Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OAKTREE VALUE OPPORTUNITIES (CAYMAN) FUND, LTD. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443588 Filed Document 0001181431-14-034273 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRE U.S. Property Fund L.P. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524439 Filed Document 0001524439-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BELLE MEADE ASSOCIATES LP See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460009 Filed Document 0001140361-14-038285 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next One's On Me, Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $290,000 Associated Brokers / Dealers N/A CIK Number 0001540822 Filed Document 0001540822-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Crestline Menlo Fund, L.P. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560621 Filed Document 0000902664-14-004074 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Winter Creek Trading Fund, LLC See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571086 Filed Document 0001571086-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cartha Labs Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001622316 Filed Document 0001622316-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
First Community Financial Partners, Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001469134 Filed Document 0001469134-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
HAWKER ENERGY, INC. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001415286 Filed Document 0001415286-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sol Boards, Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001573591 Filed Document 0001573591-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Room Choice, Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001622428 Filed Document 0001622428-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Paintzen Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $1,864,816 Associated Brokers / Dealers N/A CIK Number 0001587157 Filed Document 0001231919-14-000033 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nucleus Jdek LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001621511 Filed Document 0001556919-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Sheridan Production Partners III-A, L.P. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $1,750,000,000 Associated Brokers / Dealers N/A CIK Number 0001622287 Filed Document 0001622285-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Perella Weinberg Partners Asset Based Value Fund LP See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001433784 Filed Document 0000902664-14-004079 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revily, LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $675,500 Associated Brokers / Dealers N/A CIK Number 0001593320 Filed Document 0001593320-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
GLG TECHNOLOGY FUND See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460483 Filed Document 0000902664-14-004081 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ice Services LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001622040 Filed Document 0001622040-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
JSW Greenbriar Plaza Partners LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $3,220,500 Associated Brokers / Dealers N/A CIK Number 0001622423 Filed Document 0001622423-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trophy Stack, Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001622411 Filed Document 0001622411-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HS Group Sponsor Fund Ltd. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621661 Filed Document 0001621661-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whetstone Opportunity Fund I LP See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621650 Filed Document 0001621650-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Wellomics, LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001622658 Filed Document 0001622658-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
SECOR Alpha Fund, LP See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559974 Filed Document 0000902664-14-004086 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
InCrowd,Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001539026 Filed Document 0001539026-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Bakken Frontier, LLC See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001587087 Filed Document 0001181431-14-034280 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
CVI Credit Value Fund B III LP See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621989 Filed Document 0000902664-14-004101 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
2124 North Forgeus LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001584694 Filed Document 0001584694-14-000022 Exclusions or Exemptions 506c Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BP SLL Trust See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $14,994,700 Associated Brokers / Dealers N/A CIK Number 0001622351 Filed Document 0001622351-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
CHEGG, INC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $974,719 Associated Brokers / Dealers N/A CIK Number 0001364954 Filed Document 0001364954-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Bancshares Inc See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $425,574 Associated Brokers / Dealers N/A CIK Number 0001341317 Filed Document 0001341317-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Solar Holdings (Cayman) LP See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622121 Filed Document 0001622121-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Extract Capital Offshore Ltd See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622041 Filed Document 0001622041-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gotham Enhanced Long Fund, Ltd. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589260 Filed Document 0001589260-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROCKWELL MEDICAL, INC. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001041024 Filed Document 0001104659-14-071809 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Hecht Peabody, LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001622236 Filed Document 0001622236-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ENDURANCE WIND POWER INC. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $232,267 Associated Brokers / Dealers N/A CIK Number 0001502317 Filed Document 0001140361-14-038253 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Panda Power Fund II Feeder, L.P. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Beacon Hill Financial Corporation CIK Number 0001621924 Filed Document 0001140361-14-038227 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAYPOINT PRESERVE INVESTORS, LP See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $12,442,500 Associated Brokers / Dealers Broadway Direct Investments, LLC CIK Number 0001554048 Filed Document 0001554048-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Neutral Strategies, Ltd. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589261 Filed Document 0001589261-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Electron Global Fund, L.P. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571943 Filed Document 0001012975-14-000667 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highline Wealth Management, LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001532194 Filed Document 0001532194-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Rev Worldwide, Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001593534 Filed Document 0001593534-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Mesirow Equity Opportunity Fund III, L.P. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Inc. CIK Number 0001503312 Filed Document 0001456836-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BELLE MEADE ASSOCIATES NY L P See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001374681 Filed Document 0001140361-14-038289 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ ELS Overseas Fund, Ltd. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503266 Filed Document 0001503266-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Targeted Technology Fund II, LP See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Braymen, Lambert & Noel Securities, Ltd. CIK Number 0001590812 Filed Document 0001590812-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Aspect FuturesAccess LLC See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001309132 Filed Document 0001309132-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2nd Watch, Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $10,000,002 Associated Brokers / Dealers N/A CIK Number 0001535671 Filed Document 0001535671-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Causeway Media Partners, L.P. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised $125,555,555 Associated Brokers / Dealers Robert McDonald Hofeditz and Trinity Group Limited CIK Number 0001576443 Filed Document 0001576443-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund