Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DVG 1740 Fund L.P. See All Filings	D/A	2014-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593982 Filed Document 0000902664-14-004612 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Towers Watson Hedge Advantage Master Fund See All Filings	D/A	2014-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594150 Filed Document 0001594150-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Philadelphia Financial Life Assurance Co Separate Account VA 120 See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001602220 Filed Document 0001602220-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VAG NC, LLC See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $235,000 Associated Brokers / Dealers N/A CIK Number 0001628157 Filed Document 0001628157-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Two Bridges Addison Townhomes LLC See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001627995 Filed Document 0001627995-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Goudy Park Capital, L.P. See All Filings	D/A	2014-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564744 Filed Document 0001564744-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tyrian Global Opportunities Fund, LP See All Filings	D/A	2014-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479305 Filed Document 0001140361-14-045563 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hansen Pharmaceutical, LLC See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001628069 Filed Document 0001628069-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Quantum Energy Storage Corp See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $3,080,300 Associated Brokers / Dealers N/A CIK Number 0001623447 Filed Document 0001623447-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Exploration Labs, Inc. See All Filings	D/A	2014-12-16 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001625212 Filed Document 0001625212-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LQ3 Pharmaceuticals, Inc. See All Filings	D/A	2014-12-16 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001614268 Filed Document 0001614268-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Boomerang's Foods, Inc. See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $3,164,000 Associated Brokers / Dealers N/A CIK Number 0001503027 Filed Document 0001503027-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pantheon Master Fund PLC - Athena Series 2008-1 See All Filings	D/A	2014-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners LLC and Morningside Securities LLC CIK Number 0001601342 Filed Document 0001013594-14-000713 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
Spinnaker Realty Fund, L.P. See All Filings	D/A	2014-12-16 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001584750 Filed Document 0001584750-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHERN PACIFIC GROWTH INVESTMENT PARTNERS, L.P. See All Filings	D/A	2014-12-16 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Mark Sirinyan CIK Number 0001607016 Filed Document 0001615594-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
REPROP FINANCIAL MORTGAGE INVESTORS LLC See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001296474 Filed Document 0001296474-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
MAXCYTE, INC. See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001287098 Filed Document 0001488138-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PNBNV, LLC See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001627793 Filed Document 0001627793-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Senior Lifestyle Development Investors 2013, LLC See All Filings	D/A	2014-12-16 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001591261 Filed Document 0001591261-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTELLECTSPACE CORP See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001278131 Filed Document 0001278131-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
KHRONOS LIQUID OPPORTUNITIES FUND LTD. See All Filings	D/A	2014-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537195 Filed Document 0001013594-14-000718 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HNN Technologies LLC See All Filings	D/A	2014-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593825 Filed Document 0001593825-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Altair Commercial Real Estate Lending Fund, LLC See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001626656 Filed Document 0001144204-14-074211 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRATEGIC VALUE SPECIAL SITUATIONS FEEDER FUND III, L.P. See All Filings	D/A	2014-12-16 00:00:00 UTC
Amount To Be Raised $977,644,200 Associated Brokers / Dealers UBS FINANCIAL SERVICES INC., UBS AG, JEFFERIES LLC, and ISIS (ASIA PACIFIC) PTY LIMITED CIK Number 0001593947 Filed Document 0001593943-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tuscany Parent Inc. See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626881 Filed Document 0001626881-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LilyDrive, Inc. See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001625507 Filed Document 0001625507-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
APF 28 West 44 Investors LP See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001521240 Filed Document 0001521240-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
EVERSPIN TECHNOLOGIES INC See All Filings	D/A	2014-12-16 00:00:00 UTC
Amount To Be Raised $12,015,729 Associated Brokers / Dealers N/A CIK Number 0001438423 Filed Document 0001243233-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
DWM FUNDS S.C.A.-SICAV SIF See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers DWM Finance LLC, Jeffrey Tolk, and Rafal Kwiatkowski CIK Number 0001440884 Filed Document 0001440884-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Regal 30A, LLC See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001627943 Filed Document 0001627943-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OnTheGo Platforms, Inc. See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001582719 Filed Document 0001582719-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
EcoSense Lighting Inc. See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0001490135 Filed Document 0001490135-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FFL Executive Partners IV, L.P. See All Filings	D/A	2014-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594563 Filed Document 0001181431-14-039116 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Glacier Peak U.S. Value Fund, L.P. See All Filings	D/A	2014-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562077 Filed Document 0001562076-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
CORRUM CAPITAL REAL ASSETS FUND, LP See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers RSP Investments, LLC CIK Number 0001604878 Filed Document 0001604878-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CORRUM CAPITAL PRIVATE EQUITY FUND, LP See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers RSP INVESTMENTS, LLC CIK Number 0001604876 Filed Document 0001604876-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CRYPTO CURRENCY PARTNERS II, LP See All Filings	D	2014-12-16 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001626813 Filed Document 0001626813-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CP 505 Columbia, LLC See All Filings	D	2014-12-15 19:01:54 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001628072 Filed Document 0001628072-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 19:01:54 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Galena Commodity Trade Finance Fund Ltd See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001557864 Filed Document 0001557864-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR European Fund IV SBS L.P. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627968 Filed Document 0001627968-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tough Mudder Inc See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001627888 Filed Document 0001627888-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KKR European Fund IV ESC L.P. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627963 Filed Document 0001627963-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PineBridge Global Dynamic Asset Allocation Fund LLC See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PineBridge Securities LLC CIK Number 0001627506 Filed Document 0001627506-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIFC Tactical Income Fund (Cayman) Ltd. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591738 Filed Document 0001591738-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Freight Farms, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $3,683,220 Associated Brokers / Dealers N/A CIK Number 0001592800 Filed Document 0001592800-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hawkes Bay Investors (Cayman), Ltd. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537577 Filed Document 0000919574-14-007021 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vengo, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $255,000 Associated Brokers / Dealers N/A CIK Number 0001568136 Filed Document 0001568136-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MacStadium, Inc. See All Filings	D	2014-12-15 00:00:00 UTC
Amount To Be Raised $1,000,162 Associated Brokers / Dealers N/A CIK Number 0001628125 Filed Document 0001628125-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Iguazu Investors (Cayman), SPC See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536914 Filed Document 0000919574-14-007019 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Templeton Global Summits Fund, L.P. See All Filings	D/A	2014-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services Corp. and Morgan Stanley Smith Barney, LLC CIK Number 0001503655 Filed Document 0001503655-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund