Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Beneffect, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001624962 Filed Document 0001624962-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
CZ Enhanced Fund Ltd See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574244 Filed Document 0001140361-14-042416 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Premier Food Concepts, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Burch & Company, Inc. CIK Number 0001625534 Filed Document 0001625534-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Artiphon, Inc. See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001592449 Filed Document 0000911959-14-000030 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Debt
Park Charlotte, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $1,375,000 Associated Brokers / Dealers Tobin & Company Securities LLC CIK Number 0001624598 Filed Document 0001624598-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised $10,826,712 Associated Brokers / Dealers Steve Russell, Michael Leonard, Erik Dahlquist, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-14-000319 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NEUBERGER BERMAN HIGH INCOME FUND LLC See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001069232 Filed Document 0001069232-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SE AUSTIN CAMPUS INVESTORS, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001624388 Filed Document 0001624388-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Varden Pacific Opportunity Offshore Fund I Ltd See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, N/A, N/A, N/A, and N/A CIK Number 0001544843 Filed Document 0001405086-14-000315 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Redbooth, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $10,999,994 Associated Brokers / Dealers N/A CIK Number 0001595059 Filed Document 0001595059-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Memory Care Facilities Development II, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001623291 Filed Document 0001623291-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Green Heat Corp See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001493613 Filed Document 0001493613-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SoLoMo Technology, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001564768 Filed Document 0001564768-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Carter-Haston Investment Partners III QP, L.P. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001625254 Filed Document 0001625254-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South Coast Group VI, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001625802 Filed Document 0001625802-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Goldman Sachs Institutional Funds plc See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001534361 Filed Document 0001140361-14-042396 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACORN ENERGY, INC. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0000880984 Filed Document 0001144204-14-069169 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business DELAWARE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Pingboard, Inc. See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001596160 Filed Document 0001596160-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sachs Capital - Empire B, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001561306 Filed Document 0001561306-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SPORTS FOOD INC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001556555 Filed Document 0001144204-14-069094 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
CompStak, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $4,442,162 Associated Brokers / Dealers N/A CIK Number 0001574132 Filed Document 0001574132-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sonoma - Herald #1 Joint Venture See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001625501 Filed Document 0001625501-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Aviara Residential Partners LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001625069 Filed Document 0001625069-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Revolutionary Plastics, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001483387 Filed Document 0001483387-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Eagle Quantitative Macro Fund LLC See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001534831 Filed Document 0001534831-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
RESTON LITHOTRIPSY LIMITED PARTNERSHIP See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $22,308 Associated Brokers / Dealers N/A CIK Number 0001230212 Filed Document 0001230212-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Memory Care Facilities Development I, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001623290 Filed Document 0001623290-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
BCM Value Partners, LP See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625006 Filed Document 0000902664-14-004413 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Victory Capital Holdings, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570827 Filed Document 0001570827-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
LBA REIT V, L.P. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001625625 Filed Document 0001625625-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ottomatika, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623257 Filed Document 0001623257-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
OurCrowd (Investment in MentAd) L.P. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $667,149 Associated Brokers / Dealers N/A CIK Number 0001624213 Filed Document 0001465818-14-000035 Exclusions or Exemptions 506c Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Wheels Up MIP LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625694 Filed Document 0001625694-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ScoreBeyond, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $3,252,803 Associated Brokers / Dealers N/A CIK Number 0001624116 Filed Document 0001624116-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ARS VII (Sidecar III), L.P. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001625699 Filed Document 0001012975-14-000746 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Romark Laboratories, L.C. See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers International Assets Advisory, LLC, Source Capital Group, Inc., and WFG Investments, Inc. CIK Number 0001470263 Filed Document 0000897069-14-000470 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RCF VI Mo L.P. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001624123 Filed Document 0001624123-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cali Strong Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001624856 Filed Document 0001019687-14-004347 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sonen Capital LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001557787 Filed Document 0001557787-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Capital Today Evergreen Fund, L.P. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001625502 Filed Document 0001625502-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NotaryCam, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $395,000 Associated Brokers / Dealers N/A CIK Number 0001625643 Filed Document 0001625643-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
gener8tor Fund II, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001625332 Filed Document 0001625332-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Fitting Room Social, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001565491 Filed Document 0001209191-14-072056 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
smartDIGITAL Holdings, Inc. See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001550126 Filed Document 0001550126-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ProNova Solutions, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561817 Filed Document 0001561817-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Lumia Group, LLC See All Filings	D	2014-11-17 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001625607 Filed Document 0001625607-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Varden Pacific Opportunity Partners I LP See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, N/A, N/A, and N/A CIK Number 0001518756 Filed Document 0001405086-14-000316 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Double Black Diamond Fund II LP See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001530553 Filed Document 0001530553-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REDWOOD DOMESTIC FUND LP See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270909 Filed Document 0000919574-14-006716 Exclusions or Exemptions 506b Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Streamz Inc. See All Filings	D/A	2014-11-17 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001623448 Filed Document 0001623448-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity