Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Secure Operations Group, LLC. See All Filings	D	2013-08-01 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Larry Ramirez, Jesse Acosta, Chaarlie Rushton, Jason Soulliere, and David Stull CIK Number 0001564804 Filed Document 0001564804-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-08-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Mineral Property
Realty Mogul 7, LLC See All Filings	D/A	2013-07-31 00:00:00 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001580759 Filed Document 0001580759-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-07-31 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Liberty Heritage Fund, L.P. See All Filings	D/A	2013-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469088 Filed Document 0001144204-14-045090 Exclusions or Exemptions 506b Accepted Date 2013-07-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline AK Credit Opportunities Fund, LP See All Filings	D/A	2013-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001408669 Filed Document 0000902664-14-003099 Exclusions or Exemptions 506b Accepted Date 2013-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul 4, Series LLC, Series E See All Filings	D/A	2013-07-10 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001580714 Filed Document 0001580714-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-07-10 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Cypress Debt Investment Funds, L.P. See All Filings	D	2013-07-01 00:00:00 UTC
Amount To Be Raised $920,009 Associated Brokers / Dealers N/A CIK Number 0001479624 Filed Document 0001479624-14-000001 Exclusions or Exemptions 506c Accepted Date 2013-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
CYPRESS INT'L EQUITY FUND, L P See All Filings	D	2013-07-01 00:00:00 UTC
Amount To Be Raised $2,635,000 Associated Brokers / Dealers N/A CIK Number 0001356812 Filed Document 0001356812-14-000002 Exclusions or Exemptions 506c Accepted Date 2013-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
CYPRESS INT'L EQUITY FUND, L P See All Filings	D	2013-06-27 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001356812 Filed Document 0001356812-14-000001 Exclusions or Exemptions 506c Accepted Date 2013-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
APEX RESOURCES INC See All Filings	D	2013-06-13 00:00:00 UTC
Amount To Be Raised $570,000 Associated Brokers / Dealers JAMES BALDAUF and GERARD LUNA CIK Number 0000868868 Filed Document 0000868868-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-06-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
ATCO City Center Sponsor Equity Fund, LP See All Filings	D	2013-06-12 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001578815 Filed Document 0001578815-14-000003 Exclusions or Exemptions 506b Accepted Date 2013-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
H2scan Corp See All Filings	D	2013-05-10 00:00:00 UTC
Amount To Be Raised $3,502,340 Associated Brokers / Dealers N/A CIK Number 0001306585 Filed Document 0001306585-14-000003 Exclusions or Exemptions 506b Accepted Date 2013-05-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DSC 1, LLC Series One See All Filings	D	2013-05-01 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001651956 Filed Document 0001651956-15-000002 Exclusions or Exemptions 506b Accepted Date 2013-05-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CYPRESS DEBT INVESTMENT FUNDS LOW VOL, L.P. See All Filings	D	2013-04-30 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001465492 Filed Document 0001465492-14-000001 Exclusions or Exemptions 506c Accepted Date 2013-04-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Arista Power, Inc. See All Filings	D	2013-04-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001424640 Filed Document 0001213900-14-002347 Exclusions or Exemptions 505 and 506c Accepted Date 2013-04-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Context Partners Fund, L.P. See All Filings	D/A	2013-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505246 Filed Document 0000935836-14-000230 Exclusions or Exemptions 506b Accepted Date 2013-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREENKRAFT, INC. See All Filings	D/A	2013-04-02 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001398529 Filed Document 0001213900-14-002158 Exclusions or Exemptions 505 and 506b Accepted Date 2013-04-02 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BidPal, Inc. See All Filings	D	2013-03-29 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001531341 Filed Document 0001531341-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
PETRICHOR ENERGY INC. See All Filings	D/A	2013-03-19 00:00:00 UTC
Amount To Be Raised $1,293,622 Associated Brokers / Dealers N/A CIK Number 0001587001 Filed Document 0001183740-13-000354 Exclusions or Exemptions 506b Accepted Date 2013-03-19 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Gowanus Associates LLC See All Filings	D	2013-03-13 00:00:00 UTC
Amount To Be Raised $8,374,884 Associated Brokers / Dealers N/A CIK Number 0001604064 Filed Document 0001604064-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-03-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CHARTWELL FAMILY FUND TFI LP See All Filings	D/A	2013-03-13 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001257767 Filed Document 0000935836-14-000168 Exclusions or Exemptions 506b Accepted Date 2013-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOCQUEVILLE GOLD OFFSHORE FUND, LTD. See All Filings	D/A	2013-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404632 Filed Document 0000919574-14-002092 Exclusions or Exemptions 506b Accepted Date 2013-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prisma Focus Fund LP See All Filings	D/A	2013-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507908 Filed Document 0000902664-14-001357 Exclusions or Exemptions 506b Accepted Date 2013-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Constant Therapy, Inc. See All Filings	D	2013-02-21 00:00:00 UTC
Amount To Be Raised $605,000 Associated Brokers / Dealers N/A CIK Number 0001600609 Filed Document 0001140361-14-009020 Exclusions or Exemptions 506b Accepted Date 2013-02-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Signal Point Holdings Corp. See All Filings	D	2013-02-14 00:00:00 UTC
Amount To Be Raised $10,200,000 Associated Brokers / Dealers N/A CIK Number 0001560351 Filed Document 0001560351-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-02-14 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HERMES INVESTMENT MANAGEMENT LTD See All Filings	D	2013-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001013143 Filed Document 0001085146-13-001626 Exclusions or Exemptions 506b Accepted Date 2013-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tortuga Capital LP See All Filings	D	2013-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406374 Filed Document 0001406374-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
EcoR1 Capital Fund, L.P. See All Filings	D/A	2013-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567938 Filed Document 0000935836-14-000053 Exclusions or Exemptions 506b Accepted Date 2013-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guardian Phalanx Offshore Fund, Ltd. See All Filings	D/A	2013-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566640 Filed Document 0001566640-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Crestline Recovery Fund III, L.P. See All Filings	D/A	2013-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565307 Filed Document 0000902664-14-000036 Exclusions or Exemptions 506b Accepted Date 2013-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree High Yield Value Fund Offshore PLC See All Filings	D/A	2013-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479137 Filed Document 0000902664-14-000031 Exclusions or Exemptions 506b Accepted Date 2013-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Crestline Offshore Recovery Fund III, L.P. See All Filings	D/A	2013-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565306 Filed Document 0000902664-14-000034 Exclusions or Exemptions 506b Accepted Date 2013-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Criterion Vista Offshore, Ltd. See All Filings	D/A	2013-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561753 Filed Document 0000935836-13-000528 Exclusions or Exemptions 506b Accepted Date 2013-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEXTRACTION ENERGY CORP. See All Filings	D	2013-01-03 00:00:00 UTC
Amount To Be Raised $32,784 Associated Brokers / Dealers N/A CIK Number 0001450950 Filed Document 0001140361-14-000380 Exclusions or Exemptions 506b Accepted Date 2013-01-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CORR-JENSEN INC. See All Filings	D	2012-12-19 00:00:00 UTC
Amount To Be Raised $2,004,061 Associated Brokers / Dealers N/A CIK Number 0001594744 Filed Document 0001104659-13-091208 Exclusions or Exemptions 506b Accepted Date 2012-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Signpost Capital Fund Ltd. See All Filings	D/A	2012-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540735 Filed Document 0000919574-14-007095 Exclusions or Exemptions 506b Accepted Date 2012-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EGEN, Inc. See All Filings	D	2012-12-17 00:00:00 UTC
Amount To Be Raised $3,917,335 Associated Brokers / Dealers N/A CIK Number 0001558526 Filed Document 0001558526-13-000001 Exclusions or Exemptions 506c Accepted Date 2012-12-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EASTBAY FOCUS FUND, LP See All Filings	D	2012-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623036 Filed Document 0000919574-14-005892 Exclusions or Exemptions 506b Accepted Date 2012-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
McCarty Manor Associates, LP See All Filings	D	2012-10-17 00:00:00 UTC
Amount To Be Raised $1,800,893 Associated Brokers / Dealers N/A CIK Number 0001607933 Filed Document 0001607933-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2012-10-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
INDURE-NECA DIVERSIFIED UNDERWRITTEN REAL ESTATE FUND, LLC See All Filings	D/A	2012-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503480 Filed Document 0001503480-14-000002 Exclusions or Exemptions 506b Accepted Date 2012-10-14 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Liberty Heritage Fund, L.P. See All Filings	D/A	2012-07-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469088 Filed Document 0001144204-14-004175 Exclusions or Exemptions 506b Accepted Date 2012-07-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Equity Long Short Fund L P See All Filings	D/A	2012-04-30 00:00:00 UTC
Amount To Be Raised $39,911,470 Associated Brokers / Dealers N/A CIK Number 0001291031 Filed Document 0001291031-13-000001 Exclusions or Exemptions 506b Accepted Date 2012-04-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
PETRICHOR ENERGY INC. See All Filings	D	2012-04-11 00:00:00 UTC
Amount To Be Raised $1,293,622 Associated Brokers / Dealers N/A CIK Number 0001587001 Filed Document 0001183740-13-000353 Exclusions or Exemptions 506b Accepted Date 2012-04-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
APM - Equity Long Short Fund, Ltd. See All Filings	D/A	2012-03-30 00:00:00 UTC
Amount To Be Raised $2,231,000 Associated Brokers / Dealers N/A CIK Number 0001486239 Filed Document 0001486239-13-000001 Exclusions or Exemptions 506b Accepted Date 2012-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Other
ALTERNATIVE INVESTMENTS INSTITUTIONAL, L.P. See All Filings	D/A	2012-01-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001189470 Filed Document 0000902664-14-000330 Exclusions or Exemptions 506b Accepted Date 2012-01-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INDURE-NECA DIVERSIFIED UNDERWRITTEN REAL ESTATE FUND, LLC See All Filings	D/A	2011-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503480 Filed Document 0001503480-14-000001 Exclusions or Exemptions 506b Accepted Date 2011-10-14 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Liberty Heritage Fund, L.P. See All Filings	D/A	2011-07-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469088 Filed Document 0001144204-14-004173 Exclusions or Exemptions 506b Accepted Date 2011-07-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APM-Pinehurst Partners Fund, L.P. See All Filings	D/A	2011-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466510 Filed Document 0001466510-13-000001 Exclusions or Exemptions 506b Accepted Date 2011-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Babe's Sports Page, Inc. See All Filings	D	2011-06-23 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers None CIK Number 0001669114 Filed Document 0001669114-16-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2011-06-23 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
APM Valhalla Resources Fund LLC See All Filings	D/A	2011-04-30 00:00:00 UTC
Amount To Be Raised $34,872,416 Associated Brokers / Dealers N/A CIK Number 0001290888 Filed Document 0001290888-13-000001 Exclusions or Exemptions 506b Accepted Date 2011-04-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Adelt Design, Inc. See All Filings	D	2011-03-31 00:00:00 UTC
Amount To Be Raised $8,000 Associated Brokers / Dealers N/A CIK Number 0001522222 Filed Document 0001185185-14-001908 Exclusions or Exemptions 506b Accepted Date 2011-03-31 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity