|
|
D/A |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594160
- Filed Document
- 0001315863-14-000677
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001491793
- Filed Document
- 0001264128-14-000055
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626957
- Filed Document
- 0001626957-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $6,199,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001431933
- Filed Document
- 0001431933-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626956
- Filed Document
- 0001626956-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626919
- Filed Document
- 0000902664-14-004499
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $313,294
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626844
- Filed Document
- 0000899797-14-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001518552
- Filed Document
- 0001518552-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $5,998,812
- Associated Brokers / Dealers
- John Michael Nash, Kelly Milligan, William Barry, and Bryant Kirk
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000360
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $4,031,334
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601402
- Filed Document
- 0001601402-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001617478
- Filed Document
- 0001617478-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626690
- Filed Document
- 0001626690-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $6,912,304
- Associated Brokers / Dealers
- Kirk Penland, Dan Golesh, Ken Prodger, and Troy Hammond
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000353
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001467518
- Filed Document
- 0001467518-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001535475
- Filed Document
- 0001535475-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $105,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614824
- Filed Document
- 0001183740-14-000365
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001272550
- Filed Document
- 0001140361-14-043999
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Business Services
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626710
- Filed Document
- 0000905718-14-000773
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $5,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626366
- Filed Document
- 0001626366-14-000001
- Exclusions or Exemptions
- 504, 505, 504.1, and 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626990
- Filed Document
- 0001626990-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626966
- Filed Document
- 0001626966-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538930
- Filed Document
- 0001538930-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $1,920,001
- Associated Brokers / Dealers
- Thomas Cook, Francis Andrew Moran, Eddie B. Allen Sr., and Michael Shannon
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000358
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $525,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001017655
- Filed Document
- 0001144204-14-071985
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $2,999,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001527061
- Filed Document
- 0001527061-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $1,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626630
- Filed Document
- 0001626630-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- Hunter Wise Securities, LLC and BURNHAM SECURITIES INC.
- CIK Number
- 0001563315
- Filed Document
- 0001563315-14-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626993
- Filed Document
- 0001626993-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $21,022,131
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580984
- Filed Document
- 0001181431-14-037740
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Computers
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
CoreCommodity Management - Diversified I Fund (Cayman) Ltd.
See All Filings
|
D/A |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525027
- Filed Document
- 0001264128-14-000056
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626955
- Filed Document
- 0001626955-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Diamond Hill Capital Management, Inc.
- CIK Number
- 0001626905
- Filed Document
- 0001626905-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001540695
- Filed Document
- 0001540695-14-000002
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $5,070,710
- Associated Brokers / Dealers
- Kenneth Dayton, Brian Moore, and Christopher Harbour
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000361
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $31,835,397
- Associated Brokers / Dealers
- Rutberg & Company
- CIK Number
- 0001567481
- Filed Document
- 0001567481-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $192,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626883
- Filed Document
- 0001626883-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $375,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625653
- Filed Document
- 0001625653-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $5,926,320
- Associated Brokers / Dealers
- Joseph Brady, Steven Russell, and Bryant Kirk
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000354
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $1,600,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001524781
- Filed Document
- 0001524781-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001441064
- Filed Document
- 0001264128-14-000057
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC, Avisen Securities, Inc., Wedbush Securities Inc., Capital Management Partners, Inc., Equus Financial Consulting LLC, Equinox Group Distributors, LLC, and Grant Williams L.P.
- CIK Number
- 0001038627
- Filed Document
- 0001038627-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- Harbor Light Securities, LLC
- CIK Number
- 0001615883
- Filed Document
- 0001615883-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D/A |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001469581
- Filed Document
- 0001469581-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626779
- Filed Document
- 0001626779-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $270,000,000
- Associated Brokers / Dealers
- Steven Russell, Michael Leonard, William MacDonald, Tim Barna, and Bryant Kirk
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000359
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $56,721,064
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559210
- Filed Document
- 0001559210-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- Fundme Securities, LLC, dba CircleUp
- CIK Number
- 0001563170
- Filed Document
- 0001563170-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $14,000,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626547
- Filed Document
- 0001626547-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- Laidlaw & Company (UK) Ltd.
- CIK Number
- 0001626864
- Filed Document
- 0001626864-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-03 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579877
- Filed Document
- 0001579877-14-000161
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|