Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Greater Alabama Lithotripsy LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $268,758 Associated Brokers / Dealers N/A CIK Number 0001384244 Filed Document 0001384244-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
First Community Financial Partners, Inc. See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001469134 Filed Document 0001469134-13-000072 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
ALIGN EMC PARTNERS, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001588090 Filed Document 0001405086-13-000342 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
4Cable TV International, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $20,900 Associated Brokers / Dealers N/A CIK Number 0001421901 Filed Document 0001421901-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Czech II Senior Loan Trust See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merril Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001578290 Filed Document 0001578290-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PaxVax Inc See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $35,106,472 Associated Brokers / Dealers N/A CIK Number 0001402296 Filed Document 0001402296-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WIC VALUE FUND L P See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000830296 Filed Document 0000830296-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROTONEX TECHNOLOGY CORP See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,737,000 Associated Brokers / Dealers N/A CIK Number 0001156992 Filed Document 0001156992-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Montegra Capital Income Fund, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001475332 Filed Document 0001475332-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Viewfinity, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,450,003 Associated Brokers / Dealers N/A CIK Number 0001462012 Filed Document 0001192482-13-000179 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Heatwurx, Inc. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers Integrity Brokerage Services Inc., Newport Coast Securities, Inc., Spencer Edwards, Inc., Gilford Securities, and Philadephia Brokerage Corporatoin CIK Number 0001533743 Filed Document 0001441557-13-000078 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MV Liquidity Fund II Series 2 See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers William Clark, Jaclyn Strife, and Garrett Paul CIK Number 0001588035 Filed Document 0001588035-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
inthinc, inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001588044 Filed Document 0001588044-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
SCR Ultra Fund LP See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489632 Filed Document 0001489632-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
eFolder, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $26,000,002 Associated Brokers / Dealers N/A CIK Number 0001588027 Filed Document 0001588027-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BEECKEN PETTY O'KEEFE FUND IV, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers LAZARD & CO., LIMITED, LAZARD FRERES & CO. LLC, OPPENHEIMER & CO. INC., and STIFFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001558932 Filed Document 0001558932-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ZM Capital II, L.P. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587922 Filed Document 0001587922-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frazier Healthcare VII, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001553071 Filed Document 0001553071-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Decathlon Alpha II, L.P. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001587725 Filed Document 0001587725-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
SOCIAL YANTRA, INC. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001535364 Filed Document 0001535364-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Altimeter Private SPV I, L.P. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001587499 Filed Document 0001587499-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MyNetwork, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001587970 Filed Document 0001587970-13-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
AQR Gibraltar Offshore Fund, L.P. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584543 Filed Document 0001584543-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspen Mountain Real Estate LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001588022 Filed Document 0001588022-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Alternative Premia Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GAM Services Inc. CIK Number 0001588052 Filed Document 0001588052-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
House of Auth, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $292,000 Associated Brokers / Dealers 0 CIK Number 0001647199 Filed Document 0000909012-15-000296 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Soft Health Technologies, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $752,000 Associated Brokers / Dealers N/A CIK Number 0001588236 Filed Document 0001588236-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
My Senior Portal, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers My Web Portal, Inc. CIK Number 0001588025 Filed Document 0001588025-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ResiModel, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $2,223,000 Associated Brokers / Dealers N/A CIK Number 0001531354 Filed Document 0001531354-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Templeton Strategic Emerging Markets Fund IV, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Daniel R. Veddern, Sr. CIK Number 0001553524 Filed Document 0001553524-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Solar Mosaic, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $294,775 Associated Brokers / Dealers N/A CIK Number 0001523221 Filed Document 0001523221-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Molecular Imaging, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001519705 Filed Document 0001519705-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
NAKED BRAND GROUP INC. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $759,750 Associated Brokers / Dealers N/A CIK Number 0001383097 Filed Document 0001085037-13-000140 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
HighVista Liquid Multi-Asset Fund - Moderate (Cayman), Ltd. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588164 Filed Document 0001588164-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garrett Field 3-D Joint Venture See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,452,000 Associated Brokers / Dealers n/a CIK Number 0001588073 Filed Document 0001354488-13-005594 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
HUNTRISE GLOBAL PARTNERS LTD See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001214043 Filed Document 0001214043-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DragonTech International, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001587261 Filed Document 0001587261-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
NEWLANS, INC. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001528324 Filed Document 0001528324-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CCM Small Cap Value Fund, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001102681 Filed Document 0000919574-13-005672 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICQ Investments 11, LP See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587757 Filed Document 0001587757-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICQ Investments 12, LP See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587758 Filed Document 0001587758-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O'REILLY'S ZIONSVILLE, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001588033 Filed Document 0001588033-13-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
TUMMY COMPANY, INC. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001525789 Filed Document 0001525789-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
Celsus Therapeutics Plc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $12,516,232 Associated Brokers / Dealers MTS Securities, LLC and Oppenheimer & Co. Inc. CIK Number 0001541157 Filed Document 0001541157-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
NETSOCKET INC See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers NONE CIK Number 0001378857 Filed Document 0001378857-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CARBONDALE SOLAR, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001587202 Filed Document 0001587202-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
BEECKEN PETTY O'KEEFE FUND IV-A, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers LAZARD & CO., LIMITED, LAZARD FRERES & CO. LLC, OPPENHEIMER & CO. INC., and STIFFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001558933 Filed Document 0001558932-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BLACKROCK PRIVATE EQUITY PARTNERS VI US FEEDER, L.P. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581907 Filed Document 0001587877-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galton Onshore Mortgage Recovery Fund III, L.P. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001588032 Filed Document 0001588032-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aerial Technologies HC, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001587951 Filed Document 0001587951-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity