Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MetLife Insurance CO of Connecticut See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0000733076 Filed Document 0000937834-14-000062 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
TCW Direct Lending LLC See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers None CIK Number 0001603480 Filed Document 0001603480-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
E Street Loan Solutions, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001614366 Filed Document 0001181431-14-034679 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Heartis Waco Partners, L.P. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001622894 Filed Document 0001622894-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Indiana ES 3 & 4, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001623087 Filed Document 0001623089-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mariner Real Estate Partners IV A, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001621447 Filed Document 0001621447-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Andersons, Inc. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $34,500,000 Associated Brokers / Dealers N/A CIK Number 0000821026 Filed Document 0000821026-14-000039 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business OHIO Revenue or Assets $Over $100,000,000 Type of Security Equity
MCSR RICHARDSON RETAIL INVEST, LP See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001623064 Filed Document 0001623064-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
6D ACQUISITIONS, INC. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers Radnor Research & Trading Company LLC CIK Number 0001613682 Filed Document 0001144204-14-062397 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
White Stagg, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001623084 Filed Document 0001209191-14-064373 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Uversity Inc See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $1,225,001 Associated Brokers / Dealers N/A CIK Number 0001418724 Filed Document 0001418724-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Algodon Wines & Luxury Development Group, Inc. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DPEC Capital, Inc. CIK Number 0001559998 Filed Document 0001559998-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SandyClock, Inc. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001621896 Filed Document 0001621896-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
BLUEMAR OFFSHORE FUND, LTD. See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560354 Filed Document 0000919574-14-005854 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TACTICAL WEALTH ACCUMULATION FUND LP See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447745 Filed Document 0001447745-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
MJIC, INC. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001612499 Filed Document 0001612499-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BCP ENERGY SERVICES FUND-A, LP See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers ATLANTIC-PACIFIC CAPITAL, INC. CIK Number 0001620883 Filed Document 0001620882-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
SNAPLOGIC, INC. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $19,718,786 Associated Brokers / Dealers N/A CIK Number 0001475970 Filed Document 0001475970-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Urban Airship, Inc. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $20,113,918 Associated Brokers / Dealers N/A CIK Number 0001490444 Filed Document 0001490444-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Fruit Street Health, Inc. See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001609428 Filed Document 0001609428-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
TREVI SYSTEMS INC. See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Colorado Financial Services Corporation CIK Number 0001510171 Filed Document 0001510171-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NPC III, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Sustainable Insight US Equities Fund, LLC See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581291 Filed Document 0001581291-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yield Lab, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001622880 Filed Document 0001622880-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Mozido, Inc. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001593484 Filed Document 0001593484-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Anchorage Capital Partners Offshore Ltd See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001402918 Filed Document 0001402918-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOKA5, INC. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $23,430,285 Associated Brokers / Dealers N/A CIK Number 0001335756 Filed Document 0001335756-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Edesia Alpha Fund LP See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459089 Filed Document 0000902664-14-004134 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cambria Investments Holdings, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622797 Filed Document 0000935836-14-000600 Exclusions or Exemptions 506c Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KILLER WAVES HAWAII, INC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001622996 Filed Document 0001622996-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
Series 1 of RMB Real Estate Opportunities QP LLC See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587304 Filed Document 0001587304-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paradigm Credit Corp See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001417218 Filed Document 0001417218-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Coferon, Inc. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001508006 Filed Document 0001508006-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Fashion Project, Inc. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $12,793,997 Associated Brokers / Dealers N/A CIK Number 0001623248 Filed Document 0001623248-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pinnacle Agriculture Holdings, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $541,700 Associated Brokers / Dealers N/A CIK Number 0001622944 Filed Document 0000950142-14-002088 Exclusions or Exemptions 506c Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Equity
MetLife Insurance CO of Connecticut See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents, Kirk L. Penland, Thomas J. Hummer, Stanley F. Eckert, Samir H. Sheth, and Steven W. Broadbent CIK Number 0000733076 Filed Document 0000937834-14-000061 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
ROKU, INC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001428439 Filed Document 0001428439-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Indiana ES, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001623089 Filed Document 0001623089-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EL CAPITAN PRECIOUS METALS INC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001135202 Filed Document 0001288230-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Vastrm, Inc. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001560412 Filed Document 0001560412-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MJIC, INC. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001612499 Filed Document 0001612499-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Kotak Global Funds See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495848 Filed Document 0001495848-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul 18, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $3,060,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001621533 Filed Document 0001621533-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Sustainable Insight US Equities Fund, Ltd. See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581301 Filed Document 0001581301-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Algodon Wines & Luxury Development Group, Inc. See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DPEC Capital, Inc. CIK Number 0001559998 Filed Document 0001559998-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Ablative Solutions, Inc. See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001535723 Filed Document 0001535723-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Jaguar Growth Partners LLC See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586789 Filed Document 0001586789-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DataOceans, LLC See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001531368 Filed Document 0001531368-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Edesia Alpha 2X Fund Ltd. See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501267 Filed Document 0000902664-14-004133 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Right PSI, Inc. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001622970 Filed Document 0001622970-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity