Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Global One Promenade Co-Investment LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $3,450,000 Associated Brokers / Dealers N/A CIK Number 0001589246 Filed Document 0001589246-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCP CORE MACRO FUND LP See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568342 Filed Document 0001140361-13-038787 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Firewurst Holdings, Inc. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589024 Filed Document 0001589024-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Dollar Shave Club, Inc. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $11,999,961 Associated Brokers / Dealers N/A CIK Number 0001588865 Filed Document 0001588865-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UNIFY SQUARE, INC. See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised $9,322,160 Associated Brokers / Dealers N/A CIK Number 0001517057 Filed Document 0001517057-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NORTH CASTLE PARTNERS V, L.P. See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers CMS Investment Resources, LLC and Farrell Marsh & Co. CIK Number 0001560219 Filed Document 0001560219-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pharmaco-Kinesis Corp See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers Suzanne L. Bond and David Kramer CIK Number 0001402360 Filed Document 0001402360-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TASER INTERNATIONAL INC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $1,436,303 Associated Brokers / Dealers N/A CIK Number 0001069183 Filed Document 0001209191-13-048621 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Oxriver Capital, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589415 Filed Document 0001589415-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highbridge Leveraged Loan Partners Fund III, L.P. See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001505172 Filed Document 0001505172-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PERFECT SEARCH CORP See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001395791 Filed Document 0001395791-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PIMCO Tail Risk Hedging September Onshore Fund LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001589071 Filed Document 0001448947-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SoundWall, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001589193 Filed Document 0001589193-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Pondfield Capital Advantage, LP See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001589319 Filed Document 0001589319-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TORIE & HOWARD, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001588459 Filed Document 0001209191-13-048900 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Peak 9 Capital Partners, LP See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589450 Filed Document 0001589450-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SECOND SELF, LLC See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001552988 Filed Document 0001552988-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NewRoad Ventures, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers None CIK Number 0001588142 Filed Document 0001588142-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ARKANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CWD OC 522 Offshore Fund, Ltd. See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528311 Filed Document 0001012975-13-000474 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Concord Aztec TTC CY LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001589205 Filed Document 0001589205-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
LANDMARK DIVIDEND GROWTH FUND - G LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers UBS Financial Services, Inc. CIK Number 0001589496 Filed Document 0001140361-13-038894 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEXAKOMA EXPLORATION & PRODUCTION LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $11,400,000 Associated Brokers / Dealers TEXAKOMA FINANCIAL INC. CIK Number 0001312331 Filed Document 0001312331-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Highbridge Leveraged Loan Partners Fund III, L.P. See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001505172 Filed Document 0001505172-13-000011 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hale Community Energy, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $4,416,000 Associated Brokers / Dealers N/A CIK Number 0001589407 Filed Document 0001589407-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Solena Fuels Corp See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $18,348,702 Associated Brokers / Dealers N/A CIK Number 0001589328 Filed Document 0001589328-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Wolverine Liquid Opportunity Fund LLC See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530809 Filed Document 0001393725-13-000092 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Victory Medical Center Plano, LP See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001589353 Filed Document 0001589351-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Danbury Hospitality, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001589257 Filed Document 0001589257-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Discover Coinvestment, L.P. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588727 Filed Document 0001140361-13-038832 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fashion Playtes, Inc. See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001460219 Filed Document 0001460219-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Inside Track Tickets, Inc. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001589300 Filed Document 0001589300-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
West Texas Surgical Services, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $676,000 Associated Brokers / Dealers N/A CIK Number 0001589504 Filed Document 0001589504-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
K2 MASTER FUND LP See All Filings	D/A	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324275 Filed Document 0001565908-13-000094 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cirro, Inc. See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $8,192,032 Associated Brokers / Dealers N/A CIK Number 0001532921 Filed Document 0001532921-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AZ MULTIFAMILY INVESTCO LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THE ENTERPRISE SECURITIES CO CIK Number 0001589301 Filed Document 0001589301-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Little Eagle Prospect See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $928,000 Associated Brokers / Dealers N/A CIK Number 0001589072 Filed Document 0001589072-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Pine River China Fund L.P. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588616 Filed Document 0001503141-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SoftTech VC IV, L.P. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers N/A CIK Number 0001580481 Filed Document 0001580481-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rocksure Property Capital Fund See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553410 Filed Document 0001553410-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Really Strategies, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001467574 Filed Document 0001467574-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Global Event Driven Fund LLC See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503377 Filed Document 0001503377-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Melford Realty Investors II LP See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $297,509,625 Associated Brokers / Dealers N/A CIK Number 0001588885 Filed Document 0001192482-13-000181 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boxer Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $3,089,398 Associated Brokers / Dealers N/A CIK Number 0001589031 Filed Document 0001589031-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mesirow Equity Opportunity Fund III, L.P. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Inc. CIK Number 0001503312 Filed Document 0001503312-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mode Analytics, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001588695 Filed Document 0001588695-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SAM Risk Managed Fund LLC - Appel Balanced Fund Segregated Series See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559454 Filed Document 0001559454-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
HUB MONKEY LLC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $17,500 Associated Brokers / Dealers N/A CIK Number 0001588679 Filed Document 0001588679-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pathogenetix, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $9,100,000 Associated Brokers / Dealers N/A CIK Number 0001138318 Filed Document 0001138318-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Silverleaf Finance 2013-UA, LLC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $37,500,000 Associated Brokers / Dealers N/A CIK Number 0001589187 Filed Document 0001589187-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Grafoid Inc. See All Filings	D/A	2013-10-15 00:00:00 UTC
Amount To Be Raised $631,557 Associated Brokers / Dealers N/A CIK Number 0001570286 Filed Document 0001570286-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity