Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Personalized Cancer Therapy, INc. See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001623074 Filed Document 0001623074-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AG MVP Plus SG Holdings III, L.P. See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589788 Filed Document 0001589788-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crescent Point Energy Corp. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $2,446,580 Associated Brokers / Dealers BMO Nesbitts Burns Inc., Scotia Capital Inc., CIBC World Markets Inc., RBC Dominion Securities Inc., TD Securities Inc., National Bank Financial Inc., GMP Securities L.P., Goldmach Sachs Canada Inc., Macquarie Capital Marekts Canada Ltd., Merrill Lynch Canada Inc., Peters & Co. Limited, and Raymond James Ltd. CIK Number 0001545851 Filed Document 0001545851-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AETOS CAPITAL LONG SHORT STRATEGIES CAYMAN FUND See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589366 Filed Document 0001140361-14-038864 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Grand Bancorp, Inc. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $2,750,277 Associated Brokers / Dealers N/A CIK Number 0001623329 Filed Document 0001623329-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Pantera Venture Fund II LP See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623081 Filed Document 0000902664-14-004146 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LibreMax Offshore Fund, Ltd. See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504802 Filed Document 0000919574-14-005884 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEXAKOMA EXPLORATION & PRODUCTION LLC See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $11,400,000 Associated Brokers / Dealers TEXAKOMA FINANCIAL INC. CIK Number 0001312331 Filed Document 0001312331-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Juice Served Here, Inc. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $252,328 Associated Brokers / Dealers N/A CIK Number 0001623538 Filed Document 0001181431-14-034942 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Outbound Solutions, Inc. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001622807 Filed Document 0001622807-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
BC Acquisition, LLC See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $20,626,000 Associated Brokers / Dealers N/A CIK Number 0001623001 Filed Document 0001623001-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
LionHedge Platform Fund, Ltd.- Series S See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589599 Filed Document 0000919574-14-005872 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colony Living, LLC See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $1,092,904 Associated Brokers / Dealers N/A CIK Number 0001622955 Filed Document 0001622955-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WC Manhattan Place Equity, LLC See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001623054 Filed Document 0001623054-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CEP Pharmacy Management, LLC See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001622760 Filed Document 0001622760-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Momentum Real Estate Fund II, LLC See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $24,995,000 Associated Brokers / Dealers N/A CIK Number 0001622754 Filed Document 0001019687-14-003940 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NexPoint Capital, Inc. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $9,999,977 Associated Brokers / Dealers N/A CIK Number 0001588272 Filed Document 0000945621-14-000272 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
K FRANCHISE SYSTEMS, LLC See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001623069 Filed Document 0001623069-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Ironwood Funding 2014 LLC See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001607011 Filed Document 0001607011-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Runa, LLC See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $6,637,674 Associated Brokers / Dealers N/A CIK Number 0001490218 Filed Document 0001490218-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund III, LLC See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised $1,060,640 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001617035 Filed Document 0001617035-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Realty Mogul 24, LLC See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001621532 Filed Document 0001621532-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Atikus Investments Inc See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001616105 Filed Document 0001616105-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Anaconda 3-D Joint Venture See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $3,204,000 Associated Brokers / Dealers N/A CIK Number 0001623336 Filed Document 0001354488-14-005251 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
ProAct Services Corp See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $14,250,000 Associated Brokers / Dealers N/A CIK Number 0001623256 Filed Document 0001623256-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business MICHIGAN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
D3 TECHNOLOGY, INC. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001491691 Filed Document 0001491691-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cornerstone Capital, Inc. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619858 Filed Document 0001619858-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Sustainable Insight International Equities Fund, Ltd See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581302 Filed Document 0001581302-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vista Drilling Program 2014 Limited Partnership See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Richard King Rainier II CIK Number 0001621964 Filed Document 0001621964-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MUIRFIELD VALUE PARTNERS, LP/PORTFOLIO D See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001623111 Filed Document 0000919574-14-005876 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juice Served Here, Inc. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001623538 Filed Document 0001181431-14-034943 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PellePharm, Inc. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001611568 Filed Document 0001611568-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New Haven Pharmaceuticals, Inc. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $21,770,161 Associated Brokers / Dealers N/A CIK Number 0001558788 Filed Document 0001558788-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
OneEnergy, Inc. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $3,671,523 Associated Brokers / Dealers N/A CIK Number 0001539014 Filed Document 0001539014-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589364 Filed Document 0001140361-14-038868 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND II See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589368 Filed Document 0001140361-14-038870 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Hodges Mace Holdings, LLC See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $63,130,000 Associated Brokers / Dealers N/A CIK Number 0001594305 Filed Document 0001140361-14-038952 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
3i US Senior Loan Fund, L.P. See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448947 Filed Document 0001589270-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIVOT3, INC. See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised $10,077,925 Associated Brokers / Dealers N/A CIK Number 0001316752 Filed Document 0001316752-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LionHedge Paulson Recovery Fund, L.P. See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donald K. Gross CIK Number 0001464346 Filed Document 0000919574-14-005864 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sustainable Insight Global Agribusiness Fund, Ltd. See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581300 Filed Document 0001581300-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RPost Communications Ltd See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001516715 Filed Document 0001516715-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
NYTEX Energy Holdings, Inc. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $19,125,000 Associated Brokers / Dealers N/A CIK Number 0001475899 Filed Document 0001475899-14-000022 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Sustainable Insight Global Equities Fund, Ltd. See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581303 Filed Document 0001581303-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Life Settlement Portfolio 2014-4, LLC See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Matt Redding CIK Number 0001622571 Filed Document 0001622571-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Scio Diamond Technology Corp See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001488934 Filed Document 0001488934-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Juice Served Here, Inc. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $9,574,600 Associated Brokers / Dealers N/A CIK Number 0001623538 Filed Document 0001181431-14-034944 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Guildery Inc. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $2,163,997 Associated Brokers / Dealers N/A CIK Number 0001623209 Filed Document 0001623209-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MMLISI FINANCIAL ALLIANCES LLC See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001456663 Filed Document 0001456663-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Energy Asset Development LLC See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $1,826,500 Associated Brokers / Dealers N/A CIK Number 0001623308 Filed Document 0001623308-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity