Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BLACK & GOLD 3 LLC See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001627633 Filed Document 0001627633-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
888 PARTNERS FUND, L.P., 2014-C SERIES See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627775 Filed Document 0001627775-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Yasso, Inc. See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $1,003,840 Associated Brokers / Dealers Michael Burgmaier CIK Number 0001592163 Filed Document 0001592163-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
InnVest Real Estate Investment Trust See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $11,051,846 Associated Brokers / Dealers N/A CIK Number 0001626908 Filed Document 0001144204-14-073340 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
BCM Weston, LP See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509645 Filed Document 0001509645-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
SR19 Mark II Portfolio, LLC See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001627696 Filed Document 0001627696-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
IR Media Ventures Corp. See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised $2,692,060 Associated Brokers / Dealers N/A CIK Number 0001626880 Filed Document 0001626880-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cheyne Real Estate Debt Fund L.P. See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590907 Filed Document 0000945621-14-000320 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Advisory Investors - CRC Kenilworth (QP), LLLP See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $3,122,911 Associated Brokers / Dealers N/A CIK Number 0001603492 Filed Document 0001601157-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors 2014 - Carmel V, LLLP See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $7,225,000 Associated Brokers / Dealers N/A CIK Number 0001610403 Filed Document 0001601157-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman Short Duration Emerging Market Debt Fund LLC See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627583 Filed Document 0001627583-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PV Nano Cell, Ltd. See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001627480 Filed Document 0001626487-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Paradine, Inc. See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626276 Filed Document 0001626276-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
DRT Investors Offshore LP See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001626423 Filed Document 0001140361-14-044709 Exclusions or Exemptions 506c Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Townsend Real Estate Alpha Fund II, L.P. See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001627596 Filed Document 0001627596-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Aito-Fund, a series of AngelList-CW-Funds, LLC See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $205,000 Associated Brokers / Dealers N/A CIK Number 0001627443 Filed Document 0001627443-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trellis Earth Products Inc See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $6,410,530 Associated Brokers / Dealers Michael H. Takano CIK Number 0001417139 Filed Document 0001013762-14-001457 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Joshua Water Technology, Inc. See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001559497 Filed Document 0001559497-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Tritium I, LP See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001608450 Filed Document 0001608450-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Reshape Medical, Inc. See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001410930 Filed Document 0001410930-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AngelList-ForEauFv-Fund, a series of AngelList-KP-Funds, LLC See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $395,000 Associated Brokers / Dealers N/A CIK Number 0001627448 Filed Document 0001627448-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vinci Zafferano Emerging Markets Opportunities Fund, L.P. See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589646 Filed Document 0001589646-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised $4,814,622 Associated Brokers / Dealers Brent Kinetz CIK Number 0001135856 Filed Document 0001135856-14-000363 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CC PLUS FUND Ltd See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542683 Filed Document 0000919574-14-006958 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Georgetown Riverfront Partners, LLC See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised $4,186,250 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001627843 Filed Document 0001627843-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers Joanna Hampton CIK Number 0001135856 Filed Document 0001135856-14-000370 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Brett Ellen CIK Number 0001135856 Filed Document 0001135856-14-000368 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Vinci Zafferano Emerging Markets Opportunities Fund Ltd See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596491 Filed Document 0001596491-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USF S&H Topco, LLC See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $5,940,000 Associated Brokers / Dealers N/A CIK Number 0001624849 Filed Document 0000945621-14-000300 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Tamarack Aerospace Group, Inc. See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $10,354,200 Associated Brokers / Dealers MONARCH BAY SECURITIES LLC CIK Number 0001507045 Filed Document 0001507045-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ChangeCoin, Inc. See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623589 Filed Document 0001623589-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GIA GLOBAL HIGH YIELD FUND, L.P. See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001441535 Filed Document 0000919574-14-006960 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scinovia Corp See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627490 Filed Document 0001627490-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Just Salad LLC See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Cowen and Company LLC CIK Number 0001626732 Filed Document 0001515971-14-000543 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GOLDBERG PARTNERS, L.P. See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001115090 Filed Document 0001095449-14-000157 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Optoro, Inc. See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $49,999,946 Associated Brokers / Dealers N/A CIK Number 0001506618 Filed Document 0001506618-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
College Creek Investors, LLC See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $4,875,500 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001627866 Filed Document 0001627866-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Sententia Group, LP See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001562798 Filed Document 0001562798-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Africa Frontier Fund LP See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631579 Filed Document 0001095449-15-000022 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Africa Frontier Fund LP See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631579 Filed Document 0001095449-15-000034 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARMAJARO COMMODITIES FUND Ltd See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542681 Filed Document 0000919574-14-006957 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPN Accredited Fund LP See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409513 Filed Document 0001409513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Creekalpha Capital Strategic Investments L.P. See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001592409 Filed Document 0001592409-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seven Mile Capital Partners Fund II, LP See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594553 Filed Document 0001594553-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stilwell Activist Investments, L.P. See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573720 Filed Document 0001573720-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stilwell Value Partners VII, L.P. See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555931 Filed Document 0001555931-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCM RVV1 FUND LLC See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers TOR Brokerage LLC CIK Number 0001627285 Filed Document 0001627285-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
EEC Seminole 14 Joint Venture See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $328,000 Associated Brokers / Dealers N/A CIK Number 0001627550 Filed Document 0001627550-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Other
Networked Insights, Inc. See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001452472 Filed Document 0000897069-14-000487 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Municipal Short Term Opportunities Fund, L.P. See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers New York Life Distributors LLC and John W. Akkerman CIK Number 0001532022 Filed Document 0001140361-14-044873 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity