Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Portfolio Advisors Private Equity Fund 2012, L.P. See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001558995 Filed Document 0000902664-13-003500 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Head of the Meadow, LLC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589915 Filed Document 0001589915-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $15,711,913 Associated Brokers / Dealers Gwen Middeke, Robert Scharff, Jr., Michael Corry, Paul Flotken, and Larry Celniker CIK Number 0001135856 Filed Document 0001135856-13-000196 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GlyEco, Inc. See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $7,140,000 Associated Brokers / Dealers Tripoint Global Equities, LLC and Security Research Associates, Inc. CIK Number 0000931799 Filed Document 0001185185-13-002265 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Anchor Fund, LLC See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570314 Filed Document 0001570314-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lake Geneva Fund LP See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A/ - None CIK Number 0001589894 Filed Document 0001589894-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Modustri, LLC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $145,000 Associated Brokers / Dealers N/A CIK Number 0001589960 Filed Document 0001140361-13-039553 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Other Machine Co See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001589436 Filed Document 0001589436-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vixiar Medical, Inc. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001589946 Filed Document 0001589946-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
CMWA EMERGING MARKETS PARTNERSHIP LLC See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300758 Filed Document 0001300758-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Panning Domestic Fund, LLC See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560866 Filed Document 0001560866-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CODESMART HOLDINGS, INC. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001543098 Filed Document 0001543098-13-000008 Exclusions or Exemptions 506c Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ChromaDex Corp. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Palladium Capital Advisors, LLC CIK Number 0001386570 Filed Document 0001415889-13-002100 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $5,167,900 Associated Brokers / Dealers N/A CIK Number 0001235577 Filed Document 0000950172-13-000099 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
Datamark Holdings Corp. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590075 Filed Document 0001590075-13-000003 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Option To Acquire
AmericaVest CRE Mortgage Funding Trust Inc See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001589841 Filed Document 0001589841-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
HARRISON STREET CORE PROPERTY FUND A, L.P. See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560727 Filed Document 0001535350-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Tailwind Capital Partners II (ERISA), L.P. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001589126 Filed Document 0000950103-13-006168 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
P&C Global Fund, LP See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489339 Filed Document 0001489339-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
GRASMERE MACRO DOMESTIC FUND LP See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574814 Filed Document 0001574814-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
PLUROGEN THERAPEUTICS INC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001357019 Filed Document 0001357019-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
PETROMINERALS CORP See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $1,500 Associated Brokers / Dealers N/A CIK Number 0000077952 Filed Document 0000077952-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG MVP Plus SG III, L.P. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589755 Filed Document 0001315863-13-000487 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One World Labs, Inc. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001590003 Filed Document 0001590003-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Satchmo Off-Broadway Ltd Liability Co See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001589346 Filed Document 0001589346-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $1,733,785 Associated Brokers / Dealers Gwen Middeke, Robert Scharff, Jr., Michael Corry, Paul Flotken, and Larry Celniker CIK Number 0001135856 Filed Document 0001135856-13-000197 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AFFITO DAMEN INVESTOR LLC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001590002 Filed Document 0001590002-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Five Twos Fund II, LLC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers n/a CIK Number 0001589591 Filed Document 0001589591-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SANATANA RESOURCES INC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $120,831 Associated Brokers / Dealers N/A CIK Number 0001427901 Filed Document 0001183740-13-000399 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Tayan Partners, LP See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459311 Filed Document 0001095449-13-000117 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anchor Fund, LLC See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570314 Filed Document 0001570314-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Valdosta Manager, LLC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $610,000 Associated Brokers / Dealers N/A CIK Number 0001589158 Filed Document 0001589158-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
New Zealand Energy Corp. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $40,392 Associated Brokers / Dealers N/A CIK Number 0001509705 Filed Document 0001509705-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TYHEE GOLD CORP See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $309,328 Associated Brokers / Dealers N/A CIK Number 0001178428 Filed Document 0001183740-13-000402 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
West Hill Real Estate Opportunity Fund, LP See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jorge A. Netto and Paul D. Weiss CIK Number 0001589258 Filed Document 0001589258-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Vicenda Global Macro Fund, L.P. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589679 Filed Document 0001589679-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Equity
INDUSTRIAL ORIGAMI INC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001381832 Filed Document 0001381832-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CODESMART HOLDINGS, INC. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001543098 Filed Document 0001543098-13-000007 Exclusions or Exemptions 506c Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vista Foundation Fund II Executive, L.P. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589964 Filed Document 0001576947-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brookview Market A, LLC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001590046 Filed Document 0001590046-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
TAG Distressed Debt Fund III, LLC See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504825 Filed Document 0001504825-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kydaemos, Inc. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001589694 Filed Document 0001589694-13-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Rudolph Cecchi CIK Number 0001135856 Filed Document 0001135856-13-000198 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sideris Pharmaceuticals, Inc. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $32,000,004 Associated Brokers / Dealers N/A CIK Number 0001587658 Filed Document 0001140361-13-039479 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
JACOBS ENGINEERING GROUP INC /DE/ See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0000052988 Filed Document 0000052988-13-000134 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
e-Nicotine Technology, Inc. See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001584922 Filed Document 0001584922-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Pact, Inc. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $1,503,495 Associated Brokers / Dealers N/A CIK Number 0001551973 Filed Document 0001551973-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
vWise Inc See All Filings	D/A	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415743 Filed Document 0001415743-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tailwind Capital Partners II (PP), L.P. See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001589124 Filed Document 0000950103-13-006169 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Series 1 of RMB Private Equity Opportunities QP LLC See All Filings	D	2013-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560857 Filed Document 0001560857-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund