Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RealtyShares 1, LLC, Series D See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001588151 Filed Document 0001588151-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Capula Global Relative Value Fund LP See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409835 Filed Document 0000950172-13-000089 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
K2 RESTAURANT GROUP, LLC See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001584571 Filed Document 0001584571-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Palo Alto Health Sciences, Inc. See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $1,213,875 Associated Brokers / Dealers N/A CIK Number 0001588054 Filed Document 0001588054-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Hudson Realty Capital CV-G, LP See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588160 Filed Document 0001588160-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hunters Run, LLC See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $12,366,281 Associated Brokers / Dealers N/A CIK Number 0001587459 Filed Document 0001181431-13-051807 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Stellar Biotechnologies, Inc. See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Newport Coast Securities, Inc. CIK Number 0001540159 Filed Document 0001540159-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nilgai Capital, LP See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530713 Filed Document 0001530713-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MANAGED FUTURES PREMIER WARRINGTON L.P. See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001353282 Filed Document 0001353282-13-000024 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Volcano QR Fund, LP See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587915 Filed Document 0000892712-13-000633 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PAR PETROLEUM CORP/CO See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0000821483 Filed Document 0001209191-13-046675 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
PACIFIC CASTLE WATERMAN GROVE, LLC See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $4,150,000 Associated Brokers / Dealers N/A CIK Number 0001588150 Filed Document 0001588150-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLG Ore Hill Levered Credit Fund Ltd. See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001532251 Filed Document 0001532251-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Record Umbrella Fund See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561365 Filed Document 0001561365-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RD Media LLC See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001588113 Filed Document 0001588113-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
PLATINUM JAPAN FUND LLC See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001350497 Filed Document 0001165158-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPTIMA PARTNERS GLOBAL FUND See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001341615 Filed Document 0001165158-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WelVU, Inc. See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001585522 Filed Document 0000896595-13-000131 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
Veterinary Care Inc. See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463386 Filed Document 0001463386-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Acceleration Resources I, L.P. See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001588274 Filed Document 0001588274-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Front Range Snacks, Inc. See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $538,000 Associated Brokers / Dealers N/A CIK Number 0001578248 Filed Document 0001578248-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Capula Tail Risk Fund Ltd See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588338 Filed Document 0000950172-13-000091 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Adial Pharmaceuticals, L.L.C. See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001513525 Filed Document 0001513525-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
GEF STL FUND, A SERIES OF GLOBAL ENDOWMENT TARGETED STRATEGY FUND, LP See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459225 Filed Document 0001459225-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liberty Special Strategies Fund LLC See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503035 Filed Document 0001524639-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Liberty Special Strategies Offshore Fund Ltd. See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513236 Filed Document 0001513236-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Juicero, Inc. See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001588182 Filed Document 0001588182-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Japan Chickadee Fund Ltd. See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552607 Filed Document 0001315863-13-000454 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Full Circle Development, LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Mark Nottingham CIK Number 0001588049 Filed Document 0001588049-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
QVT Onshore LP See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549045 Filed Document 0001549045-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dorset Energy Fund Ltd See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001504294 Filed Document 0001297333-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Timberland Partners Apartment Fund IV, LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001588137 Filed Document 0001588137-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Galena, Ltd. See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001588313 Filed Document 0001588313-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Debt
Zindigo, Inc. See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587996 Filed Document 0001587996-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
JLP Stressed Credit Fund LP See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507116 Filed Document 0001019056-13-001107 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UDF Entity Manager, LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001587689 Filed Document 0001587838-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
INTELLIGENT CLEARING NETWORK INC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001436396 Filed Document 0001436396-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
ALTEGRIS MULTI STRATEGY FUND LP See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, and more than 5 CIK Number 0001455085 Filed Document 0001566114-13-000047 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gobstopper, Inc. See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $1,893,250 Associated Brokers / Dealers N/A CIK Number 0001588155 Filed Document 0001140361-13-037655 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BION ENVIRONMENTAL TECHNOLOGIES INC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Richfield Orion International, Inc CIK Number 0000875729 Filed Document 0000875729-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BookingPal, Inc. See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587560 Filed Document 0001587560-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COLLABORATIVE MEDICAL TECHNOLOGY Corp See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $752,161 Associated Brokers / Dealers N/A CIK Number 0001455032 Filed Document 0001455032-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PDQ Southern Texas Holdings, LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001588101 Filed Document 0001181431-13-051277 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Searchlight Minerals Corp. See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001084226 Filed Document 0001144204-13-053436 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
CWP Hermann Park, LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001587838 Filed Document 0001587838-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NEON LIBERTY EMERGING MARKETS FUND LP See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001213762 Filed Document 0001315863-13-000453 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALeco Container, LLC See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers ALeco Container, LLC CIK Number 0001540122 Filed Document 0001540122-13-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Optima Partners Global Fund LLC See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001502398 Filed Document 0001297333-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Traders Fund, LP See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381760 Filed Document 0001381760-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JLP Partners Cayman Fund Ltd See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523606 Filed Document 0001019056-13-001108 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund