Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cooledge Lighting Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $4,275,000 Associated Brokers / Dealers N/A CIK Number 0001470911 Filed Document 0001470911-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Andalusian Corporate Opportunities Fund, LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group LLC CIK Number 0001464562 Filed Document 0001315863-14-000586 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golub Capital Partners 9, L.P. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592593 Filed Document 0001592593-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C/C Financial Corp. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $7 Associated Brokers / Dealers None CIK Number 0001572445 Filed Document 0001572445-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
iScreen Vision, Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001500146 Filed Document 0001500146-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
PEPPERMINT ENERGY, INC. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001555821 Filed Document 0001555821-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Free Flow Wines, LLC See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001601810 Filed Document 0001601810-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SERIOUS INTEGRATED, INC. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001518486 Filed Document 0001518486-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Ping Emerging Markets Macro Fund, LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001531360 Filed Document 0001531360-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GKC Offshore COLP, LP See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $63,000,000 Associated Brokers / Dealers N/A CIK Number 0001621716 Filed Document 0000905718-14-000670 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Good Clean Love, Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Circleup CIK Number 0001621758 Filed Document 0001621758-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
IAM Credit Opportunities Offshore Fund, Ltd. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557409 Filed Document 0001557409-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCM Emerging Markets Mid Cap Fund LLC See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588776 Filed Document 0001012975-14-000662 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
StackIQ, Inc. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised $4,188,599 Associated Brokers / Dealers N/A CIK Number 0001607413 Filed Document 0001607413-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Balanced Value Strategies (US), LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502583 Filed Document 0001531982-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised $86,930 Associated Brokers / Dealers Kirk Penland and Danny Golesh CIK Number 0001135856 Filed Document 0001135856-14-000297 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GIFT CARD XPRESS, INC. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001619983 Filed Document 0001619983-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Patch of Land, Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000058 Exclusions or Exemptions 506c Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ATLAS COPCO AB See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $144,600 Associated Brokers / Dealers N/A CIK Number 0000748954 Filed Document 0000748954-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business SWEDEN Revenue or Assets $Over $100,000,000 Type of Security Equity
IAM Credit Opportunities Master Fund, LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559571 Filed Document 0001559571-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Banbury Offshore Fund Ltd. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621406 Filed Document 0000919574-14-005689 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 38, LP See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621862 Filed Document 0001621862-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gotham Targeted Neutral, Ltd. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622122 Filed Document 0001622122-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tse Capital Offshore Fund, Ltd. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588935 Filed Document 0000902664-14-004016 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAI Wealth Dividend Strategy Plus Fund, L.P. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Calfee Financial Advisors, Inc. CIK Number 0001461596 Filed Document 0001315863-14-000585 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley Colony Distressed Credit & Special Situations III Offshore Feeder, LP See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001621951 Filed Document 0001140361-14-037887 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HyperJamz, Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001620581 Filed Document 0001620581-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Varde Scratch & Dent Master, L.P. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621589 Filed Document 0001621589-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMP, Ltd. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588878 Filed Document 0001140361-14-038119 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Osage University Partners II, L.P. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001621636 Filed Document 0001192482-14-000197 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LLCP CO-INVESTMENT FUND, L.P. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001622094 Filed Document 0001622094-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SWEIGH INC. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $1,060,000 Associated Brokers / Dealers N/A CIK Number 0001622358 Filed Document 0001144204-14-061338 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Envisage Technologies, LLC See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers GSV Advisors, LLC CIK Number 0001367251 Filed Document 0001367251-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
IQ Absolute Return Select Fund, L.P. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451656 Filed Document 0001451656-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CITIZENGINE, INC. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001555890 Filed Document 0001555890-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
COMMONFUND STRATEGIC SOLUTIONS EQUITY FUND LLC See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC, CIK Number 0001532154 Filed Document 0001619064-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IQ Global Long/Short Equity Select Fund, L.P. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451498 Filed Document 0001451498-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FL 9-14 Fund, LLC See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $9,850,000 Associated Brokers / Dealers N/A CIK Number 0001622008 Filed Document 0001622008-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Gulfstream Opportunity Fund LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew Charles Fialko and Dewitt L. Alexandre Jr. CIK Number 0001340970 Filed Document 0000919574-14-005677 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yvolver, Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $1,720,588 Associated Brokers / Dealers N/A CIK Number 0001587542 Filed Document 0001587542-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AFG Growth Partners LP See All Filings	D/A	2014-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456044 Filed Document 0000919574-14-005633 Exclusions or Exemptions 506b Accepted Date 2014-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tongal, Inc. See All Filings	D	2014-10-09 00:00:00 UTC
Amount To Be Raised $5,000,004 Associated Brokers / Dealers N/A CIK Number 0001473229 Filed Document 0001473229-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Growth Geeks Inc. See All Filings	D	2014-10-09 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001621689 Filed Document 0001621689-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-09 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
WJA Alternative Investment Strategies I, LLC, Series I-22 See All Filings	D/A	2014-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598714 Filed Document 0001104659-14-070982 Exclusions or Exemptions 506b Accepted Date 2014-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Other
Mainspree, Inc. See All Filings	D	2014-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621945 Filed Document 0001621945-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
ETM Fund Ltd. See All Filings	D	2014-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621822 Filed Document 0001621822-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ARISTEIA PARTNERS, L.P. See All Filings	D/A	2014-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001066766 Filed Document 0001315863-14-000584 Exclusions or Exemptions 506b Accepted Date 2014-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHAKEYS MILLENNIUM FUND III, L.L.C. See All Filings	D/A	2014-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001557747 Filed Document 0001593947-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gotham Diversified Neutral, LP See All Filings	D	2014-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621865 Filed Document 0001621865-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PolyPlexx, LLC See All Filings	D/A	2014-10-09 00:00:00 UTC
Amount To Be Raised $1,638,660 Associated Brokers / Dealers n/a CIK Number 0001607283 Filed Document 0001607283-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-09 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WEST VIRGINIA Revenue or Assets $No Revenues Type of Security Equity