|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $9,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623696
- Filed Document
- 0001623696-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625300
- Filed Document
- 0001625300-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SOUTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $127,434
- Associated Brokers / Dealers
- Mongolian Investment Banking Group LLC
- CIK Number
- 0001398972
- Filed Document
- 0001398972-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NOVA SCOTIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625731
- Filed Document
- 0001625731-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624870
- Filed Document
- 0001624870-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $15,050,061
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580645
- Filed Document
- 0001580645-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619161
- Filed Document
- 0001619161-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624584
- Filed Document
- 0001181431-14-036658
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622351
- Filed Document
- 0001622351-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625747
- Filed Document
- 0001625747-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NORTHERN TRUST SECURITIES, INC.
- CIK Number
- 0001625814
- Filed Document
- 0001625817-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $140,357,424
- Associated Brokers / Dealers
- Credit Suisse Securities (USA), LLC
- CIK Number
- 0001625138
- Filed Document
- 0001625138-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625978
- Filed Document
- 0001625978-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- UTAH
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Aurora Capital LLC
- CIK Number
- 0001474073
- Filed Document
- 0001315863-14-000668
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $660,659
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551146
- Filed Document
- 0001104659-14-081986
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001407275
- Filed Document
- 0001019056-14-001437
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625029
- Filed Document
- 0000906318-14-000088
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $47,500,000
- Associated Brokers / Dealers
- Rick Engen
- CIK Number
- 0001487513
- Filed Document
- 0001487513-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
GM Angel Backers Fund I, a series of Master Syndicate Funds LLC
See All Filings
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $504,975
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625728
- Filed Document
- 0001625728-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CHERRY TREE & ASSOCIATES
- CIK Number
- 0001379462
- Filed Document
- 0001379462-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593576
- Filed Document
- 0001593576-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001625621
- Filed Document
- 0001625621-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $65,006,070
- Associated Brokers / Dealers
- Andrew Arigo
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000330
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625197
- Filed Document
- 0001625197-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $10,514,155
- Associated Brokers / Dealers
- Clark Securities Inc
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000328
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $1,068,000
- Associated Brokers / Dealers
- Christopher Nyland, Andrew Hart, Roy Imai, Kevin Ballou, and Rhonda Miller
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000323
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Institutional Investments, Inc.
- CIK Number
- 0001625721
- Filed Document
- 0001140361-14-042659
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Institutional Investments, Inc.
- CIK Number
- 0001625706
- Filed Document
- 0001140361-14-042666
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591852
- Filed Document
- 0001591852-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625681
- Filed Document
- 0001625750-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559580
- Filed Document
- 0001559580-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- J.P. Turner & Company, L.L.C.
- CIK Number
- 0001495809
- Filed Document
- 0001495809-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $44,177
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609954
- Filed Document
- 0001140361-14-042844
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $3,802,121
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001512228
- Filed Document
- 0001512228-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001336193
- Filed Document
- 0001615774-14-000407
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $2,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625397
- Filed Document
- 0001625397-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NORTHERN TRUST SECURITIES, INC.
- CIK Number
- 0001625816
- Filed Document
- 0001625817-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621509
- Filed Document
- 0001621509-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591027
- Filed Document
- 0001591027-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $36,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624266
- Filed Document
- 0001624266-14-000002
- Exclusions or Exemptions
- 505, 504.1, and 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCG Securities, L.L.C., Morgan Stanley Smith Barney LLC, Financial Management Enterprises Ltd., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Avalon Wealth Management, LLC, and Alistithmar Capital
- CIK Number
- 0001603572
- Filed Document
- 0001603572-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001597381
- Filed Document
- 0001597381-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625758
- Filed Document
- 0001493152-14-003849
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- HAWAII
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Security Research Associates, Inc.
- CIK Number
- 0001474072
- Filed Document
- 0001315863-14-000667
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- Sandlapper Securities, LLC, Mark Headrick, Gina Maher, Orlando Fernandez, Jack Bixler, Trevor Gordon, Robert Boggess, Tracy Turner, Alfred Vanderlaan, Joshua Ungerecht, Rena Morris, Ruth Goldstein, Steve Rice, Ivan West, Gregory Gibson, and Rajesh Jyotishi
- CIK Number
- 0001605645
- Filed Document
- 0001605645-14-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $10,738,572,716
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618933
- Filed Document
- 0001618933-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- Waveland Capital Partners LLC, Concorde Investment Services LLC, Kalos Capital Inc., Ausdal Financial Partners Inc., Centaurus Financial, Inc., Chapin Davis, Inc., International Assets Advisory, LLC, VSR Financial Services, Inc., and Cambridge Investment Research, Inc.
- CIK Number
- 0001616825
- Filed Document
- 0001616825-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $1,995,804
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625743
- Filed Document
- 0001625743-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001508196
- Filed Document
- 0001508196-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-11-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CHERRY TREE & ASSOCIATES
- CIK Number
- 0001379462
- Filed Document
- 0001379462-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|