Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FINSPHERE CORP See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435845 Filed Document 0001435845-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Vision III Imaging, Inc. See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised $42,000 Associated Brokers / Dealers Frederick & Company, Inc. and Brokerbank Securities, Inc. CIK Number 0001624360 Filed Document 0001624360-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Walton Ridge State Credit LLC See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised $137,089 Associated Brokers / Dealers N/A CIK Number 0001312136 Filed Document 0001506114-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vibrant Opportunity Delaware Feeder Fund, L.P. See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594976 Filed Document 0000902664-14-004674 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fountains of Hope, LLC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $1,465,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001628634 Filed Document 0001628634-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
Nightwork Inc See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers Tyler Costantino and Alexander Ratner CIK Number 0001628978 Filed Document 0001628978-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Other
Clay Station West, LLC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $2,539,091 Associated Brokers / Dealers N/A CIK Number 0001628985 Filed Document 0001628985-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Game Creek, LLC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001628917 Filed Document 0001628917-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Datto, Inc. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628916 Filed Document 0001209191-14-077933 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MCM Capital Partners III, L.P. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001628846 Filed Document 0001628846-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Drilco 2015 1H Drilling Program LLC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001626345 Filed Document 0001626345-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WEST VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LeaseQ, Inc. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552643 Filed Document 0001552643-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Equity
RVI Partners, LP See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502792 Filed Document 0001452756-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ASSURERX HEALTH, INC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $37,391,019 Associated Brokers / Dealers N/A CIK Number 0001453751 Filed Document 0001453751-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 42, LLC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001629033 Filed Document 0001629033-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AngelList-Gace-Fund, a series of AngelList-AsFo-Funds, LLC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $308,000 Associated Brokers / Dealers N/A CIK Number 0001628933 Filed Document 0001628933-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRUCTURED ALPHA 500 LLC See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allianz Global Investors Distributors LLC CIK Number 0001372729 Filed Document 0001445317-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Naughty Oz Ltd Liability Co See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627423 Filed Document 0001627423-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CMH Spring Brook VIllage LLC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001629155 Filed Document 0001629155-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BackJoy Orthotics, LLC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $8,671,127 Associated Brokers / Dealers N/A CIK Number 0001627459 Filed Document 0001627459-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
C7 Co-Invest, L.P. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $4,550,000 Associated Brokers / Dealers N/A CIK Number 0001628950 Filed Document 0001628950-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BEP Private Investors II (U.S.), L.P. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001629500 Filed Document 0001629500-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Gibraltar Fund II, L.P. See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580104 Filed Document 0001580105-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capelli's, LLC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001628211 Filed Document 0001628211-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
AQR GRP 10 Offshore Fund Ltd. See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523660 Filed Document 0001575692-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hickory Preserve Holdings, LLC See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised $15,443,200 Associated Brokers / Dealers The Strategic Financial Alliance, Inc., Triad Advisors, Inc., United Planners' Financial Services of America, First Allied Securities, Inc., Arque Capital, Ltd., and Whitehall-Parker Securities, Inc. CIK Number 0001611124 Filed Document 0001611124-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Hexavest EAFE Equity Fund See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamersley Partners, LLC and Eaton Vance Distributors, Inc. CIK Number 0001476502 Filed Document 0001476502-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAI Agility Income Fund See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499947 Filed Document 0001625257-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kalahari Capital Select LP See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628834 Filed Document 0001628834-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hera Therapeutics Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $2,545,018 Associated Brokers / Dealers N/A CIK Number 0001563355 Filed Document 0001563355-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MW Core Fund See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504516 Filed Document 0000902664-14-004647 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waypoint Nashville Investors LP See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $9,375,000 Associated Brokers / Dealers WAYPOINT DIRECT INVESTMENTS, LLC CIK Number 0001628728 Filed Document 0001382963-14-000063 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GAI Corbin Multi-Strategy Fund, LLC See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001508782 Filed Document 0001625257-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Style Premia Offshore Fund II Ltd. See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577264 Filed Document 0001414070-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TM Delivery Systems, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001628804 Filed Document 0001628804-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Onex York Co-Invest LP See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $40,691,842 Associated Brokers / Dealers N/A CIK Number 0001629006 Filed Document 0001140361-14-046414 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VINE MEDIA OPPORTUNITIES - FUND III, LP See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001584230 Filed Document 0001584230-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Intervention Point, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001627498 Filed Document 0001627498-14-000002 Exclusions or Exemptions 504, 505, and 506c Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EKT LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001627896 Filed Document 0001627896-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STCE NC 2014 Energy Fund 3, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $3,112,500 Associated Brokers / Dealers N/A CIK Number 0001628958 Filed Document 0001628958-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First State Properties, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers N/A CIK Number 0001627536 Filed Document 0001627536-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Higginbotham Insurance Agency, Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001412101 Filed Document 0001412101-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Debt
AQR Global Risk Premium Offshore Fund II Ltd See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001402855 Filed Document 0001402855-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2nd Street Partners LP See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001628606 Filed Document 0001628606-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Deep Forest Media, Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $5,748,910 Associated Brokers / Dealers N/A CIK Number 0001629153 Filed Document 0001629153-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LiteIdeas LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001570275 Filed Document 0001570275-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Debt
Investormill Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001628763 Filed Document 0001628763-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wefunder Orange Fund, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $1,394,000 Associated Brokers / Dealers N/A CIK Number 0001628826 Filed Document 0001628826-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CA Phoenix Pointe Investors LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $10,975,000 Associated Brokers / Dealers N/A CIK Number 0001628838 Filed Document 0001628838-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity