Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SENVEST ISRAEL PARTNERS, LTD. See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560470 Filed Document 0000919574-13-005740 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Autonomy Iceland Opportunity Fund L.P. See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551816 Filed Document 0001551816-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Guardian Emerging Markets Debt Fund for Tax-Exempt Trusts See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478825 Filed Document 0001478825-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARACOSM INC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001588203 Filed Document 0001588203-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
XLUMENA INC See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised $6,000,001 Associated Brokers / Dealers N/A CIK Number 0001436217 Filed Document 0001436217-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GMEDIX, Inc. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001588318 Filed Document 0001588318-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Deep Blue Performance Fund II, L.P. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588048 Filed Document 0000935836-13-000491 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chromis Fiberoptics Inc See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001372088 Filed Document 0001372088-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Evolucia Inc. See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001383006 Filed Document 0001013762-13-001282 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Cherry Hill Mortgage Investment Corp See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001571776 Filed Document 0001571776-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BVIP FUND VIII OFFSHORE, L.P. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0001588262 Filed Document 0001588262-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patient Home Monitoring Corp. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $688,904 Associated Brokers / Dealers N/A CIK Number 0001540013 Filed Document 0001183740-13-000372 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
My Retirement Account Services, LLC See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $3,413,000 Associated Brokers / Dealers N/A CIK Number 0001479515 Filed Document 0001479515-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Dymon Asia Macro Fund See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471120 Filed Document 0001471120-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fountain Mathes I, LP See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001587914 Filed Document 0001587914-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fore Multi Strategy Fund LP See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001312191 Filed Document 0000919574-13-005727 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peru Equity Fund See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588415 Filed Document 0001588415-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
VS FX Volatility Fund, Ltd. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476698 Filed Document 0001476698-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Quintium Advisors, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001498035 Filed Document 0001498035-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
R.C. Temme Corp. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $69,400 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-13-000011 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
TLF Partners, LP See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499944 Filed Document 0000919574-13-005710 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Persimplify Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Harry Singer CIK Number 0001574740 Filed Document 0001574740-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Bakken Drilling Fund IVB LLC See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers Vestech Securities Inc., Sandlapper Securities, LLC, Thomas M. Nixon and Associates, Inc., Ausdal Financial Partners, Inc., Edwin C. Blitz Investments, Inc., Landolt Securities, Inc., Harbor Light Securities, LLC, Concorde Investment Services, LLC, Oak Tree Securities, Inc., Resource Horizons Group LLC, Dynasty Capital Partners, Inc., IBN Financial Services, Inc, MidAmerica Financial Services, Inc., Sunbelt Securities, Inc., Watermark Advisors, LLC, Capital Financial Services, Inc., WFG Investments, Inc., Detwiler Fenton & Co, RM Duncan Securities, Inc., and American Trust Investment Services, Inc. CIK Number 0001577256 Filed Document 0001577256-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THRIVE CAPITAL PARTNERS, INC. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001588065 Filed Document 0001588065-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Franklin Financial Network Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $17,509,011 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001407067 Filed Document 0001407067-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Balmoral Pallet Partners L.P. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001587348 Filed Document 0000950138-13-000451 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MacArthur Partners, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,280,000 Associated Brokers / Dealers N/A CIK Number 0001588280 Filed Document 0001588280-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Shannon River Partners II, LP See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Barclays Capital Inc and Barclays Bank PLC, and Far Hills Group, LLC CIK Number 0001301840 Filed Document 0001013594-13-000494 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GUGGENHEIM HIGH-YIELD FUND, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588407 Filed Document 0001144204-13-053850 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caymus Energy Fund, L.P. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Access Capital, LLC CIK Number 0001558994 Filed Document 0001315863-13-000459 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walton Oaks Family 2 Tax Credit, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,890,000 Associated Brokers / Dealers N/A CIK Number 0001588140 Filed Document 0001588140-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caymus Energy Fund Offshore, Ltd. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Access Capital, LLC CIK Number 0001560750 Filed Document 0001315863-13-000461 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
E-Line Ventures LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $8,026,347 Associated Brokers / Dealers N/A CIK Number 0001587856 Filed Document 0001587856-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Delpor, Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001494224 Filed Document 0001494224-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Eckard Global, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $147,500 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-13-000013 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Climb N'at, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $825,000 Associated Brokers / Dealers N/A CIK Number 0001589573 Filed Document 0001589573-13-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HEVO Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NO RECIPIENT CIK Number 0001587317 Filed Document 0001587317-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fenway Camelback Investor, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001588405 Filed Document 0001588405-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
eCollect, LLC See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588375 Filed Document 0001588375-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lincor, Inc. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers GrowthPoint Technology Partners, LLC CIK Number 0001572798 Filed Document 0001572798-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Enright Roosevelt Tech, LP See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001588359 Filed Document 0001588359-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MyYearLook Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001588294 Filed Document 0001588294-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Other
SLIPSTREAM, LLC See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $1,525,000 Associated Brokers / Dealers N/A CIK Number 0001568881 Filed Document 0000892712-13-000629 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Dymon Asia Currency Value Fund See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539743 Filed Document 0001539743-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lark Technologies, Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $3,602,959 Associated Brokers / Dealers N/A CIK Number 0001579188 Filed Document 0001579188-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Model Fund LP See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001588325 Filed Document 0001588325-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Larson Capital Fund I, L.P. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588181 Filed Document 0001588181-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
SUVRETTA OFFSHORE FUND, LTD. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557912 Filed Document 0000919574-13-005709 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHANNON RIVER PARTNERS, LTD. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Barclays Capital Inc and Barclays Bank PLC, and Far Hills Group, LLC CIK Number 0001558369 Filed Document 0001013594-13-000495 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lumaqco, Inc. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001581693 Filed Document 0001581693-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity