Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Farmstead Offshore Fund, Ltd. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587737 Filed Document 0000919574-13-005713 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Doonbeg Fund, Ltd. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Far Hills Group, LLC CIK Number 0001562271 Filed Document 0001013594-13-000497 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ALTUS STRATEGIES Ltd See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,555,510 Associated Brokers / Dealers N/A CIK Number 0001555616 Filed Document 0001555616-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $$1 - $1,000,000 Type of Security Equity
E-Line Ventures LLC See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $8,026,347 Associated Brokers / Dealers N/A CIK Number 0001587856 Filed Document 0001587856-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SHANNON RIVER PARTNERS LP See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group LLC CIK Number 0001214044 Filed Document 0001013594-13-000493 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kinky Boots Tour Ltd Liability Co See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001588371 Filed Document 0001588371-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Red Leopard Holdings PLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $906,000 Associated Brokers / Dealers N/A CIK Number 0001588314 Filed Document 0001441557-13-000079 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
Rockland Power Partners II, LP See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers BerchWood Partners, LLC and Harpeth Securities LLC CIK Number 0001588257 Filed Document 0001588257-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rampart III Oil & Gas Limited Partnership See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001588361 Filed Document 0001588361-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Olympus Games, Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers None CIK Number 0001563351 Filed Document 0000927087-13-000014 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN PETRO-HUNTER INC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $81,626 Associated Brokers / Dealers N/A CIK Number 0001040482 Filed Document 0001586906-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
LARIAT PARTNERS FUND I, LP See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588392 Filed Document 0001140361-13-037733 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TerrAvion LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001586450 Filed Document 0001584634-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Fore Multi Strategy Offshore Fund, Ltd. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001459928 Filed Document 0000919574-13-005726 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FlowBelow Aero, Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $408,000 Associated Brokers / Dealers N/A CIK Number 0001553530 Filed Document 0001553530-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KNOWLEDGE DELIVERY SYSTEMS INC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,675,000 Associated Brokers / Dealers N/A CIK Number 0001225818 Filed Document 0001181431-13-052350 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
AMGIC VC Direct II, LLLP See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001588329 Filed Document 0001588329-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
Human Dx, Ltd. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $2,803,634 Associated Brokers / Dealers N/A CIK Number 0001588134 Filed Document 0001588134-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care Balboa II, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $9,721,630 Associated Brokers / Dealers N/A CIK Number 0001588475 Filed Document 0001461373-13-000041 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Assure-BC-Fund, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $131,500 Associated Brokers / Dealers N/A CIK Number 0001588425 Filed Document 0001588425-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$1 - $5,000,000 Type of Security Debt
Farmstead Partners, LP See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587735 Filed Document 0000919574-13-005714 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SATMETRIX SYSTEMS INC See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $16,750,001 Associated Brokers / Dealers N/A CIK Number 0001092387 Filed Document 0001092387-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3 Percent The Movie, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001587601 Filed Document 0001587601-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Eckard Global, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $788,565 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cocomama Foods Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001556799 Filed Document 0001556799-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Comr.se Corp. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,131,458 Associated Brokers / Dealers N/A CIK Number 0001574382 Filed Document 0001574382-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
WINDHORSE PARTNERS, LP See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001214704 Filed Document 0001214704-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Startup Fund III Series 3 See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised $103,000 Associated Brokers / Dealers William Clark, Jaclyn Strife, and Garrett Paul CIK Number 0001585341 Filed Document 0001585341-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
TRAVELBEAUTY.COM LLC See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587155 Filed Document 0001587155-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MV Startup Fund IV Series 1 See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised $214,000 Associated Brokers / Dealers William Clark, Jaclyn Strife, and Garrett Paul CIK Number 0001586356 Filed Document 0001586356-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
TIDEWATER FUTURES FUND LP See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Richard Zinman, ANTHONY A. DERTOUZOS, and JOHN D. MORENO CIK Number 0001140509 Filed Document 0001140509-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nat G CNG Solutions LLC See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Memorial Capital Partners LLC CIK Number 0001588250 Filed Document 0001588250-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PC Willow Creek Fund, LLC See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $3,776,000 Associated Brokers / Dealers N/A CIK Number 0001588165 Filed Document 0001588150-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trancoso Partners L.P. See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587827 Filed Document 0000935836-13-000483 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKB-CO Investors, LLC See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers SKB Securities and Robert R. Walker, Jr. CIK Number 0001588170 Filed Document 0001588170-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
Platinum Japan Fund Ltd See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001504295 Filed Document 0001165158-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SpinalMotion Inc See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised $25,551,137 Associated Brokers / Dealers N/A CIK Number 0001320454 Filed Document 0001320454-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SPENDSHIP, LLC See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001578525 Filed Document 0000892712-13-000625 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
NEW ROAD FILMS, LLC See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001587961 Filed Document 0001587961-13-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Institutional Futures Portfolio L P See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM") and Morgan Stanley Smith Barney LLC ("MSSB") CIK Number 0001333262 Filed Document 0001333262-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NOVADIGM THERAPEUTICS INC See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001439464 Filed Document 0001439464-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
SEQUOIA ENERGY PROJECT, LLLP See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001587997 Filed Document 0001587997-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Other
Capula European Special Situations Fund (Co-Investment) LP See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588346 Filed Document 0000950172-13-000092 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Rainmaker Holdings II, LLC See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001586624 Filed Document 0000906318-13-000074 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
AMGIC Revolution Direct, LLLP See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001588107 Filed Document 0001588107-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
MANAGED FUTURES PREMIER ABINGDON L.P. See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), and CREDIT SUISSE SECURITIES (USA) LLC ("CS") CIK Number 0001386164 Filed Document 0001386164-13-000022 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FREEGOLD VENTURES LTD See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $147,552 Associated Brokers / Dealers N/A CIK Number 0001064052 Filed Document 0001140361-13-037910 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Other
CoinTerra, Inc. See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001586249 Filed Document 0001586249-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mobile Pulse, Inc. See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001518853 Filed Document 0001518853-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Evolv Technologies, Inc. See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised $11,819,107 Associated Brokers / Dealers N/A CIK Number 0001582300 Filed Document 0001582300-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity