Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NIS Short Duration High Yield Fund, LLC See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573178 Filed Document 0000897069-14-000481 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Contact Exploration Inc. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $2,674,497 Associated Brokers / Dealers Canaccord Genuity Corp., AltaCorp. Capital Inc., Beacon Securities Limited, RBC Dominion Securities Inc., Jennings Capital Inc., Dundee Securities Ltd., and Industrial Alliance Securities Inc. CIK Number 0001626503 Filed Document 0001140361-14-043749 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RMIF Sheridan, LLC See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $1,435,020 Associated Brokers / Dealers N/A CIK Number 0001626761 Filed Document 0001626761-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Alpine 4 Automotive Technologies Ltd. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001606698 Filed Document 0001606698-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Sonoro Metals Corp. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $22,059 Associated Brokers / Dealers N/A CIK Number 0001538189 Filed Document 0001538189-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Yik Yak, Inc. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $62,000,000 Associated Brokers / Dealers N/A CIK Number 0001612046 Filed Document 0001612046-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000037 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised $26,755 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-14-000345 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
StudyBlue, Inc. See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised $2,159,358 Associated Brokers / Dealers N/A CIK Number 0001466121 Filed Document 0000897069-14-000482 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Pathfinder Partners Opportunity Fund V-A, L.P. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers RANA PRASAD CIK Number 0001626746 Filed Document 0001626746-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pathfinder Partners Opportunity Fund V, L.P. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers RANA PRASAD CIK Number 0001622938 Filed Document 0001622938-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eastside Distilling, Inc. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001534708 Filed Document 0001615774-14-000436 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
VIOLA PRIVATE EQUITY II (A) L.P. See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GOLDMAN, SACHS & CO. CIK Number 0001615068 Filed Document 0001615068-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Couch9, LLC See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $8,875,000 Associated Brokers / Dealers N/A CIK Number 0001626147 Filed Document 0001626147-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
CommonKindness, Inc. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001555580 Filed Document 0001555580-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HAWKEYE CAPITAL, LP See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001137663 Filed Document 0000950172-14-000104 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHAWORKS APC FOUR, LLC See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626447 Filed Document 0001626447-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AERO-X GOLF, INC. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001484746 Filed Document 0001117768-14-000914 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AACC SERVICES, LLC See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001602961 Filed Document 0001602961-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CloudMosa, Inc. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $22,899,960 Associated Brokers / Dealers N/A CIK Number 0001626498 Filed Document 0001626498-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rosemawr Capital II LP See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626607 Filed Document 0000914760-15-000090 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CYPRESS NATURAL RESOURCES INVESTMENT FUNDS IV, L.P. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $8,720,000 Associated Brokers / Dealers N/A CIK Number 0001638201 Filed Document 0001638201-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Rockwood IX Upper Tier REIT, Inc. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Phyllis J. Beck, Patrick J. Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001626410 Filed Document 0001181431-14-037497 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Predilytics, Inc. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001557090 Filed Document 0001557090-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VANSHAP CAPITAL VALUE FUND, LP See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547141 Filed Document 0001546927-14-000203 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
IMAGING3 INC See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001205181 Filed Document 0001065949-14-000297 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hawkeye Capital Institutional, L.P. See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532069 Filed Document 0000950172-14-000105 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WB&T BANKSHARES INC See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $10,625,000 Associated Brokers / Dealers N/A CIK Number 0000855354 Filed Document 0001209191-14-072119 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Enthalpic Capital LLC See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Mark E Urban CIK Number 0001605800 Filed Document 0001605800-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ROXIMITY, Inc. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001554201 Filed Document 0001554201-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Nagare Membranes, LLC See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001626531 Filed Document 0001626531-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Five Oaks Place REIT LP See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001626790 Filed Document 0001626790-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
G6 Capital Management, LLC See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001550307 Filed Document 0001550307-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised $26,755 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-14-000346 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PCM CONCENTRATED GLOBAL L/S EQUITY L.P. See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001387084 Filed Document 0001387084-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garrison Point Opportunities I, LP See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582310 Filed Document 0001582310-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DATARAM CORP See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0000027093 Filed Document 0001171520-14-000780 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
West Capital Partners ShareThis, LLC See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $949,000 Associated Brokers / Dealers N/A CIK Number 0001626399 Filed Document 0000906318-14-000091 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SearchCore, Inc. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001281198 Filed Document 0001614671-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Provident Realty Capital Fund 1, LLC See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001626737 Filed Document 0001626737-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Noble Opportunity Fund II, LP See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001627043 Filed Document 0001140361-14-044548 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
NCH Agribusiness Partners II, L.P. See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593367 Filed Document 0001593367-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Livingston Investment Fund I, LP See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564531 Filed Document 0001095449-14-000150 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Confederate Motors, Inc. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001346346 Filed Document 0001441557-14-000055 Exclusions or Exemptions 506c Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MFR Partners XVI, LLC See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625732 Filed Document 0001624404-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Silicon Ranch Corp See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001626649 Filed Document 0001626649-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Covalis Capital Fund LP See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618100 Filed Document 0000902664-14-004479 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Da Lobsta Group, LLC. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001626782 Filed Document 0001615774-14-000444 Exclusions or Exemptions 506c Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Aurora BBQ Investments Ltd See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $1,407,784 Associated Brokers / Dealers N/A CIK Number 0001626365 Filed Document 0001181431-14-037567 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Bradford Tolson Partners, LP See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625580 Filed Document 0001625580-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund