Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Texta, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001621835 Filed Document 0001621835-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JMP Credit Advisors CLO III Ltd. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001621616 Filed Document 0001140361-14-037987 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
SAM Risk Managed Fund LLC - Marin Sector Investors Segregated Series See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559520 Filed Document 0001559454-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
CMWA International Small Cap Partnership LLC See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484940 Filed Document 0001484940-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SBJ Fund, LP See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001621381 Filed Document 0001192482-14-000198 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RLS Loans, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001622190 Filed Document 0001622190-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Summit Rock Private Equity Portfolio II (Taxpayers), L.P. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622157 Filed Document 0001622157-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Halcyon Partners Offshore Ltd See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001588464 Filed Document 0001140361-14-037994 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CANAAN X L.P. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619859 Filed Document 0001619859-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-BROOMFIELD 139, LP See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $6,995,427 Associated Brokers / Dealers Bennet Ely, Mark Van Mourick, Nathan Night, Curt Ladd, Steve Kaestner, Kathy Scanlon, Michael Irhie, Robert E Burns, Lisa Alllen, Russ Huffington, and George M Hjorth CIK Number 0001616836 Filed Document 0001616836-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Underdog Ventures Impact First Fund LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001621992 Filed Document 0001621992-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Motion Pictures, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $4,710,000 Associated Brokers / Dealers Legacy Motion Pictures, LLC CIK Number 0001608285 Filed Document 0001140361-14-038098 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blitsy, Inc. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001573808 Filed Document 0001573808-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
MARKET STREET ADVISORS, INC. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $12,506,171 Associated Brokers / Dealers N/A CIK Number 0001143221 Filed Document 0001143221-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Wendover at River Oaks, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001622091 Filed Document 0001622091-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
CLARION LION PROPERTIES FUND, LP See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001129758 Filed Document 0001129758-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLUEMAR OFFSHORE FUND, LTD. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560354 Filed Document 0000919574-14-005727 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arbours of Hermitage Holdings, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $1,922,000 Associated Brokers / Dealers Shlomo Ness and Yoram Mehr CIK Number 0001621590 Filed Document 0001621590-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
QUATERRA RESOURCES INC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339688 Filed Document 0001339688-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Metropolitan Real Estate Partners Secondaries & Co-Investments Fund-TCG, LP See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618261 Filed Document 0001181431-14-034276 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Zipz, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001563757 Filed Document 0001563757-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Immunome Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001472012 Filed Document 0001472012-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Lone Star Value Investors LP See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589247 Filed Document 0001589247-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Head Trainer, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001617587 Filed Document 0001617587-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Pager, Inc. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $6,140,025 Associated Brokers / Dealers N/A CIK Number 0001612406 Filed Document 0001144204-14-061259 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Flux Power Holdings, Inc. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $1,398,333 Associated Brokers / Dealers Security Research Associates CIK Number 0001083743 Filed Document 0001140361-14-038073 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Fonality Inc See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $399,999 Associated Brokers / Dealers N/A CIK Number 0001332344 Filed Document 0001332344-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Kontiki Onshore Fund See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621739 Filed Document 0000899140-14-000668 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
SOLARFLARE COMMUNICATIONS INC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001138621 Filed Document 0001138621-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Vital Farmland REIT, LLC See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001615624 Filed Document 0001615624-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EPF Lohn Ranger No. 12 Well Production & Development LP See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $212,916 Associated Brokers / Dealers N/A CIK Number 0001609327 Filed Document 0001603112-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BoomBoom Prints, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001619911 Filed Document 0001619911-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MV Liquidity Fund XIV LLC See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001618953 Filed Document 0001618953-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
FoodEssentials Corp See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $3,142,253 Associated Brokers / Dealers N/A CIK Number 0001578999 Filed Document 0001578999-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
General Atlantic Partners 98F, L.P. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621507 Filed Document 0000950142-14-002064 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: Dymon Asia Macro Fund Ltd See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001588472 Filed Document 0001140361-14-037993 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bottleneck DTC, LLC See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $2,625,000 Associated Brokers / Dealers N/A CIK Number 0001620080 Filed Document 0001620080-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
RT SQ Co-Invest II LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001622134 Filed Document 0001622134-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
VERITEQ See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $52,500 Associated Brokers / Dealers N/A CIK Number 0000924642 Filed Document 0001437749-14-018373 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PARA PARTNERS LP See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000798674 Filed Document 0001315863-14-000588 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Illumitex, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001473911 Filed Document 0001473911-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
SAM Risk Managed Fund LLC - Marin Associates Segregated Series See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559470 Filed Document 0001559454-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Sarona Frontier Markets U.S. Fund 2 LP See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deer Isle Capital, LLC CIK Number 0001580678 Filed Document 0000902664-14-004064 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Glassnetic, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $1,115,000 Associated Brokers / Dealers N/A CIK Number 0001622275 Filed Document 0001622275-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Kidtellect, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $3,361,181 Associated Brokers / Dealers N/A CIK Number 0001592676 Filed Document 0001592676-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Roth Connected Data I, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $899,600 Associated Brokers / Dealers Roth Capital Partners LLC CIK Number 0001622179 Filed Document 0001622179-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Ymin-Fund, a series of AngelList-SDA-Funds, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $122,300 Associated Brokers / Dealers N/A CIK Number 0001622195 Filed Document 0001622195-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRATEGIC VALUE SPECIAL SITUATIONS FUND III, L.P. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. and JEFFERIES LLC CIK Number 0001593943 Filed Document 0001593943-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sanford C. Bernstein & Co. Delaware Business Trust See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford C. Bernstein & Co., LLC CIK Number 0001045898 Filed Document 0000902664-14-004057 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Guardian Multi-Strategy Fund, LP See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587005 Filed Document 0001587005-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund