Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rochester M150-V, LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001590964 Filed Document 0001590964-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
RAEIF ALPHA, LP See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Papamarkou, Wellner & Co., Inc. CIK Number 0001372657 Filed Document 0001095449-13-000137 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMAGE VISION LABS, INC. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001503991 Filed Document 0001209191-13-051326 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CTA Choice Fund LLC - CTA Choice ELL See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591514 Filed Document 0001591514-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Pyramid MetroNorth II LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $3,677,000 Associated Brokers / Dealers N/A CIK Number 0001590816 Filed Document 0001590816-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Access Ltd. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001518835 Filed Document 0001518835-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Molecular Matrix, Inc. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001591302 Filed Document 0001140361-13-041450 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wheels Up Partners Holdings LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001585103 Filed Document 0001585103-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cyprium Investors IV LP See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CSP SECURITIES, LP CIK Number 0001560759 Filed Document 0001586162-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAEIF Levered, LP See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572308 Filed Document 0001095449-13-000125 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterstone Offshore ER Fund, Ltd. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505317 Filed Document 0000919574-13-006154 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ijenti, Inc. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001591477 Filed Document 0001591477-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Trovare Beauty Inc. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001590841 Filed Document 0001590841-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
uBid Holdings, Inc. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Newport Coast Securities Inc. CIK Number 0001521349 Filed Document 0001521349-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BAYVIEW MORTGAGE SECURITIES OFFSHORE, LTD. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540437 Filed Document 0000902664-13-003609 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Keywise Greater China Onshore Fund See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534530 Filed Document 0001534530-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurora Limited Partnership II See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Morgan Stanley Smith Barney LLC, Deutsche Bank Securities Inc., and RBC Capital Markets Corporation CIK Number 0001468157 Filed Document 0001468157-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intellectual Property Management Services, LLC See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Stephen T. Mellinger, Jr. CIK Number 0001591253 Filed Document 0001591253-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business INDIANA Revenue or Assets $Over $100,000,000 Type of Security Equity
Klingenstein Fields Global Fund LP See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414084 Filed Document 0001140361-13-041614 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altair - GCOF, LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001591150 Filed Document 0001144204-13-060142 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIP Davenport IA (7300 Brady) LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $922,500 Associated Brokers / Dealers N/A CIK Number 0001591239 Filed Document 0001591239-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
TEDNOLOGIES, INC. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001591277 Filed Document 0001591277-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ALASKA Revenue or Assets $No Revenues Type of Security Equity
Hutchin Hill Diversified Alpha Master Fund Ltd See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001441680 Filed Document 0000950142-13-002199 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CLEAR CATHETER SYSTEMS, Inc See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001441046 Filed Document 0001441046-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
HDS INTERNATIONAL CORP. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $32,500 Associated Brokers / Dealers N/A CIK Number 0001454742 Filed Document 0001002014-13-000508 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets $No Revenues Type of Security Debt
Intellectual Property Management Services, LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Stephen T. Mellinger, Jr. CIK Number 0001591253 Filed Document 0001591253-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NYSCRF-Pine Street Empire Accelerator Fund-I-(F) LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $201,000,000 Associated Brokers / Dealers N/A CIK Number 0001590940 Filed Document 0000902664-13-003603 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3RC/Phoenix Investment, LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $7,650,000 Associated Brokers / Dealers N/A CIK Number 0001591233 Filed Document 0001591233-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Red Oak Coinvestment, L.P. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001590658 Filed Document 0001590658-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Okra Restaurant Group, Inc. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001591215 Filed Document 0001591215-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
URANIUM ENERGY CORP See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $53,400 Associated Brokers / Dealers N/A CIK Number 0001334933 Filed Document 0001183740-13-000423 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Summit Infrastructure Group, Inc. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001590835 Filed Document 0001590835-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
KING'S SPEECH ON STAGE Ltd LIABILITY Co See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001508066 Filed Document 0001508066-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NBEC CLO XV SP See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $890,000 Associated Brokers / Dealers N/A CIK Number 0001591250 Filed Document 0001591250-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIP II B L.P. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $1,206,720,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001591715 Filed Document 0001591715-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Ablative Solutions, Inc. See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001535723 Filed Document 0001535723-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
inno360, Inc. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $4,125,000 Associated Brokers / Dealers Spencer Trask Ventures, Inc. CIK Number 0001509196 Filed Document 0001509196-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
VIP II A (SF) L.P. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $1,206,720,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001591718 Filed Document 0001591718-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Balance Sheet Company, LLC See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001589758 Filed Document 0001589758-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
BitPagos, Inc. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001589887 Filed Document 0001062993-13-005487 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
DecisionLink Corp See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001523511 Filed Document 0001523511-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BCB BANCORP INC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001228454 Filed Document 0000914317-13-001437 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Strategic Partners Fund VI, L.P. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC, Blackstone Advisory Partners L.P., and Credit Suisse Securities (USA) LLC CIK Number 0001591216 Filed Document 0000950103-13-006522 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PSG OF TAMPA LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001590271 Filed Document 0001590271-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Seer Capital Partners Offshore Fund Ltd. See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Stonehaven, LLC CIK Number 0001463207 Filed Document 0000902664-13-003594 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Newscrafted L.L.C. See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Broadmark Capital LLC CIK Number 0001572418 Filed Document 0001572418-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quantum Success Strategies, LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001591888 Filed Document 0001079973-13-000665 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SMAurora Multi Manager Fund L.P. See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573004 Filed Document 0001573004-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raeford Crossing Apartments, LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001588633 Filed Document 0001588633-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Praesidium Strategic Opportunities Fund, LP See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504025 Filed Document 0001315863-13-000509 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund