Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GFBC, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001499329 Filed Document 0001499329-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GEAHI Jasmine Heights LP See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $4,079,491 Associated Brokers / Dealers N/A CIK Number 0001642610 Filed Document 0001642610-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Ascend Access LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001504732 Filed Document 0001504732-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ULIV Java LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001609102 Filed Document 0001144204-14-066326 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 72 See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624672 Filed Document 0001624672-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Institutional Diversified Arbitrage Strategies Ltd. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481761 Filed Document 0001622593-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 76 See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624689 Filed Document 0001624689-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Concord Buckeye Hotel LLC See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $7,622,813 Associated Brokers / Dealers N/A CIK Number 0001624508 Filed Document 0001624508-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Carlson Double Black Diamond Participation Fund LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001529882 Filed Document 0001529882-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Film Track, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $11,585,743 Associated Brokers / Dealers N/A CIK Number 0001585326 Filed Document 0001585326-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Perceptive Credit Opportunities Fund, LP See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JEFFERIES LLC CIK Number 0001622789 Filed Document 0001622789-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HGI Industries, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Jennings Capital Inc. CIK Number 0001516410 Filed Document 0001516410-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Diversified Arbitrage Strategies L.P. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481796 Filed Document 0001622593-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prosight Fund, LP See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453938 Filed Document 0001453938-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asset-Backed Lending Partners, LP See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560458 Filed Document 0001560458-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 77 See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624717 Filed Document 0001624717-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
KKR Global Infrastructure Investors II SBS L.P. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624241 Filed Document 0001624241-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK ACCESS LTD See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001212806 Filed Document 0001212806-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JeffHedge, LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535860 Filed Document 0001535860-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HALCYON ACCESS LTD See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001337881 Filed Document 0001337881-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Institutional Investment Fund Ltd. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481760 Filed Document 0001622593-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STS Partners Fund, LP See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard Taglianetti and Glen A. Beigel CIK Number 0001476525 Filed Document 0001476525-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Degreed, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $9,183,472 Associated Brokers / Dealers N/A CIK Number 0001556900 Filed Document 0001556900-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lone Star Residential Mortgage Fund I (U.S.), L.P. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001618472 Filed Document 0001181431-14-036143 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rowl, Inc. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised $4,020,000 Associated Brokers / Dealers Portfolio Advisors Alliance, Inc. CIK Number 0001500904 Filed Document 0001556663-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BAYVIEW MORTGAGE SECURITIES OFFSHORE, LTD. See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540437 Filed Document 0000902664-14-004256 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ACOMPLI, INC. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $6,109,997 Associated Brokers / Dealers N/A CIK Number 0001602387 Filed Document 0001602387-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG Mortgage Value Participation Fund LLC See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001568644 Filed Document 0001568644-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurora Global Opportunities L P See All Filings	D/A	2014-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000917296 Filed Document 0000917296-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canacol Energy Ltd. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001465103 Filed Document 0001465103-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Weeels, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001615753 Filed Document 0001615753-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LOF Bion Partnership, LP See All Filings	D	2014-11-09 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001623231 Filed Document 0001181431-14-035963 Exclusions or Exemptions 506c Accepted Date 2014-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Causemo, Inc. See All Filings	D	2014-11-09 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001624569 Filed Document 0001192482-14-000226 Exclusions or Exemptions 506b Accepted Date 2014-11-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
FLSC RECYCLING, LLC See All Filings	D	2014-11-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001622623 Filed Document 0001209191-14-068038 Exclusions or Exemptions 506b Accepted Date 2014-11-09 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
VentuCap Inc. See All Filings	D	2014-11-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001624665 Filed Document 0001144204-14-066202 Exclusions or Exemptions 506b Accepted Date 2014-11-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Hutchin Hill Diversified Alpha Master Fund Ltd See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001441680 Filed Document 0000950142-14-002173 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WISHIZ.ME INC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001622987 Filed Document 0001622987-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
ENTOMO, INC. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001100104 Filed Document 0001100104-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Quanergy Systems, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001593480 Filed Document 0001593480-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Frontiir Pte. Ltd. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001575519 Filed Document 0001575519-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business SINGAPORE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Exeo Entertainment, Inc. See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001528760 Filed Document 0001597570-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CommuniKids Holdings LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $824,666 Associated Brokers / Dealers N/A CIK Number 0001624363 Filed Document 0001624363-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Crowne at Timberline, Limited Partnership See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised $12,324,049 Associated Brokers / Dealers VSR Financial Services, Inc. CIK Number 0001623794 Filed Document 0001623794-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Windsor Sports USA INC See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001624413 Filed Document 0001624413-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Candlewood Financial Opportunities Fund, Ltd. See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583023 Filed Document 0000945621-14-000278 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
IR&M Long Government/Credit Fund LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624591 Filed Document 0001624591-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
You Cant Take It Broadway Ltd Liability Co See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001608930 Filed Document 0001608930-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Knighthead Offshore Fund, Ltd. See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465823 Filed Document 0000919574-14-006097 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anexinet Holding Company, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $2,199,631 Associated Brokers / Dealers N/A CIK Number 0001624518 Filed Document 0001192482-14-000220 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ambiq Micro, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $15,600,000 Associated Brokers / Dealers N/A CIK Number 0001500412 Filed Document 0001500412-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity