0001168404-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vault12, Inc. See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $1,474,999 Associated Brokers / Dealers N/A CIK Number 0001625745 Filed Document 0001625745-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TIY Ventures G 2015, LLC See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001627522 Filed Document 0001627522-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
ROBERTS REALTY INVESTORS INC See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001011109 Filed Document 0001503249-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Lessonly, Inc. See All Filings	D	2014-11-26 00:00:00 UTC
Amount To Be Raised $1,094,160 Associated Brokers / Dealers N/A CIK Number 0001621724 Filed Document 0001621724-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity