Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RWN Belfield Investors, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001628767 Filed Document 0001628767-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
RJW Capital Partners LP See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628640 Filed Document 0001628640-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Alder 430, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $430,000 Associated Brokers / Dealers N/A CIK Number 0001628943 Filed Document 0001628943-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Row 34 Portsmouth, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001628723 Filed Document 0001628723-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Chucktown Lithotripsy LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001628801 Filed Document 0001628801-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
P97 Networks, Inc., See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Pharus Investment Partners LLC CIK Number 0001628236 Filed Document 0001393725-14-000190 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LoZo, LLC See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001514856 Filed Document 0000905718-14-000835 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Leafit, Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001626951 Filed Document 0001002014-14-000667 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Long Point Capital Co-Investment Fund III, L.P. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626052 Filed Document 0001626052-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M5 DEV, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $12,200,000 Associated Brokers / Dealers N/A CIK Number 0001622392 Filed Document 0001622392-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
StyleSelect Technologies, Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001628094 Filed Document 0001628094-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Brook Lane Milwaukee Associates LP See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $3,375,000 Associated Brokers / Dealers N/A CIK Number 0001628872 Filed Document 0001628872-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Monetary Metals Fund I, LLLP See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001561287 Filed Document 0001561287-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Vanare, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607589 Filed Document 0001607589-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
3CLogic, Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers N/A CIK Number 0001599949 Filed Document 0001599949-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Five Stone Capital Fund, L.P. See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339460 Filed Document 0001095449-15-000048 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IGT CO-INVESTMENT, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001628474 Filed Document 0001628474-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Equity
MARATHON-LONDON INTERNATIONAL INVESTMENT TRUST I See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000926851 Filed Document 0000926851-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
MP 455, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $455,000 Associated Brokers / Dealers N/A CIK Number 0001628941 Filed Document 0001628941-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
MW Eureka (US) Fund See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504533 Filed Document 0000902664-14-004643 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PayStream Software, Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $10 Associated Brokers / Dealers N/A CIK Number 0001628650 Filed Document 0001140361-14-046446 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STCE NC 2014 Energy Fund 3, LLC See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised $3,112,500 Associated Brokers / Dealers N/A CIK Number 0001628958 Filed Document 0001628958-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific Light Technologies Corp. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001547544 Filed Document 0001547544-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Paradigm Credit Corp See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers N/A CIK Number 0001417218 Filed Document 0001417218-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MARATHON-LONDON GLOBAL FUND OF THE MARATHON-LONDON GROUP TRUST FOR EMPLOYEE BENEFIT PLANS See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381277 Filed Document 0001381277-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Swoop Search, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001607169 Filed Document 0001607169-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
SIERRA IRON ORE Corp See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $88,538 Associated Brokers / Dealers N/A CIK Number 0001524326 Filed Document 0001176256-14-000472 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
TicToc Planet, Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $429,957 Associated Brokers / Dealers Cormark Securities Inc. CIK Number 0001629007 Filed Document 0001629007-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
RGM VALUE OPPORTUNITY FUND II, LP See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001265836 Filed Document 0000919574-14-007123 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IFA Productions, Inc. See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised $495,000 Associated Brokers / Dealers N/A CIK Number 0001565477 Filed Document 0001565477-14-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Debt
LEADSIFT Inc See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $388,176 Associated Brokers / Dealers N/A CIK Number 0001628510 Filed Document 0001628510-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Strategy Legends II ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001595287 Filed Document 0001625257-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snake River Preservation Group, Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $1,470,000 Associated Brokers / Dealers N/A CIK Number 0001541469 Filed Document 0001541469-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
RMS Australian Forests Fund I, L.P. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $109,501,200 Associated Brokers / Dealers N/A CIK Number 0001628888 Filed Document 0001628888-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Welsh, Carson, Anderson & Stowe XII Cayman, L.P. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627644 Filed Document 0001627644-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Welsh, Carson, Anderson & Stowe XII Delaware II, L.P. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627643 Filed Document 0001627643-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAI Opportunity Fund, L.P. See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594488 Filed Document 0001315863-14-000698 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TENNIS LANE PROPERTIES, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001628774 Filed Document 0001628774-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Chaikin Analytics, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Alternative Asset Investment Management Securities LLC CIK Number 0001497109 Filed Document 0001497109-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Deep Forest Media, Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $1,710,072 Associated Brokers / Dealers N/A CIK Number 0001629153 Filed Document 0001629153-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alpine Bancorporation, Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $10,001,600 Associated Brokers / Dealers N/A CIK Number 0001628799 Filed Document 0001628799-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
175 Varick Core, L.L.C. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001629332 Filed Document 0001629332-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR GRP EL Dynamic Fund, L.P. See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577558 Filed Document 0001414070-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J.P. Morgan Global Private Equity Institutional Investors V LLC See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587073 Filed Document 0001012975-14-000814 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AG Private Equity IV Annex Fund, L.P. See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594638 Filed Document 0001594638-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cooksimple, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001592632 Filed Document 0001362118-14-000111 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MONTANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Akeso Biomedical, Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001604559 Filed Document 0001604559-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Eos Energy Storage LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001468658 Filed Document 0001468658-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Nexstim Plc See All Filings	D	2014-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628859 Filed Document 0001181431-14-039395 Exclusions or Exemptions 506b Accepted Date 2014-12-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FINLAND Revenue or Assets Decline to Disclose Type of Security Equity
Moon Inc. See All Filings	D	2014-12-20 00:00:00 UTC
Amount To Be Raised $404,104 Associated Brokers / Dealers N/A CIK Number 0001628708 Filed Document 0001628708-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity