Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Great Lakes Dredge & Dock CORP See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $36,245,000 Associated Brokers / Dealers N/A CIK Number 0001372020 Filed Document 0001209191-14-069353 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
VMR Products LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers N/A CIK Number 0001625188 Filed Document 0001625188-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Stockbridge Value Fund II Holdings, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001625612 Filed Document 0001625612-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Carter-Haston Investment Partners III AC, L.P. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001625275 Filed Document 0001625275-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Araim Pharmaceuticals, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001625178 Filed Document 0001625178-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IQvantage, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001625515 Filed Document 0001625515-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Kalpa Partners, LP See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001624381 Filed Document 0001624381-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sabre Defence Industries, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001622848 Filed Document 0001162677-14-000100 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ISQ Global Infrastructure Fund (USTE), L.P. See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co. Ltd. CIK Number 0001583160 Filed Document 0001583161-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Double Eagle Energy Holdings II LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625452 Filed Document 0001625452-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Portfolio Advisors Private Equity Fund VIII (Offshore), L.P. See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572954 Filed Document 0000902664-14-004408 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Tahzoo LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623712 Filed Document 0001623712-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
YAPI, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001625638 Filed Document 0001625638-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BC Fund II Ambling LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001625284 Filed Document 0001144204-14-069471 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
N2 India Fund, LP See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001625440 Filed Document 0001625440-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
ARS VII (Sidecar I), L.P. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001625582 Filed Document 0001012975-14-000744 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brazos Life Settlement Fund III, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001625193 Filed Document 0001625193-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
AIMCO PROPERTIES L.P. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $8,666,700 Associated Brokers / Dealers N/A CIK Number 0000926660 Filed Document 0000950172-14-000102 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets $Over $100,000,000 Type of Security Equity
CPC Resources, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001625620 Filed Document 0001625620-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Advocacy, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $2,550,015 Associated Brokers / Dealers N/A CIK Number 0001625380 Filed Document 0000950138-14-000739 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
ALL SEASONS, INC. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625875 Filed Document 0001520138-14-000322 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wanderu, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $5,615,987 Associated Brokers / Dealers N/A CIK Number 0001584550 Filed Document 0001584550-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Seer Capital Partners Dedicated Fund I Ltd. See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562167 Filed Document 0000902664-14-004410 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CORTEX PHARMACEUTICALS INC/DE/ See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Gelband & Co., Inc. and Aurora Capital LLC CIK Number 0000849636 Filed Document 0000849636-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Circle Canine, LLC See All Filings	D	2014-11-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001616316 Filed Document 0001616316-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
INTERNATIONAL COLUMBIA US LLC See All Filings	D	2014-11-15 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001369213 Filed Document 0000927087-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-11-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Zionsville Ground Express DST See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised $12,089,583 Associated Brokers / Dealers Dwight K. Kay, Eric S. Scaff, John P. Gustavson, Robert S. Smith, Edwin T. Suzuki, Larry J. Steckler, Mark H. Hoge, Richard S. Schwartz, Russell L. Bacon, Richard J. Zaegel, Michael Stieglitz, and Chay T. Lapin CIK Number 0001621555 Filed Document 0001621555-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Pershing Gold Corp. See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers Cantor Fitzgerald Canada Corporation CIK Number 0001432196 Filed Document 0001432196-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Indus Emerging Markets Long Only Fund, L.P. See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562318 Filed Document 0000919574-14-006597 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1 North Equity Healthcare Long/Short Fund LLC See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591835 Filed Document 0001012975-14-000719 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Beltline Senior Care Center Holdings, LLC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $44,000,000 Associated Brokers / Dealers John J. Temple, Michael S. Rickard, Frank T. Dunn Jr., Robert R. Tweed, Ronald L. Ellis, Andrew J. Maconachy, John P. Harvey Jr., Peter R. Dorn, Warren J. Thomas, and Bruce V. Roberts CIK Number 0001624643 Filed Document 0000911959-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
Rainier Elk Lakes SC Investors, LLC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $4,820,000 Associated Brokers / Dealers N/A CIK Number 0001624940 Filed Document 0001624940-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Metropolitan Merchant Capital, Inc. See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001608839 Filed Document 0001608839-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
HealthEdge Investors DD Holdings, LLC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $3,950,000 Associated Brokers / Dealers N/A CIK Number 0001624938 Filed Document 0001624990-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
JPMorgan Global Access Portfolio LLC See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001415522 Filed Document 0001415522-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK TOTAL ACCESS LTD See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001402217 Filed Document 0001402217-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMPALA FUND LP See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299681 Filed Document 0001140361-14-042075 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIRMINGHAM OUTPATIENT SURGERY CENTER, LTD. See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised $489,250 Associated Brokers / Dealers N/A CIK Number 0000850433 Filed Document 0000850433-14-000004 Exclusions or Exemptions 504 and 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Medicine Man Technologies, Inc. See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001622879 Filed Document 0001019687-14-004334 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Midland States Bancorp, Inc. See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised $16,383,302 Associated Brokers / Dealers N/A CIK Number 0001466026 Filed Document 0001466026-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Inovex Information Systems Inc See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $4,000,022 Associated Brokers / Dealers N/A CIK Number 0001625406 Filed Document 0001518455-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
KAVALIA FUND I LLC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers NONE CIK Number 0001625256 Filed Document 0001625256-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Carolina Cryo, LP See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $14,545 Associated Brokers / Dealers N/A CIK Number 0001625096 Filed Document 0001625096-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Princeton Infrared Technologies, Inc. See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001622299 Filed Document 0001622299-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ORTHALIGN INC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $18,187,852 Associated Brokers / Dealers N/A CIK Number 0001454638 Filed Document 0001140361-14-042145 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prologue Delaware Feeder Fund, L.P. See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Anchor Asset Management LLC CIK Number 0001453817 Filed Document 0001453817-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kane Street Fund LP See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466623 Filed Document 0000919574-14-006580 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Greater China Long/Short Equity Fund LLC See All Filings	D/A	2014-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001463537 Filed Document 0001463537-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TREASUREBEE, LLC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001624805 Filed Document 0001624805-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Fusion Resources, LLC See All Filings	D	2014-11-14 00:00:00 UTC
Amount To Be Raised $1,008,000 Associated Brokers / Dealers N/A CIK Number 0001585079 Filed Document 0001079973-14-000607 Exclusions or Exemptions 506c Accepted Date 2014-11-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other