Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PREPARED RESPONSE, INC See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised $440,000 Associated Brokers / Dealers N/A CIK Number 0001165046 Filed Document 0001165046-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Spracht, Inc. See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $5,697,681 Associated Brokers / Dealers N/A CIK Number 0001623881 Filed Document 0001623881-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rittenhouse Ventures II, L.P. See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624271 Filed Document 0001624271-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Care Cam Innovations, LLC See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001566944 Filed Document 0001566944-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Cyprus Springs Labs, LLC See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001624078 Filed Document 0001624078-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SCS Hedged Opportunities (TE) Fund, LLC See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500207 Filed Document 0001566114-14-000079 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sole Power, LLC See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001590876 Filed Document 0001590876-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Switchmate Inc. See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001624344 Filed Document 0001624344-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jefferson Bancshares, Inc. See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001624175 Filed Document 0001624175-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Mast Admiral Fund, Ltd. See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591247 Filed Document 0001591247-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iSense CGM, Inc. See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Oregon Financial Services, LLC CIK Number 0001623374 Filed Document 0000892917-14-000037 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Charter Capital Fund I, LP See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542875 Filed Document 0001618012-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cricket Media Group Ltd. See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $1,094,463 Associated Brokers / Dealers N/A CIK Number 0001527457 Filed Document 0001062993-14-006317 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Edusim LLC See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619871 Filed Document 0001619871-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
COOK & BYNUM CAPITAL, LLC See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387688 Filed Document 0001387688-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
BluePac Quincy, LP See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001605543 Filed Document 0001605543-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
REALTYSHARES 31, LLC See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001624317 Filed Document 0001624315-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Miller Real Estate Fund II, LP See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001603571 Filed Document 0001603571-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Beacon Equities L.P. See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001624245 Filed Document 0001624245-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Seavest Properties IV, LLC See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001589427 Filed Document 0001589427-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Entrepreneurs' Fund IV, L.P. See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Carolina Financial Securities, LLC CIK Number 0001587638 Filed Document 0001587638-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Strong Seed Fund I LP See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001556987 Filed Document 0001556987-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deloitte Touche Tohmatsu Services, Inc. See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591229 Filed Document 0000950172-14-000100 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
WCI-Quantum Holdings, Inc. See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $78,589,275 Associated Brokers / Dealers N/A CIK Number 0001624548 Filed Document 0001624548-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dacey Holden, LLC See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535151 Filed Document 0001535151-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agrilab Technologies, LLC See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001619695 Filed Document 0001619695-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Citadel Plastics Holdings, LLC See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $252,000 Associated Brokers / Dealers N/A CIK Number 0001594472 Filed Document 0001594472-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Morgenthau Accelerator Fund, L.P. See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised $3,186,500 Associated Brokers / Dealers N/A CIK Number 0001360815 Filed Document 0001140361-14-040224 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beautiful West End LLC See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $11,375,000 Associated Brokers / Dealers N/A CIK Number 0001624389 Filed Document 0001624389-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
MIDNIGHT SUN MINING CORP. See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised $185,430 Associated Brokers / Dealers N/A CIK Number 0001593783 Filed Document 0001183740-14-000341 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MAINSTREAM INVESTORS, LLC See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001558619 Filed Document 0001181431-14-035504 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Kinems, Inc. See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001624086 Filed Document 0001624086-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
LEVON RESOURCES LTD. See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0000764195 Filed Document 0001477932-14-005806 Exclusions or Exemptions 506c Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Applied Minerals, Inc. See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0000008328 Filed Document 0001437749-14-019750 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Mast Admiral Fund, Ltd. See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591247 Filed Document 0001591247-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Charter Capital Fund II, LP See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542698 Filed Document 0001618012-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mast Admiral Fund, Ltd. See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001591247 Filed Document 0001415522-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fightball Inc. See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001624292 Filed Document 0001624292-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Option To Acquire
MV Startup Fund XVII LLC See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001621279 Filed Document 0001621279-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
GABELLI INTERMEDIATE CREDIT FUND, LTD. See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579372 Filed Document 0000919574-14-006013 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCG CONSUMER CREDIT I, LP See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623717 Filed Document 0000902664-14-004411 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WOODFUELS INVESTMENT, LLC See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001597854 Filed Document 0001065949-14-000272 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Maglan Distressed Offshore Fund Ltd. See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508050 Filed Document 0000902664-14-004240 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snowball Capital Fund, LP See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624000 Filed Document 0001624000-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waypoint Shallowford Investors LP See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $10,660,000 Associated Brokers / Dealers BROADWAY DIRECT INVESTMENTS, LLC CIK Number 0001623309 Filed Document 0001382963-14-000058 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Grafoid Inc. See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001570286 Filed Document 0001570286-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Mineral Resources, LLC See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001624383 Filed Document 0001624090-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Miromatrix Medical Inc. See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001527096 Filed Document 0001288230-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SBG Energy Services, LLC See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001590863 Filed Document 0001181431-14-035803 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Sport Thread LLC See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001624097 Filed Document 0001417317-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity