Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OPEX Capital Partners Fund, LP See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559408 Filed Document 0001559408-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSCP VI Non-U.S. Wealth Management Feeder LP See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, None, None, and None CIK Number 0001626869 Filed Document 0001181431-14-038147 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LAPOLLA INDUSTRIES INC See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $1,485,212 Associated Brokers / Dealers N/A CIK Number 0000875296 Filed Document 0001140361-14-044276 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
KNOWLEDGE HOLDINGS INC See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $585,000 Associated Brokers / Dealers N/A CIK Number 0001430394 Filed Document 0001430394-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Current Payments, Inc. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001626923 Filed Document 0001626923-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Debt
American Podcasting Corp See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001621126 Filed Document 0001621126-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Deja Mi, Inc. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001517341 Filed Document 0001461373-14-000059 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Woodbourne Canada Partners III, LP See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001618718 Filed Document 0001618718-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Kalo Capital Management, LP See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001513907 Filed Document 0001513907-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
TRICORNER HOLDINGS LLC See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626039 Filed Document 0001626039-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XTuit Pharmaceuticals, Inc. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001598271 Filed Document 0001598271-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AQR GRP EL Fund, LP See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525196 Filed Document 0001525196-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eminence Global Holdings Ltd. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers R.M. Duncan Securities, Inc. CIK Number 0001627232 Filed Document 0001627232-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ARKANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
OURHISTREE INC See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437255 Filed Document 0001437255-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Corvus Pharmaceuticals, Inc. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $33,499,965 Associated Brokers / Dealers N/A CIK Number 0001626971 Filed Document 0001626815-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TechGuru Fund, LLC See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626922 Filed Document 0001626922-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Efficiency Network, Inc. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001545046 Filed Document 0001545046-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Globaloria, LLC See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626532 Filed Document 0001626532-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
M/C Partners VII, L.P. See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595203 Filed Document 0000908662-14-000306 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WearVybe, Inc. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers none CIK Number 0001623424 Filed Document 0001623424-14-000003 Exclusions or Exemptions 504.1 and 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OCA Lechworth Fund LP See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551874 Filed Document 0001551874-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient MLP Total Return TE Fund, L.P. See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers T. Michael Conway III, Fred L. Williams, Jr., UMB Financial Services Inc., and EDI Financial, Inc. CIK Number 0001616017 Filed Document 0001616017-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Terlingua Fund 1, LP See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563658 Filed Document 0001563658-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Independent Bankers Capital Fund III, L.P. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $31,556,009 Associated Brokers / Dealers N/A CIK Number 0001626760 Filed Document 0001626760-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Eleven Biotherapeutics, Inc. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $20,000,010 Associated Brokers / Dealers Citigroup Global Markets Inc., Cowen and Company, LLC, and Leerink Partners LLC CIK Number 0001485003 Filed Document 0001485003-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Eye Investment Fund Ltd. See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464505 Filed Document 0000945621-14-000299 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C12 Helix Liquid Opportunities, Ltd. See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512198 Filed Document 0000902664-14-004512 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GreenSky Trade Credit, LLC See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers FTP Securities LLC CIK Number 0001472649 Filed Document 0001472649-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TCI Real Estate Partners Fund I LP See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616793 Filed Document 0000902664-14-004517 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSCP VI U.S. Wealth Management Feeder LP See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, None, None, and None CIK Number 0001626870 Filed Document 0001181431-14-038148 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PAT Tank Holdings, LLC See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001626858 Filed Document 0001626858-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Commonfund Strategic Solutions Core Real Estate Fund, LLC See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001536012 Filed Document 0001536012-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SolTerra Strata, LLC See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $4,474,960 Associated Brokers / Dealers N/A CIK Number 0001602466 Filed Document 0001602466-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
KEYSTONE PRIVATE MARKET OPPORTUNITIES VI(Q), L.P. See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Sunbelt Securities, Inc, Mount Yale Securities, LLC, Orchard Securities, LLC, Cambridge Investment Research, Inc., and Silver Leaf Partners, LLC CIK Number 0001607158 Filed Document 0001607158-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evaporcool Holdings, LLC See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001519028 Filed Document 0001519028-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Private Equity Co-Investment Partners LP See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001626809 Filed Document 0001140361-14-044287 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mootch Inc. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001627329 Filed Document 0001627329-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Vessix Inc. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers FlashFunders Securities, LLC CIK Number 0001626823 Filed Document 0001626823-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
URANIUM ENERGY CORP See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers N/A CIK Number 0001334933 Filed Document 0001183740-14-000366 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
New River Preserve Holdings, LLC See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $8,784,720 Associated Brokers / Dealers N/A CIK Number 0001626857 Filed Document 0001626857-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BW PRIVATE INVESTORS OFFSHORE, LTD. See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001440620 Filed Document 0001627226-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camgian Microsystems Corp See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001563949 Filed Document 0001563949-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Debt
212 Funding, LLC See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571758 Filed Document 0001571758-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
Synaptive Medical Inc. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $887,083 Associated Brokers / Dealers N/A CIK Number 0001621394 Filed Document 0001621394-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GMI-OVERLAND PARK, LP See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $5,879,411 Associated Brokers / Dealers N/A CIK Number 0001624217 Filed Document 0001624217-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MOON CAPITAL GLOBAL EQUITY PARTNERS FUND LP See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460115 Filed Document 0000902664-14-004516 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Onex York Holdings Corp. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619513 Filed Document 0000895345-14-000308 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EASTERN POINT EMERGING MARKETS FUND, L.P. See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588326 Filed Document 0001588326-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PNIG-Foothills LLC See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $1,360,000 Associated Brokers / Dealers N/A CIK Number 0001627273 Filed Document 0001627273-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Jewel Fund, L, P, See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324427 Filed Document 0001324427-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity