Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $621,448,081 Associated Brokers / Dealers Dennis Morris CIK Number 0001135856 Filed Document 0001135856-13-000150 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Discovery Global Macro Partnership Fund LP See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001587224 Filed Document 0001587224-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highgrade Resources Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001587673 Filed Document 0001587673-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
eDossea, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001587356 Filed Document 0001587356-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Porch.com, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $27,679,466 Associated Brokers / Dealers N/A CIK Number 0001553181 Filed Document 0001140361-13-037048 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
K-V Pharmaceutical Co See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $260,877,100 Associated Brokers / Dealers N/A CIK Number 0000057055 Filed Document 0000057055-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
HOLT OPPORTUNITY FUND, 2013, L.P. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001586770 Filed Document 0001586770-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Wolfe Diversified Industries LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers City Securities Corporation CIK Number 0001586871 Filed Document 0001178858-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Panco Haverhill Co-Investment, LP See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587823 Filed Document 0001587823-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Makaira Indica, L.P. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554163 Filed Document 0000935836-13-000477 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swiftype, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $9,244,075 Associated Brokers / Dealers N/A CIK Number 0001587753 Filed Document 0001587753-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IMRIS Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $36,834,000 Associated Brokers / Dealers Cowen and Company CIK Number 0001489161 Filed Document 0001181431-13-050525 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BIG TREE CAPITAL EMERGING MARKETS FUND, L.P. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582936 Filed Document 0001582936-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caledonian Royalty Corp See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001587612 Filed Document 0001587612-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
GoCarrot Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001576004 Filed Document 0001576004-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Myine Electronics, Inc. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $413,188 Associated Brokers / Dealers N/A CIK Number 0001494263 Filed Document 0001494263-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
BIOCONNECT SYSTEMS INC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001363271 Filed Document 0001363271-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Force Select LTD See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586675 Filed Document 0001586675-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
GLOBAL PHOTONIC ENERGY CORP See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001025462 Filed Document 0001025462-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
TAS Energy Inc. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $19,904,386 Associated Brokers / Dealers N/A CIK Number 0001491868 Filed Document 0001491868-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Napier Park European Credit Global Feeder Ltd See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587343 Filed Document 0000902664-13-003280 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCIP Limited Partnership OTH, L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised $115,000,000 Associated Brokers / Dealers CitiBank, N.A. and The Silverfern Group CIK Number 0001558664 Filed Document 0000902664-13-003300 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chilton Small Cap Partners, L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169535 Filed Document 0000950103-13-005561 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KoolSpan, Inc. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001295875 Filed Document 0001295875-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Lumz'n Blooms LTD. Corp. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers none CIK Number 0001587615 Filed Document 0001587615-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Chilton Global Credit Opportunities, L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379542 Filed Document 0000950103-13-005566 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sierra Europe QP, L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, N/A, and N/A CIK Number 0001545459 Filed Document 0000919574-13-005621 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gold Port Resources Ltd. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $114,140 Associated Brokers / Dealers N/A CIK Number 0001321334 Filed Document 0001140361-13-036924 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
PLH GROUP, INC. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $1,793,000 Associated Brokers / Dealers N/A CIK Number 0001549468 Filed Document 0001140361-13-036967 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ELN Partners Fund I, LP See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573975 Filed Document 0001573975-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TEGEAN FUND LP See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454540 Filed Document 0000919574-13-005626 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris QIM Futures Fund, L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001469317 Filed Document 0001566114-13-000042 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JustRight Surgical, LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001512368 Filed Document 0001512368-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
MSF CAPITAL PARTNERS II LP See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426119 Filed Document 0001423626-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medaxion, LLC See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised $762,000 Associated Brokers / Dealers N/A CIK Number 0001497902 Filed Document 0001497902-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
EQ Media, Inc. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001587521 Filed Document 0001587521-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BreatheAmerica Inc See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001411555 Filed Document 0001411555-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
iScreen Vision, Inc. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001500146 Filed Document 0001500146-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
MSF Capital Offshore Institutional Fund Ltd. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426286 Filed Document 0001120664-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Conversio Health, LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $17,325,000 Associated Brokers / Dealers N/A CIK Number 0001587469 Filed Document 0001587469-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DataBricks, Inc. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001587468 Filed Document 0001587468-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
College Park MOB Partners, L.P. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001587310 Filed Document 0001587310-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CR ATLANTA, LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers NONE CIK Number 0001587563 Filed Document 0001587563-13-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Guroo Ventures LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001587464 Filed Document 0000897069-13-000369 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Babson Capital Floating Rate Income Master Fund, L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501012 Filed Document 0001501012-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEGEAN OFFSHORE FUND LTD See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454541 Filed Document 0000919574-13-005627 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chilton QP European Partners, L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001084537 Filed Document 0000950103-13-005562 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seatwave Inc See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $5,090,397 Associated Brokers / Dealers N/A CIK Number 0001369349 Filed Document 0001369349-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
TAS Energy Inc. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised $19,904,386 Associated Brokers / Dealers N/A CIK Number 0001491868 Filed Document 0001491868-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SPECTRASCIENCE INC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers John Evey CIK Number 0000727672 Filed Document 0001181431-13-050419 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt