Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
VR Global Offshore Fund Ltd. See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516231 Filed Document 0001315863-14-000607 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED ARAB EMIRATES Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Vibe Ventures Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001479320 Filed Document 0001372167-14-000284 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business CHINA Revenue or Assets $No Revenues Type of Security Equity
SI DD Investor, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers N/A CIK Number 0001623679 Filed Document 0001623679-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Co3 Systems, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001623415 Filed Document 0001623415-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EquityEats VC Fund II LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $485,000 Associated Brokers / Dealers N/A CIK Number 0001623499 Filed Document 0001623501-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Moore Court Apartments, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001623644 Filed Document 0001623644-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bourne Healthcare Properties, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $13,700,000 Associated Brokers / Dealers G. A. Repple CIK Number 0001622002 Filed Document 0000897069-14-000440 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bluum Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $1,912,307 Associated Brokers / Dealers N/A CIK Number 0001618971 Filed Document 0001231919-14-000037 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BRUZIV INVESTMENTS, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $2,684,156 Associated Brokers / Dealers N/A CIK Number 0001623751 Filed Document 0001623751-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Senteon LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $2,245,000 Associated Brokers / Dealers N/A CIK Number 0001623511 Filed Document 0001623511-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
iMATCHative, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $24,999,999 Associated Brokers / Dealers Sterne Agee & Leach Group Inc. CIK Number 0001623322 Filed Document 0001623322-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PES Fund X, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001623050 Filed Document 0001623050-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
FlexShopper, Inc. See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $8,030,000 Associated Brokers / Dealers Fordham Financial Management, Inc., Paulson Investment Company, Inc., and Spartan Capital Securities LLC CIK Number 0001397047 Filed Document 0001468128-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
e-Nicotine Technology, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001584922 Filed Document 0001584922-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Sprott Capital II, LP See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424529 Filed Document 0000919574-14-005938 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan 11 Notes Fund LLC See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001590050 Filed Document 0001590050-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners III, LP See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Concorde Investment Services LLC, Kalos Capital Inc., Ausdal Financial Partners Inc., Centaurus Financial, Inc., Chapin Davis, Inc., International Assets Advisory, LLC, and VSR Financial Services, Inc. CIK Number 0001616825 Filed Document 0001616825-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hotel San Antonio, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $4,807,404 Associated Brokers / Dealers n/a CIK Number 0001623533 Filed Document 0001623533-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
North Bridge Venture Partners 8, L.P. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001621619 Filed Document 0001621619-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SOUND HOUSING, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001623490 Filed Document 0001623490-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Sons of Leo LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001623723 Filed Document 0001144204-14-063708 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
VR Global Partners, L.P. See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508563 Filed Document 0001315863-14-000606 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED ARAB EMIRATES Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
National's Emerging Technologies Fund II LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001622315 Filed Document 0001622315-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Palma Ceia SemiDesign, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607134 Filed Document 0001607134-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MedAware Systems, Inc. See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001592576 Filed Document 0001592576-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Nath Holdings, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001623801 Filed Document 0001623801-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tree Line Direct Lending GP, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623594 Filed Document 0001623594-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NEW PEAK ENHANCED FUND LTD See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623354 Filed Document 0000919574-14-005940 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityEats VC Fund IV LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $665,000 Associated Brokers / Dealers N/A CIK Number 0001623501 Filed Document 0001623501-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
J.P. Morgan Asian Infrastructure & Related Resources Opportunity Fund II US, LLC See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $285,000,000 Associated Brokers / Dealers N/A and J.P. Morgan Securities LLC CIK Number 0001576504 Filed Document 0001576504-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TransUnion Holding Company, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $16,356,000 Associated Brokers / Dealers N/A CIK Number 0001552033 Filed Document 0001552033-14-000075 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Montage Ventures Fund I, L.P. See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers Beal Advisors, LLC CIK Number 0001583145 Filed Document 0001583145-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TOWERSTREAM CORP See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001349437 Filed Document 0001437749-14-019040 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Debt
BIONIZ, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001586263 Filed Document 0001586263-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Xadlof, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $734,600 Associated Brokers / Dealers N/A CIK Number 0001623413 Filed Document 0001623413-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Apogee International Gold Fund Ltd See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416351 Filed Document 0001416351-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CMS Technology, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001527514 Filed Document 0001527514-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Morgan 11 Notes Fund QP LLC See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001590051 Filed Document 0001590050-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tout Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $3,147,362 Associated Brokers / Dealers N/A CIK Number 0001507230 Filed Document 0001507230-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Gen-Arc, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001623640 Filed Document 0001623640-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FastCAP Systems Corp See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $4,677,753 Associated Brokers / Dealers N/A CIK Number 0001488336 Filed Document 0001488336-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Greeneden Topco S.C.A. See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554712 Filed Document 0000895345-14-000290 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Melissinos-Eupatrid LP See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Melissinos and Michael Melissinos CIK Number 0001534003 Filed Document 0001534003-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
MarketingSuite.com, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $7,999,999 Associated Brokers / Dealers N/A CIK Number 0001561482 Filed Document 0001561482-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Infracapital Partners II LP See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $2,056,000,000 Associated Brokers / Dealers Atlantic Pacific Capital, Inc. CIK Number 0001614611 Filed Document 0001614611-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERITEQ See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $222,115 Associated Brokers / Dealers N/A CIK Number 0000924642 Filed Document 0001437749-14-019025 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EternoGen Aesthetics, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001623666 Filed Document 0001623666-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
BBOOTH, INC. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $17,846,202 Associated Brokers / Dealers N/A CIK Number 0001566610 Filed Document 0001085037-14-000133 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COMPAGNIE DE SAINT GOBAIN See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $5,177,445 Associated Brokers / Dealers N/A CIK Number 0001012037 Filed Document 0001012037-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Wolf River Angels Fund II, L.P. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001623649 Filed Document 0001623649-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity