Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ICONIQ Strategic Partners II Co-Invest, L.P., U Series See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627150 Filed Document 0001627150-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenwich Village Center, LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $2,580,000 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001626972 Filed Document 0001626972-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ramius IDF LLC See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505288 Filed Document 0000926877-14-000259 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
IR Media Ventures Corp. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001626880 Filed Document 0001626880-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
WI-AFM, LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $5,350,000 Associated Brokers / Dealers N/A CIK Number 0001626735 Filed Document 0001626735-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permanens Fairholme Allocation Fund LLC See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593192 Filed Document 0001315863-14-000682 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001181431-14-038249 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AMUNDI SMITH BREEDEN SECURITIZED CREDIT OPPORTUNITIES LLC See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001512046 Filed Document 0000919574-14-006892 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Crts-Fund, a series of AngelList-RV-Funds, LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001626767 Filed Document 0001626767-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alder Somerset II, LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001616194 Filed Document 0001616194-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Copperplate Global Opportunities Fund LP See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627141 Filed Document 0001546927-14-000209 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Listen Innovation Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $1,061,386 Associated Brokers / Dealers N/A CIK Number 0001627174 Filed Document 0001627174-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Integral Fund II (A) L.P. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $9,100,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001626549 Filed Document 0000950103-14-008686 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
AEHR TEST SYSTEMS See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001040470 Filed Document 0001040470-14-000094 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KB Win-Man Dialysis, DST See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001627115 Filed Document 0001627115-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
Hamburg Eggs LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $744,000 Associated Brokers / Dealers N/A CIK Number 0001626996 Filed Document 0001626996-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zmodo Technology Corp Ltd See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001626409 Filed Document 0001626409-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Industriens Vintage Infrastructure II L.P. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001626962 Filed Document 0001626962-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Indigo Opportunities Fund US, L.P. See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626497 Filed Document 0001626497-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ToyTalk, Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001533174 Filed Document 0001533174-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PC Towne Square, LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001627019 Filed Document 0001627019-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Eker-Fund, a series of AngelList-KP-Funds, LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers N/A CIK Number 0001626768 Filed Document 0001626768-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foxtrot Systems, Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001627078 Filed Document 0001627078-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
ADS Tactical, Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $399,813 Associated Brokers / Dealers N/A CIK Number 0001496129 Filed Document 0001140361-14-044084 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Spectrum VII Investment Managers' Fund, L.P. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $2,560,000 Associated Brokers / Dealers N/A CIK Number 0001626997 Filed Document 0001626997-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JM Potter Value Fund LP See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627185 Filed Document 0001627185-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Texas Roadhouse, Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $1,284,053 Associated Brokers / Dealers N/A CIK Number 0001289460 Filed Document 0000911959-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business KENTUCKY Revenue or Assets $Over $100,000,000 Type of Security Equity
New Leaf Growth Fund I, L.P. See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001625696 Filed Document 0001625696-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NHP/PMB L.P. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $20,642,729 Associated Brokers / Dealers N/A CIK Number 0001580019 Filed Document 0001580019-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Errplane Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $9,112,247 Associated Brokers / Dealers N/A CIK Number 0001627256 Filed Document 0001627256-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Global Boatworks LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001627044 Filed Document 0001627044-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EKSO BIONICS HOLDINGS, INC. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $30,300,000 Associated Brokers / Dealers Katalyst Securities LLC and Katalyst Securities LLC CIK Number 0001549084 Filed Document 0001144204-14-072378 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ELBERON INVESTMENT FUND, LP See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511442 Filed Document 0001511442-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Applied Cavitation, Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $3,024,000 Associated Brokers / Dealers Spencer Edwards, Inc. CIK Number 0001613273 Filed Document 0001613273-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001181431-14-038187 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Permanens Capital Physical Precious Metals Fund, L.P. See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563780 Filed Document 0001315863-14-000679 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permanens Capital Preservation Fund, L.P. See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544990 Filed Document 0001315863-14-000681 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Semper Active MBS Fund, Ltd. See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stuart Patterson, Mitch Baruchowitz, Jon Slogoff, and N/A CIK Number 0001590414 Filed Document 0001590414-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT FINANCIAL GROUP INC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $10,327,086 Associated Brokers / Dealers N/A CIK Number 0000811808 Filed Document 0000811808-14-000035 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WEST VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
CS Landmark XV Feeder, L.P. See All Filings	D	2014-12-03 17:08:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001626036 Filed Document 0001626036-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-03 17:08:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indigo Opportunities Fund US, L.P. See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626497 Filed Document 0001626497-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
III Credit Opportunities Fund L.P. See All Filings	D/A	2014-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James River Securities Corp., AVM, L.P., Norfolk Markets, LLC, Anchor Asset Management LLC, and Frontier Solutions, LLC CIK Number 0001493595 Filed Document 0001493595-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Leaf Growth Fund I, L.P. See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625696 Filed Document 0001625696-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Smartly, Inc. See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001625012 Filed Document 0001625012-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
KSL VUR Co-Invest, LP See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $157,000,000 Associated Brokers / Dealers N/A CIK Number 0001626275 Filed Document 0001626618-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Torenco Energy Inc. See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $244,206 Associated Brokers / Dealers N/A CIK Number 0001627069 Filed Document 0001140361-14-044216 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GHARWAL PROVISIONS, INC. See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001625904 Filed Document 0001469709-14-000519 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
REALTYSHARES 38, LLC See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $183,000 Associated Brokers / Dealers N/A CIK Number 0001626884 Filed Document 0001626884-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Space Ape, Inc. See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $6,842,575 Associated Brokers / Dealers N/A CIK Number 0001556378 Filed Document 0001556378-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
bitrush llc See All Filings	D	2014-12-03 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001626877 Filed Document 0001626877-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity