Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NB Secondary Opportunities Fund III LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001544583 Filed Document 0001544583-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AMP, Ltd. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588878 Filed Document 0001140361-13-038694 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
van Biema Asia Value Fund, LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486942 Filed Document 0000919574-13-005837 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund III, L.P. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532434 Filed Document 0001172661-13-001345 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
TabGen F&F LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588373 Filed Document 0001588480-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAPTHERE, INC. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $1,236,640 Associated Brokers / Dealers N/A CIK Number 0001586874 Filed Document 0001586874-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PVF - AB, LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559505 Filed Document 0000919574-13-005849 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portsmouth Regional Ambulatory Surgery Center, LLC See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised $250,326 Associated Brokers / Dealers Not applicable CIK Number 0001517567 Filed Document 0001517567-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
IAM Credit Opportunities Master Fund, LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559571 Filed Document 0001559571-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IAM Credit Opportunities Offshore Fund, Ltd. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557409 Filed Document 0001557409-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flipboard, Inc. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $50,499,975 Associated Brokers / Dealers Code Advisors LLC CIK Number 0001588774 Filed Document 0001588774-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kendall Sustainable Infrastructure I, L.P. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589048 Filed Document 0001144204-13-055169 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TheDodo.com, Inc. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001588534 Filed Document 0001588534-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Klabzuba Partners - Rosemary Beach, Ltd. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $10,925,000 Associated Brokers / Dealers N/A CIK Number 0001589288 Filed Document 0001589288-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IQ Global Long/Short Equity Select Fund, L.P. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451498 Filed Document 0001451498-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCM Global EquityAlpha Offshore Fund, Ltd. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532363 Filed Document 0000902664-13-003435 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PATHEOS INC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $314,734 Associated Brokers / Dealers N/A CIK Number 0001453907 Filed Document 0001453907-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Pura Vida Onshore Fund One, LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan Russell Darnell CIK Number 0001560175 Filed Document 0000919574-13-005851 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weatherlow Long-Short Equity Fund L.P. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC CIK Number 0001364444 Filed Document 0001364444-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PVF - JJ, LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559503 Filed Document 0000919574-13-005844 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPORTSBLOGS INC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001440746 Filed Document 0001440746-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
J Scott Chemicals, LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001588983 Filed Document 0001588983-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Yiliame Corp See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001563635 Filed Document 0001563635-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Seelio, Inc. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001559335 Filed Document 0001559335-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lakeside Endoscopy Center, LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $452,800 Associated Brokers / Dealers N/A CIK Number 0001380247 Filed Document 0001380247-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEBRASKA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TIGER GLOBAL LONG OPPORTUNITIES, L.P. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588773 Filed Document 0000919574-13-005825 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fractional Ownership Portfolio 2013, LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Harry J. Wilson CIK Number 0001584251 Filed Document 0001588945-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
LOOMIS SAYLES HIGH YIELD FULL DISCRETION TRUST See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435675 Filed Document 0001435675-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Glade Brook Global Domestic Fund LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530729 Filed Document 0000902664-13-003430 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Jax MOB, LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $1,295,000 Associated Brokers / Dealers N/A CIK Number 0001589101 Filed Document 0001589101-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Fashion GPS, Inc. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $5,032,988 Associated Brokers / Dealers N/A CIK Number 0001523929 Filed Document 0001523929-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DanceOn, Inc. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $4,147,634 Associated Brokers / Dealers N/A CIK Number 0001588977 Filed Document 0001588977-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COOK VALUE PARTNERSHIP, L.P. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345141 Filed Document 0000902664-13-003428 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bravada Gold Corp See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $32,208 Associated Brokers / Dealers N/A CIK Number 0001500620 Filed Document 0001500620-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $3,447,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-13-000013 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
World Business Lenders, LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers JMP Securities LLC CIK Number 0001537021 Filed Document 0001537021-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Forest Ridge Lakeside Holdings, LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $17,666,400 Associated Brokers / Dealers Yoram Mehr, Dov Krauskopf, Shlomo Ness, Alexander Erlichman, Rugby Investments Limited, David Turner, and RYR Equities CIK Number 0001587941 Filed Document 0001587941-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Snap Advances LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001588760 Filed Document 0001588760-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PVF - ABC, LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567091 Filed Document 0000919574-13-005838 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Point Capital, Inc. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Network 1 Financial Services, Inc. CIK Number 0001514183 Filed Document 0001213900-13-005663 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
GCM Opportunities Fund I, LLC See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised $8,950,000 Associated Brokers / Dealers N/A CIK Number 0001579138 Filed Document 0001579138-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Hedge Fund Select: WNTN Dedicated Investor Fund (US) LLC See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001559623 Filed Document 0001140361-13-038460 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
van Biema Value Fund, Ltd See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins Bay Island Securities CIK Number 0001486938 Filed Document 0000919574-13-005833 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
European Divergence Offshore Partners II, L.P. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468340 Filed Document 0001468340-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMMUNITY FINANCIAL SHARES INC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lozan Aleksandrov CIK Number 0001123735 Filed Document 0000909654-13-000314 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PVF - RVB, LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559547 Filed Document 0000919574-13-005840 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AJO Emerging Markets All-Cap Fund, L.P. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565448 Filed Document 0001565448-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMR LS Fund II, LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Mark McKay CIK Number 0001588945 Filed Document 0001588945-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
PIE DIGITAL INC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001438200 Filed Document 0001438200-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GUGGENHEIM PRIVATE DEBT FUND LTD See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised $1,400,000,000 Associated Brokers / Dealers N/A CIK Number 0001555384 Filed Document 0001555384-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund