Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
JENOP GLOBAL HEALTHCARE FUND Ltd See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001562185 Filed Document 0001463851-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOAN CO OF SAN DIEGO A CALIFORNIA LP See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised $34,136,395 Associated Brokers / Dealers N/A CIK Number 0001206550 Filed Document 0001206550-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
LightSail Inc. See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised $10,242,273 Associated Brokers / Dealers N/A CIK Number 0001587678 Filed Document 0000905718-14-000709 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Menguin, Inc. See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001622628 Filed Document 0001622628-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Newport Asia Partners Fund LP See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001260407 Filed Document 0001095449-14-000143 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPTIMA PARTNERS GLOBAL FUND See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001341615 Filed Document 0001463851-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCA Sustainable Growth Long/Short Feeder Fund, LP See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623758 Filed Document 0001623758-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC Wrangler Fund, LP See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590052 Filed Document 0000902664-14-004183 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MediLogix, LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001623604 Filed Document 0001104659-14-075238 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ermes Medical Co Ltd See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $1,514,160 Associated Brokers / Dealers N/A CIK Number 0001623416 Filed Document 0001144204-14-064024 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Optima Emerging Markets Fund LTD See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. CIK Number 0001297333 Filed Document 0001463851-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Landmark Acquisition Fund VIII, L.P. See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623926 Filed Document 0001623926-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BLENHEIM GLOBAL MARKETS FUND LTD See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers Indian Harbor, LLC CIK Number 0001460528 Filed Document 0001460528-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Platinum Japan Fund Ltd See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001504295 Filed Document 0001463851-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HUMAN Enterprises, LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $4,999,999 Associated Brokers / Dealers N/A CIK Number 0001623460 Filed Document 0001623460-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ares ELOF Co-Invest (E), L.P. See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $2,713,200 Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001613188 Filed Document 0001613188-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Blenheim Diversified Dynamic Alpha Fund, LLC See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers Indian Harbor, LLC CIK Number 0001558981 Filed Document 0001558981-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Amistad Otay, LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers Performance Wealth Investments, LLC CIK Number 0001617258 Filed Document 0001617258-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALKAMI TECHNOLOGY, INC, See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001529274 Filed Document 0001209191-14-065366 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CHOICE EXPLORATION INC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $1,032,708 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Treeo Funding I, LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $3,650,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001623690 Filed Document 0001623690-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
NantBioscience, Inc. See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001608318 Filed Document 0001608318-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JVP VII Cyber Strategic Partners, L.P. See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001590081 Filed Document 0001589444-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MEARS TECHNOLOGIES INC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001420520 Filed Document 0001420520-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
REGIONAL HEALTHPLUS LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $715,914 Associated Brokers / Dealers N/A CIK Number 0001000884 Filed Document 0001000884-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Ventures II, LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623773 Filed Document 0001623773-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIGITAL DREAM LABS, LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001581437 Filed Document 0001581437-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Atlas Resources Series 34-2014 L.P. See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Alliance Affiliated Equities Corporation, AXA Advisors, LLC, Benjamin & Jerold Brokerage I, LLC, Berthel, Fisher & Company Financial Serivces, Inc., Bryan Funding, Inc., Cadaret, Grant & Co., Inc., Calton & Associates, Inc., Cambridge Investment Research, Inc., Capital Guardian, LLC, Centaurus Financial, Inc., Center Street Securities, Inc., Coastal Equities, Inc., Crown Capital Securities, L.P., Dempsey Lord Smith, LLC, Financial West Group, First Financial Equity Corporation, First Tennessee Brokerage Inc., Fogel Neale Securities LLC, FSC Securities Corporation, Girard Securities, Inc., H. Beck, Inc., Hagen Securities, Inc., Heim, Young & Associates, Inc., Infinity Secuities, Inc., Integrated Trading and Investments, Inc., International Assets Advisory LLC, Investment Planners, Inc., Investment Security Corporation, J.W. Cole Financial, Inc., Kovack Securities Inc., Lincoln Financial Advisors Corporation, Lincoln Financial Securities Corporation, Lowell & Company, Inc., LPL Financial LLC, Maitland Securities, Inc., May Capital Group, LLC, McNally Financial Services Corporation, McLaughlin Ryder Investments, Inc., Merrimac Corporate Securities, Inc., MetLife Securities Inc., Money Concepts Capital Corp., Neidiger, Tucker, Bruner, Inc., New England Securities, Newport Coast Securities, Inc., NFP Securities, Inc., Ni Advisors, Niagara International Capital Limited, The O.N. Equity Sales Company, ProEquities, Inc., Prospera Financial Services, Inc., Purshe Kaplan Sterling Investments, Resource Horizons Group LLC, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Securities America, Inc., Spire Securities, LLC, Summit Brokerage Services, Inc., The Strategic Financial Alliance, Inc., Trade-PMR Inc., TransAm Securities, Inc., Triad Advisors, Inc., United Planners' Financial Services of America, Whitehall-Parker Securities, Inc., Wilbanks Securities, Inc., Woodbury Financial Services, Inc., World Equity Group, Inc., Anthem Securities, Inc., Primex, Newbridge Securities Corporation, Stephen A. Kohn & Associates, Ltd., G. A. Repple & Company, Worden Capital Management LLC, and HD Vest Investment Services CIK Number 0001602518 Filed Document 0001602518-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Roadmap Fund, LP See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604524 Filed Document 0001013594-14-000673 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Newport Asia Japan Fund, L.P. See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400682 Filed Document 0001095449-14-000142 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Optima Partners Global Fund LLC See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001502398 Filed Document 0001463851-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WISErg Corp See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised $5,740,365 Associated Brokers / Dealers N/A CIK Number 0001538943 Filed Document 0001538943-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Great Ajax Corp. See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers N/A CIK Number 0001614806 Filed Document 0001614806-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Spirometrix, Inc. See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $8,875,663 Associated Brokers / Dealers N/A CIK Number 0001561483 Filed Document 0001561483-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Avion Park, LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $2,360,000 Associated Brokers / Dealers N/A CIK Number 0001623828 Filed Document 0001623828-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OPTIMA PARTNERS FOCUS FUND LLC See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001387466 Filed Document 0001463851-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Poole Partners, LLC See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001623328 Filed Document 0001192482-14-000204 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Live Planet LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers National Securities CIK Number 0001623765 Filed Document 0001623765-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GAM Divergent Trading Inc. See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594937 Filed Document 0001594937-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Optima Discretionary Macro Fund Ltd See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001502395 Filed Document 0001463851-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aviacode Inc. See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001572374 Filed Document 0001572374-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
LAKELAND INDUSTRIES INC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $11,100,000 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0000798081 Filed Document 0001144204-14-063854 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Platinum Fund Ltd See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001504296 Filed Document 0001463851-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPCI LP See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623795 Filed Document 0001623795-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Mineral Property
FUELogistics, Inc. See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001623844 Filed Document 0001623844-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Ares ELOF Co-Invest, L.P. See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $11,425,000 Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001613149 Filed Document 0001613149-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CJA Partners, LP See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456302 Filed Document 0000919574-14-005957 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WPS Production Investors III, L.P. See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623570 Filed Document 0001623570-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INERGETICS INC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0000072170 Filed Document 0001609410-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/OZ OF II Offshore Fund Ltd. See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001590431 Filed Document 0001590431-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund