Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ROC Multifamily & Commercial Office Fund III International Master LP See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001627396 Filed Document 0001627396-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aligne Health Holdings, LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001627481 Filed Document 0001192482-14-000250 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Addvocate, Inc. See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627415 Filed Document 0001627415-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FIBROGEN INC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0000921299 Filed Document 0001288649-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pheasant Ridge Townhomes LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $11,300,000 Associated Brokers / Dealers N/A CIK Number 0001626542 Filed Document 0001019687-14-004636 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Awarepoint Corp See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $5,966,035 Associated Brokers / Dealers N/A CIK Number 0001358551 Filed Document 0001602471-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beers Enterprises Inc See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $5,263,154 Associated Brokers / Dealers N/A CIK Number 0001343610 Filed Document 0001343610-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Downing Investment Partners, LP See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001626425 Filed Document 0001626425-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1893 Fund, LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626927 Filed Document 0001140361-14-044692 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore Local Currency Debt Portfolio See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566891 Filed Document 0001566891-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Corporate Debt Fund See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001582459 Filed Document 0001582482-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RiskIQ, Inc. See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised $27,499,997 Associated Brokers / Dealers N/A CIK Number 0001565618 Filed Document 0001565618-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PRECIPITATE GOLD CORP See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $202,464 Associated Brokers / Dealers N/A CIK Number 0001577583 Filed Document 0001183740-14-000374 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Terrum Royalty Fund III LP See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001627388 Filed Document 0001627388-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
RCP Fund IX, LP See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers PTP Securities, LLC, Cato Capital LLC, and Haydon Hill Advisors Ltd. CIK Number 0001599547 Filed Document 0001599556-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CommonWealth Opportunity Capital LP See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458269 Filed Document 0001458269-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARDIOKINETIX INC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $37,709,453 Associated Brokers / Dealers N/A CIK Number 0001437412 Filed Document 0001437412-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ASHMORE EMERGING MARKETS DEBT FUND See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001267160 Filed Document 0001267160-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore Emerging Markets Liquid Investment Portfolio See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566882 Filed Document 0001566882-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEXICON PHARMACEUTICALS, INC. See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001062822 Filed Document 0001062822-14-000061 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AMP/CPL-THP Property, LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001626918 Filed Document 0001626918-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Onslow Macro Fund L.P. See All Filings	D/A	2014-12-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001503346 Filed Document 0001503346-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WebPsychology, LLC See All Filings	D	2014-12-08 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001626581 Filed Document 0001626581-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Nasseo, Inc. See All Filings	D	2014-12-06 00:00:00 UTC
Amount To Be Raised $1,571,899 Associated Brokers / Dealers N/A CIK Number 0001557724 Filed Document 0001557724-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ForSight VISION6, Inc. See All Filings	D	2014-12-06 00:00:00 UTC
Amount To Be Raised $2,999,809 Associated Brokers / Dealers N/A CIK Number 0001606857 Filed Document 0001606857-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Edufii, Inc. See All Filings	D/A	2014-12-06 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001604058 Filed Document 0001604058-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Edufii, Inc. See All Filings	D	2014-12-06 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001604058 Filed Document 0001604058-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Boston Provident Partners, LP See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505741 Filed Document 0001505741-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Potenza Therapeutics, Inc. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $38,000,000 Associated Brokers / Dealers N/A CIK Number 0001627187 Filed Document 0001627187-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ENDURANCE PARTNERS LP See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161270 Filed Document 0001315863-14-000685 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bolde, Inc. See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001627196 Filed Document 0001627196-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Castillo del Sol Apartments LP See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $8,491,472 Associated Brokers / Dealers N/A CIK Number 0001628733 Filed Document 0001628733-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
12TH STREET OPPORTUNITY LP See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449906 Filed Document 0001449906-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Philadelphia Financial Life Assurance Co Separate Account VA 119 See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Securities, Inc. CIK Number 0001602219 Filed Document 0001602219-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yulan Master Fund LP See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592356 Filed Document 0001592356-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credit Suisse Risk Parity Commodity Fund, L.P. See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001508463 Filed Document 0001508463-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crosslink Ventures VII-B, L.P. See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592072 Filed Document 0000935836-14-000647 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gramercy Emerging Markets Equities Fund LLC See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539272 Filed Document 0000919574-14-006908 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Transplant Genomics Inc. See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001604710 Filed Document 0000914760-14-000141 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BW PRIVATE INVESTORS, LLC See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001440590 Filed Document 0001627226-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOON CAPITAL GLOBAL EQUITY PARTNERS OFFSHORE FUND LTD. See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486131 Filed Document 0000902664-14-004515 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Actinver Private Equity Fund I, L.P. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001627228 Filed Document 0001627228-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Select Pharma, LLC See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001627275 Filed Document 0001627275-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ChargeItSpot, LLC See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $4,259,922 Associated Brokers / Dealers N/A CIK Number 0001559076 Filed Document 0001559076-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SALI Multi-Series Fund VI, L.P. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627136 Filed Document 0001172661-14-001876 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Watermark at Tomball TX, LLC See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $7,310,113 Associated Brokers / Dealers N/A CIK Number 0001627188 Filed Document 0000906555-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Angel Medical Systems Inc See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $20,500,000 Associated Brokers / Dealers N/A CIK Number 0001564031 Filed Document 0001564031-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Natural Health Secrets II, Inc See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001626203 Filed Document 0001626203-14-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TRANSOM CAPITAL FUND II, LP See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001627206 Filed Document 0001627206-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COMMONFUND MULTI-STRATEGY GLOBAL HEDGED PARTNERS LLC See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001365313 Filed Document 0001365313-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund