Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MDF Special Investments SPC, Ltd. on behalf of & for the account of MDEF June 2011 Segretated Portfolio See All Filings	D/A	2013-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530984 Filed Document 0001507943-13-000069 Exclusions or Exemptions 506b Accepted Date 2013-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEXAVEST WORLD EQUITY FUND See All Filings	D/A	2013-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamersley Partners LLC and Eaton Vance Distributors, Inc. CIK Number 0001520746 Filed Document 0001476502-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APEX RESOURCES INC See All Filings	D	2013-09-10 00:00:00 UTC
Amount To Be Raised $585,000 Associated Brokers / Dealers JAMES BALDAUF and GERARD LUNA CIK Number 0000868868 Filed Document 0000868868-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-09-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Hexavest EAFE Equity Fund See All Filings	D/A	2013-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamersley Partners, LLC and Eaton Vance Distributors, Inc. CIK Number 0001476502 Filed Document 0001476502-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MDF SPECIAL INVESTMENTS SPC, LTD., ON BEHALF OF & FOR THE ACCOUNT OF MDFLTD/HARBINGER JUNE 2009 SEGREGATED PORTFOLIO See All Filings	D/A	2013-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470219 Filed Document 0001507943-13-000070 Exclusions or Exemptions 506b Accepted Date 2013-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cinque Partners VII LLC See All Filings	D/A	2013-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001342288 Filed Document 0001507943-13-000083 Exclusions or Exemptions 506b Accepted Date 2013-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCC Cascades LLC See All Filings	D	2013-09-06 00:00:00 UTC
Amount To Be Raised $5,350,000 Associated Brokers / Dealers N/A CIK Number 0001586451 Filed Document 0001209191-13-045660 Exclusions or Exemptions 506b Accepted Date 2013-09-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Streamline, Inc. See All Filings	D/A	2013-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401899 Filed Document 0001401899-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-09-03 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Realty Mogul 5, LLC See All Filings	D	2013-08-30 00:00:00 UTC
Amount To Be Raised $1,015,000 Associated Brokers / Dealers N/A CIK Number 0001580757 Filed Document 0001580757-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-08-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Realty Mogul 5, LLC See All Filings	D/A	2013-08-30 00:00:00 UTC
Amount To Be Raised $1,015,000 Associated Brokers / Dealers N/A CIK Number 0001580757 Filed Document 0001580757-14-000002 Exclusions or Exemptions 506b Accepted Date 2013-08-30 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Cinque Partners Fund I LLC See All Filings	D/A	2013-08-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410297 Filed Document 0001507943-13-000082 Exclusions or Exemptions 506b Accepted Date 2013-08-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOTOZUMA, LLC See All Filings	D	2013-08-29 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001585692 Filed Document 0001585692-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-08-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
CELLULAR BIOENGINEERING INC See All Filings	D	2013-08-21 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001254979 Filed Document 0001254979-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-08-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business HAWAII Revenue or Assets $$1 - $1,000,000 Type of Security Other
PEI - Cannon Ranch, LLC See All Filings	D	2013-08-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001584427 Filed Document 0001584427-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-08-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Overture Hospitality Capital I, LP See All Filings	D	2013-08-12 00:00:00 UTC
Amount To Be Raised $4,650,000 Associated Brokers / Dealers N/A CIK Number 0001584479 Filed Document 0001584479-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-08-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Active Mind Technology, Inc. See All Filings	D	2013-08-12 00:00:00 UTC
Amount To Be Raised $7,823,112 Associated Brokers / Dealers N/A CIK Number 0001584712 Filed Document 0001584712-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-08-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Overture Investment Partners, I LLC See All Filings	D	2013-08-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001584472 Filed Document 0001584472-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-08-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Bates - Stringer Lake Tahoe, LLC See All Filings	D	2013-08-09 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001584457 Filed Document 0001584457-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-08-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Affinity Investment Partners, L.P. See All Filings	D/A	2013-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001236855 Filed Document 0001095449-13-000107 Exclusions or Exemptions 506b Accepted Date 2013-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Affinity Investment Partners, L.P. See All Filings	D/A	2013-08-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001236855 Filed Document 0001095449-13-000106 Exclusions or Exemptions 506b Accepted Date 2013-08-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Secure Operations Group, LLC. See All Filings	D	2013-08-01 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Larry Ramirez, Jesse Acosta, Chaarlie Rushton, Jason Soulliere, and David Stull CIK Number 0001564804 Filed Document 0001564804-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-08-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Mineral Property
Realty Mogul 7, LLC See All Filings	D/A	2013-07-31 00:00:00 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001580759 Filed Document 0001580759-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-07-31 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Liberty Heritage Fund, L.P. See All Filings	D/A	2013-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469088 Filed Document 0001144204-14-045090 Exclusions or Exemptions 506b Accepted Date 2013-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline AK Credit Opportunities Fund, LP See All Filings	D/A	2013-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001408669 Filed Document 0000902664-14-003099 Exclusions or Exemptions 506b Accepted Date 2013-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul 4, Series LLC, Series E See All Filings	D/A	2013-07-10 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001580714 Filed Document 0001580714-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-07-10 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Cypress Debt Investment Funds, L.P. See All Filings	D	2013-07-01 00:00:00 UTC
Amount To Be Raised $920,009 Associated Brokers / Dealers N/A CIK Number 0001479624 Filed Document 0001479624-14-000001 Exclusions or Exemptions 506c Accepted Date 2013-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
CYPRESS INT'L EQUITY FUND, L P See All Filings	D	2013-07-01 00:00:00 UTC
Amount To Be Raised $2,635,000 Associated Brokers / Dealers N/A CIK Number 0001356812 Filed Document 0001356812-14-000002 Exclusions or Exemptions 506c Accepted Date 2013-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
CYPRESS INT'L EQUITY FUND, L P See All Filings	D	2013-06-27 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001356812 Filed Document 0001356812-14-000001 Exclusions or Exemptions 506c Accepted Date 2013-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
APEX RESOURCES INC See All Filings	D	2013-06-13 00:00:00 UTC
Amount To Be Raised $570,000 Associated Brokers / Dealers JAMES BALDAUF and GERARD LUNA CIK Number 0000868868 Filed Document 0000868868-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-06-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
ATCO City Center Sponsor Equity Fund, LP See All Filings	D	2013-06-12 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001578815 Filed Document 0001578815-14-000003 Exclusions or Exemptions 506b Accepted Date 2013-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
H2scan Corp See All Filings	D	2013-05-10 00:00:00 UTC
Amount To Be Raised $3,502,340 Associated Brokers / Dealers N/A CIK Number 0001306585 Filed Document 0001306585-14-000003 Exclusions or Exemptions 506b Accepted Date 2013-05-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DSC 1, LLC Series One See All Filings	D	2013-05-01 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001651956 Filed Document 0001651956-15-000002 Exclusions or Exemptions 506b Accepted Date 2013-05-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CYPRESS DEBT INVESTMENT FUNDS LOW VOL, L.P. See All Filings	D	2013-04-30 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001465492 Filed Document 0001465492-14-000001 Exclusions or Exemptions 506c Accepted Date 2013-04-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Arista Power, Inc. See All Filings	D	2013-04-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001424640 Filed Document 0001213900-14-002347 Exclusions or Exemptions 505 and 506c Accepted Date 2013-04-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Context Partners Fund, L.P. See All Filings	D/A	2013-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505246 Filed Document 0000935836-14-000230 Exclusions or Exemptions 506b Accepted Date 2013-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREENKRAFT, INC. See All Filings	D/A	2013-04-02 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001398529 Filed Document 0001213900-14-002158 Exclusions or Exemptions 505 and 506b Accepted Date 2013-04-02 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BidPal, Inc. See All Filings	D	2013-03-29 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001531341 Filed Document 0001531341-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
PETRICHOR ENERGY INC. See All Filings	D/A	2013-03-19 00:00:00 UTC
Amount To Be Raised $1,293,622 Associated Brokers / Dealers N/A CIK Number 0001587001 Filed Document 0001183740-13-000354 Exclusions or Exemptions 506b Accepted Date 2013-03-19 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Gowanus Associates LLC See All Filings	D	2013-03-13 00:00:00 UTC
Amount To Be Raised $8,374,884 Associated Brokers / Dealers N/A CIK Number 0001604064 Filed Document 0001604064-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-03-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CHARTWELL FAMILY FUND TFI LP See All Filings	D/A	2013-03-13 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001257767 Filed Document 0000935836-14-000168 Exclusions or Exemptions 506b Accepted Date 2013-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOCQUEVILLE GOLD OFFSHORE FUND, LTD. See All Filings	D/A	2013-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404632 Filed Document 0000919574-14-002092 Exclusions or Exemptions 506b Accepted Date 2013-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prisma Focus Fund LP See All Filings	D/A	2013-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507908 Filed Document 0000902664-14-001357 Exclusions or Exemptions 506b Accepted Date 2013-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Constant Therapy, Inc. See All Filings	D	2013-02-21 00:00:00 UTC
Amount To Be Raised $605,000 Associated Brokers / Dealers N/A CIK Number 0001600609 Filed Document 0001140361-14-009020 Exclusions or Exemptions 506b Accepted Date 2013-02-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Signal Point Holdings Corp. See All Filings	D	2013-02-14 00:00:00 UTC
Amount To Be Raised $10,200,000 Associated Brokers / Dealers N/A CIK Number 0001560351 Filed Document 0001560351-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-02-14 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HERMES INVESTMENT MANAGEMENT LTD See All Filings	D	2013-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001013143 Filed Document 0001085146-13-001626 Exclusions or Exemptions 506b Accepted Date 2013-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tortuga Capital LP See All Filings	D	2013-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406374 Filed Document 0001406374-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
EcoR1 Capital Fund, L.P. See All Filings	D/A	2013-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567938 Filed Document 0000935836-14-000053 Exclusions or Exemptions 506b Accepted Date 2013-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guardian Phalanx Offshore Fund, Ltd. See All Filings	D/A	2013-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566640 Filed Document 0001566640-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Crestline Recovery Fund III, L.P. See All Filings	D/A	2013-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565307 Filed Document 0000902664-14-000036 Exclusions or Exemptions 506b Accepted Date 2013-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree High Yield Value Fund Offshore PLC See All Filings	D/A	2013-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479137 Filed Document 0000902664-14-000031 Exclusions or Exemptions 506b Accepted Date 2013-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity