|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001452111
- Filed Document
- 0001144204-14-072872
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Global Small-Cap Equity Fund
See All Filings
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001582462
- Filed Document
- 0001582462-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $28,640,000
- Associated Brokers / Dealers
- R. Ken Coit
- CIK Number
- 0001004617
- Filed Document
- 0001004617-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Local Currency Corporate Debt Fund
See All Filings
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001582482
- Filed Document
- 0001582482-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593877
- Filed Document
- 0001593876-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $80,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618729
- Filed Document
- 0001618729-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626922
- Filed Document
- 0001626922-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., Cape Securities Inc., Williams Financial Group, NTV Asset Management, LLC, Heckman Financial & Insurance Services, Inc., Concorde Investment Services, Anthony Capital, LLC, D.H. Hill Securities, LLLP, Much Wealth Management, Inc., and Whitehall-Parker Securities, Inc.
- CIK Number
- 0001534460
- Filed Document
- 0001534460-14-000021
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $2,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626812
- Filed Document
- 0001013594-14-000702
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Ashmore SICAV in respect of Ashmore SICAV Local Currency Fund
See All Filings
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001610577
- Filed Document
- 0001610577-14-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001447621
- Filed Document
- 0001447621-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Ashmore SICAV in respect of Ashmore SICAV Latin American Small-Cap Equity Fund
See All Filings
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001603167
- Filed Document
- 0001603167-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001503554
- Filed Document
- 0001503554-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- AEGIS CAPITAL CORP.
- CIK Number
- 0001128725
- Filed Document
- 0001213900-14-008795
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627178
- Filed Document
- 0001627178-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626651
- Filed Document
- 0001626651-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001512079
- Filed Document
- 0001512079-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626863
- Filed Document
- 0001626863-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $1,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624258
- Filed Document
- 0001624258-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $8,596,362
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627080
- Filed Document
- 0001627080-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $3,800,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001618335
- Filed Document
- 0001618335-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626306
- Filed Document
- 0001069070-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $13,347,612
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627068
- Filed Document
- 0001627068-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $1,674,230
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627558
- Filed Document
- 0001627558-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $4,182,359
- Associated Brokers / Dealers
- Joseph A Ondris, Robert E Burns, and Charles Geraci
- CIK Number
- 0001624147
- Filed Document
- 0001624147-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield
- CIK Number
- 0001626910
- Filed Document
- 0001626910-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Park Hill Real Estate Group LLC
- CIK Number
- 0001570219
- Filed Document
- 0001570219-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566880
- Filed Document
- 0001566880-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626569
- Filed Document
- 0001626569-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001455842
- Filed Document
- 0001455842-14-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- Rohinni LLC
- CIK Number
- 0001583116
- Filed Document
- 0001583116-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- IDAHO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001413637
- Filed Document
- 0001625257-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600431
- Filed Document
- 0001600431-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Global Equity Fund
See All Filings
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001582460
- Filed Document
- 0001582460-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613714
- Filed Document
- 0001613714-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $6,144,487
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596202
- Filed Document
- 0001596202-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627314
- Filed Document
- 0001627314-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WYOMING
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $80,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618729
- Filed Document
- 0001618729-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001268621
- Filed Document
- 0001593876-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626812
- Filed Document
- 0001013594-14-000703
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626359
- Filed Document
- 0001626359-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001603096
- Filed Document
- 0001603096-14-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $40,008,187
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001461828
- Filed Document
- 0001461828-14-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Energy Conservation
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623002
- Filed Document
- 0001623002-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001377649
- Filed Document
- 0000935836-14-000650
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $1,550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544578
- Filed Document
- 0001544578-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627331
- Filed Document
- 0001627331-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $14,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626755
- Filed Document
- 0001626755-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $7,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627129
- Filed Document
- 0001627129-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627348
- Filed Document
- 0001627348-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|