Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Bowery Opportunity Fund, Ltd. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588477 Filed Document 0000902664-13-003467 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Winton Evolution Fund See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588105 Filed Document 0001588105-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Gibraltar Fund, L.P. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532344 Filed Document 0001532344-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hot Mamas Foods, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001339256 Filed Document 0001144204-13-055475 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Blackwater Distilling, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001589171 Filed Document 0001589171-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Social FX Fund Ltd See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584626 Filed Document 0001584626-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CCMP Capital Investors III, L.P. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Konomi, Inc., AJIB (Qatar) LLC, and J.P. Morgan Securities LLC CIK Number 0001569775 Filed Document 0001569775-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CommonAngels Ventures Fund IV, L.P. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001588128 Filed Document 0001588128-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LADDCAP VALUE PARTNERS LP See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001229849 Filed Document 0000919574-13-005886 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Development Capital Africa Fund, L.P. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559727 Filed Document 0001584764-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Country Stone Holdings, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001588924 Filed Document 0001588924-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BIGHORN CAPITAL PARTNERS, LP See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502815 Filed Document 0000919574-13-005887 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund, SPC-Segregated Portfolio 32 See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588739 Filed Document 0001565908-13-000091 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UFT Commercial Finance, LLC See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001563501 Filed Document 0001563501-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Pharmetrics Specialty Group of San Antonio, LLC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001587712 Filed Document 0001587712-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ingo Money, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers N/A CIK Number 0001587976 Filed Document 0001587976-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Logi Analytics, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $27,500,000 Associated Brokers / Dealers N/A CIK Number 0001504229 Filed Document 0001504229-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Highbridge Commodities FuturesAccess LLC See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001534977 Filed Document 0001534977-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEOVIC MINING CORP. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001398005 Filed Document 0001021890-13-000064 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
CTC Alternatives Access Fund L.P. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589231 Filed Document 0000950103-13-006035 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ ELS Overseas Fund, Ltd. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503266 Filed Document 0001503266-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AHL Alpha (Cayman) Ltd See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001588889 Filed Document 0001588889-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOLD STAR RESOURCES, LLC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001583017 Filed Document 0001065949-13-000131 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Naples Multifamily DST See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $7,868,793 Associated Brokers / Dealers Inland Securities Corporation, Joseph A. Nugent, Gregory Block, and Eric Bricknese CIK Number 0001587701 Filed Document 0000950138-13-000461 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
INFINITY CORE ALTERNATIVE FUND See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001588474 Filed Document 0001588474-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
CORMATRIX CARDIOVASCULAR INC See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001434206 Filed Document 0001434206-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ASF V Messenger Acquisition L.P. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587767 Filed Document 0001587767-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - G. Appel Investors Segregated Series See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559472 Filed Document 0001559472-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Traditional Trust, LLC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587536 Filed Document 0001587536-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
500 Startups III-A, L.P. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001588104 Filed Document 0001588078-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
2013 Seabreeze Field Development, L.P. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised $4,039,200 Associated Brokers / Dealers Kevin Cline CIK Number 0001580618 Filed Document 0001580618-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Mineral Property
Triumfant, Inc. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised $6,700,000 Associated Brokers / Dealers N/A CIK Number 0001458324 Filed Document 0001458324-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Hedge Fund Select: Dymon Asia Macro Fund Ltd See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001588472 Filed Document 0001140361-13-038632 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Marin U.S. Equities Segregated Series See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559455 Filed Document 0001559455-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Prosight Fund, LP See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453938 Filed Document 0001453938-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Essential Cabinetry Holdings, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $2,337,619 Associated Brokers / Dealers N/A CIK Number 0001487912 Filed Document 0001487912-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Proterra Inc See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $40,000,002 Associated Brokers / Dealers N/A CIK Number 0001492739 Filed Document 0001492739-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
iPropertyz Inc See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569915 Filed Document 0001569915-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
RED MOUNTAIN RESOURCES, INC. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $462,584 Associated Brokers / Dealers N/A CIK Number 0001483496 Filed Document 0000798674-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ping Emerging Markets Macro Fund, LP See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001531360 Filed Document 0001019056-13-001154 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRE U.S. Property Fund L.P. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524439 Filed Document 0001524439-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bastiat Global Opportunities Fund See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589225 Filed Document 0001589225-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Constellation Fund, SPC, for & on behalf of its Equities III Segregated Portfolio See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588829 Filed Document 0001588829-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Athena Victory Fund L.P. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589208 Filed Document 0001589208-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
o9 Solutions, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001562915 Filed Document 0001562915-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gold Street Capital Fund, LP See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587572 Filed Document 0001587572-13-000001 Exclusions or Exemptions 504, 505, 504.1, and 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Woodward, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC and Wells Fargo Securities, LLC CIK Number 0000108312 Filed Document 0000108312-13-000014 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $Over $100,000,000 Type of Security Debt
KonaRed Corp See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $19,237,500 Associated Brokers / Dealers N/A CIK Number 0001527355 Filed Document 0001085037-13-000150 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Smith Breeden Securitized Credit Opportunities Ltd. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587360 Filed Document 0000919574-13-005869 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINTON FUTURES FUND LTD See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities, LLC and Altegris Investments, Inc. CIK Number 0001388465 Filed Document 0001388465-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund