Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GRANAT FUND LLC See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001286148 Filed Document 0001286148-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CYMBET CORP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001376889 Filed Document 0001181431-14-034182 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Gotham Diversified Hedge (US), LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531983 Filed Document 0001531981-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Slate Path Partners LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559861 Filed Document 0000902664-14-004021 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Monterey Receivables Funding, LLC See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers MFN Capital CIK Number 0001576755 Filed Document 0001576755-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
Western Asset Macro Opportunities Alternatives Fund, Ltd. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001619064 Filed Document 0001619064-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gotham Short Strategies Ltd. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559707 Filed Document 0001531982-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thomas H. Lee (Individuals) Fund VII, L.P. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621552 Filed Document 0001619064-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Servably, Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001621912 Filed Document 0001621912-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Holding Co Potomac Dawn See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001584694 Filed Document 0001584694-14-000020 Exclusions or Exemptions 506c Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
PCIP Hudson Corners Series See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $2,048,625 Associated Brokers / Dealers N/A CIK Number 0001619822 Filed Document 0001619822-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
SAGE ROCK CAPITAL FUND LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588827 Filed Document 0001013594-14-000633 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Earth & Mineral Works LLC See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001622003 Filed Document 0001622003-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Equity
Banbury Domestic Fund LP See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621402 Filed Document 0000919574-14-005687 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Banyan Investment Fund, L.P. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435986 Filed Document 0001095449-14-000132 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised $12,638,743 Associated Brokers / Dealers Gwen Middeke, Robert Scharff, Jr., Michael Corry, Paul Flotken, and Larry Celniker CIK Number 0001135856 Filed Document 0001135856-14-000294 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Conneaut Leather Holdings, LLC See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $585,000 Associated Brokers / Dealers N/A CIK Number 0001601101 Filed Document 0001601101-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
statECON Fund I LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532578 Filed Document 0001532578-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Kendall Sustainable Infrastructure I, L.P. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589048 Filed Document 0001144204-14-060922 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PWP Global Macro Fund LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588759 Filed Document 0000902664-14-004019 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLUEHENGE CAPITAL SECURED DEBT SBIC, L.P. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers COMMERCE STREET CAPITAL, LLC CIK Number 0001618990 Filed Document 0001618990-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talent Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $1,500,027 Associated Brokers / Dealers N/A CIK Number 0001621479 Filed Document 0001621479-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
La Moda (Gale) EB-5 Investment LP See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001621885 Filed Document 0001621885-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Strategic Value Restructuring Fund, Ltd. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets, Inc. and Deutsche Bank Securities Inc. CIK Number 0001470395 Filed Document 0001470395-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Thrive Frozen Nutrition, Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $4,530,000 Associated Brokers / Dealers Bowen Advisors, Inc. CIK Number 0001562856 Filed Document 0001562856-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LRV Capital Partners II LP See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622019 Filed Document 0000919574-14-005702 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVENUE ACCESS LLC See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001588902 Filed Document 0001588902-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Motorcycles Inc See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $6,062,705 Associated Brokers / Dealers N/A CIK Number 0001414496 Filed Document 0001414496-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
R Value, Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001544654 Filed Document 0001544654-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
OUR FILM FESTIVAL, INC. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $20,078,071 Associated Brokers / Dealers N/A CIK Number 0001521746 Filed Document 0001521746-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FIG Watson B, GP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001607378 Filed Document 0001354488-14-005061 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
West 46th Owner, LLC See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621901 Filed Document 0001621901-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Benu Networks, Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $20,618,875 Associated Brokers / Dealers N/A CIK Number 0001584510 Filed Document 0001584510-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CIM Enterprise Loan Fund, L.P. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621543 Filed Document 0000935836-14-000580 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Globevestor FlintoBox Fund I, a series of Globevestor Funds, LLC See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001623917 Filed Document 0001623917-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENDURANCE GROUP LLC See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622092 Filed Document 0001144204-14-060849 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Metrodigi, Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $3,170,000 Associated Brokers / Dealers N/A CIK Number 0001620641 Filed Document 0001620641-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Iowa Approach, Inc. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001609573 Filed Document 0001609573-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
CEP III - Cascade 14, LLC See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001621834 Filed Document 0001621834-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Human Memory Archive LLC See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001621963 Filed Document 0001621963-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Short Strategies (US), LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502581 Filed Document 0001531982-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thackeray Partners Realty Fund IV, L.P. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001622056 Filed Document 0001622056-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buchanan Phoenix Rising Fund, LLC See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised $51,080,000 Associated Brokers / Dealers N/A CIK Number 0001564393 Filed Document 0001564393-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
White Oaks Investment Management Aggressive Growth Fund LLC See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299869 Filed Document 0001299869-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
OverDog, Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001431941 Filed Document 0001431941-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Friendemic, Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001574889 Filed Document 0001574889-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Harp Angell, Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $60 Associated Brokers / Dealers N/A CIK Number 0001621755 Filed Document 0001621755-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
RESIDENTIAL REAL ESTATE TOTAL RETURN OPPORTUNITIES FUND LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466665 Filed Document 0000902664-14-004020 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gotham Hedged Value Strategies (US), LLC See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496336 Filed Document 0001531981-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IAM Credit Opportunities Fund, LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557402 Filed Document 0001557402-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund