Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Intercontinental Potash Corp. (USA) See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001627625 Filed Document 0001140361-14-044777 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Equity Associates, a California Limited Partnership See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546095 Filed Document 0001546095-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keystone Private Market Opportunities VI, L.P. See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Sunbelt Securities, Inc., Mount Yale Securities, LLC, Cambridge Investment Research, Inc., and Orchard Securities, LLC CIK Number 0001590297 Filed Document 0001590297-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LGIMA Long Duration US Credit Fund, LLC See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537253 Filed Document 0001537453-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
MV Liquidity Fund XVII LLC See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001626295 Filed Document 0001626295-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
PLUSTICK PARTNERS (QP), LP See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627234 Filed Document 0000919574-14-006945 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genex Laboratories, LLC See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627446 Filed Document 0001627446-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Calm Tea Management, LLC See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001621613 Filed Document 0001621613-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ascendis Pharma A/S See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $59,999,974 Associated Brokers / Dealers N/A CIK Number 0001612042 Filed Document 0001140361-14-044520 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business DENMARK Revenue or Assets Decline to Disclose Type of Security Equity
Osmium Diamond, LP See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589408 Filed Document 0001589408-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMERRA Agri Advantage Fund, L.P. See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001593679 Filed Document 0001593679-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waverly Apartments 1 Limited Partnership See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001627294 Filed Document 0001627294-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Quirky, Inc. See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001471095 Filed Document 0001471095-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MMLISI FINANCIAL ALLIANCES LLC See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001456663 Filed Document 0001456663-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MP Concentrated Fund I, LLC See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475645 Filed Document 0001140361-14-044529 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Karma Cycles, Inc. See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001613499 Filed Document 0001613499-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Imago BioSciences, Inc. See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $26,499,997 Associated Brokers / Dealers N/A CIK Number 0001623715 Filed Document 0001623715-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN PA SURGERY CENTER WEXFORD BRANCH LLC See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $104,423 Associated Brokers / Dealers N/A CIK Number 0001079159 Filed Document 0001079159-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Pan Capital Energy Offshore Fund, Ltd. See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627268 Filed Document 0001627268-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valore Fund, LP See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590461 Filed Document 0001590461-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heartwood Forestland REIT III LLC See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001614220 Filed Document 0001614220-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PRINCETON DOVER LLC See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001625097 Filed Document 0001140361-14-044670 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HIRTLE CALLAGHAN TOTAL RETURN OFFSHORE FUND II LTD See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001352071 Filed Document 0001352071-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jilpetco, Inc See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001400533 Filed Document 0001400533-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Abaco Investors, LLC See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $18,500,000 Associated Brokers / Dealers N/A CIK Number 0001626487 Filed Document 0001626487-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Solaire Phoenix, LLC See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $4,470,000 Associated Brokers / Dealers N/A CIK Number 0001627574 Filed Document 0000927087-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ROSEDALE CAPITAL LP See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001265847 Filed Document 0000919574-14-006920 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JF Land Holdings II, LLC See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $5,024,006 Associated Brokers / Dealers N/A CIK Number 0001627605 Filed Document 0001080368-14-000042 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
2014 Redrock Highpoint Co-Invest, LP See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $2,295,719 Associated Brokers / Dealers N/A CIK Number 0001627787 Filed Document 0001627787-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GENSPERA INC See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $280,000 Associated Brokers / Dealers N/A CIK Number 0001421204 Filed Document 0001144204-14-072887 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ListReports See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001627496 Filed Document 0001627496-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Diagnotes, Inc. See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001570973 Filed Document 0001570973-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Janus Choice, LLC See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001627703 Filed Document 0001627703-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
TRINITY STREET COMMINGLED EAFE EQUITY FUND, LP See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627305 Filed Document 0000919574-14-006918 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Active Owners Fund LP See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506732 Filed Document 0001019056-14-001518 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eloquii Design, Inc. See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $5,910,909 Associated Brokers / Dealers N/A CIK Number 0001626665 Filed Document 0000905718-14-000792 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Metropolitan Partners Fund III, LP See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001627397 Filed Document 0001627397-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GREENOAKS FKT LLC See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627477 Filed Document 0001627477-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GBB Druid Hills SGS, LLC See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001627466 Filed Document 0001627466-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Klabzuba Partners - IGX, Ltd. See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001627677 Filed Document 0001627677-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MedAware Systems, Inc. See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001592576 Filed Document 0001592576-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Floodgate Associates V, L.P. See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001625269 Filed Document 0001625269-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BlackRock Appreciation Fund IV (ERISA), Ltd. See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CIK Number 0001478205 Filed Document 0001140361-14-044693 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Modmarket, LLC See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001461866 Filed Document 0001461866-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PANTHEON GLOBAL INFRASTRUCTURE FUND II, L.P. See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578079 Filed Document 0001578079-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Kaplan Benefits Group, LLC See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised $54,700 Associated Brokers / Dealers N/A CIK Number 0001623072 Filed Document 0001623072-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Metrodigi, Inc. See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001620641 Filed Document 0001620641-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Social Trends Media, Inc. See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $2,223,800 Associated Brokers / Dealers N/A CIK Number 0001627254 Filed Document 0001627254-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
West Face Credit Opportunities Fund Ltd. See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534658 Filed Document 0001534658-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INFACARE PHARMACEUTICAL CORP See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001174264 Filed Document 0001174264-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity