Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Celsus Therapeutics Plc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $12,516,232 Associated Brokers / Dealers MTS Securities, LLC and Oppenheimer & Co. Inc. CIK Number 0001541157 Filed Document 0001541157-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
NETSOCKET INC See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers NONE CIK Number 0001378857 Filed Document 0001378857-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CARBONDALE SOLAR, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001587202 Filed Document 0001587202-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
BEECKEN PETTY O'KEEFE FUND IV-A, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers LAZARD & CO., LIMITED, LAZARD FRERES & CO. LLC, OPPENHEIMER & CO. INC., and STIFFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001558933 Filed Document 0001558932-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BLACKROCK PRIVATE EQUITY PARTNERS VI US FEEDER, L.P. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581907 Filed Document 0001587877-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galton Onshore Mortgage Recovery Fund III, L.P. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001588032 Filed Document 0001588032-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aerial Technologies HC, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001587951 Filed Document 0001587951-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Uintah Gateway Holdings, LLC See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $10,300,104 Associated Brokers / Dealers Sunrise Securities Corporation CIK Number 0001586181 Filed Document 0001586181-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
PCIP Cape House See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,620,000 Associated Brokers / Dealers N/A CIK Number 0001591966 Filed Document 0001591966-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Iroquois Lexford Partners I, L.P. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001587803 Filed Document 0001587803-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Other
Sport Endurance, Inc. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001471727 Filed Document 0001185185-13-002126 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HUNTRISE CAPITAL PARTNERS LLC See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138872 Filed Document 0001214043-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WC 8120 Research, LP See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001588131 Filed Document 0001588131-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ICONIQ Access 15, LP See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587759 Filed Document 0001587759-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brookfield Fairfield U.S. Multifamily Value Add Fund II L.P. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alan Bear CIK Number 0001582975 Filed Document 0001582975-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Grosvenor Portfolio Completion Strategies Fund FBO MCG Clients, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558873 Filed Document 0001558873-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DragonTech International, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $835,000 Associated Brokers / Dealers N/A CIK Number 0001587261 Filed Document 0001587261-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Algaeon, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $3,850,000 Associated Brokers / Dealers N/A CIK Number 0001560376 Filed Document 0001560376-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
DR. TATTOFF, INC. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001294157 Filed Document 0001188112-13-002828 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Natural Food Works, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001582933 Filed Document 0001582933-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Zindigo, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587996 Filed Document 0001587996-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Personal BlackBox Company, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001470815 Filed Document 0001470815-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Learners Edge Acquisition, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $5,375,000 Associated Brokers / Dealers N/A CIK Number 0001587456 Filed Document 0001181431-13-051045 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CCM Small Cap Value Qualified Fund, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001285048 Filed Document 0000919574-13-005673 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peppertree Capital Fund IV, LP See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588006 Filed Document 0001588006-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TUMMY COMPANY, INC. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001525789 Filed Document 0001525789-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
Miramar Digital Ventures, L.P. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001585052 Filed Document 0001585052-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NSA OP, LP See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001587624 Filed Document 0001587624-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Prism Jade Fund, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486371 Filed Document 0001486371-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Arcturus Therapeutics, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001573745 Filed Document 0001573745-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AVRUPA MINERALS LTD. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $582,807 Associated Brokers / Dealers N/A CIK Number 0001445467 Filed Document 0001445467-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
L2 MEDICAL DEVELOPMENT CO See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $30,676,096 Associated Brokers / Dealers Roth Capital Partners LLC CIK Number 0001495899 Filed Document 0001316178-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Pamlico Capital III, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001572763 Filed Document 0001461373-13-000042 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
DR. TATTOFF, INC. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001294157 Filed Document 0001188112-13-002829 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ACUSTREAM, INC. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,980,000 Associated Brokers / Dealers N/A CIK Number 0001589352 Filed Document 0001589352-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
LUCENA MEDICINES, INC. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,000,550 Associated Brokers / Dealers N/A CIK Number 0001587877 Filed Document 0001587877-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Whitehall Corners Retail Group, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001588039 Filed Document 0001588039-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Innovative Sales Solutions, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,944,946 Associated Brokers / Dealers N/A CIK Number 0001587794 Filed Document 0001587794-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Redrock Capital Fund II, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,820,000 Associated Brokers / Dealers N/A CIK Number 0001584811 Filed Document 0001584811-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Yorktown University See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers Richard Jack Bishirjian CIK Number 0001587998 Filed Document 0001587998-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
MX Orthopedics, Corp. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,420,000 Associated Brokers / Dealers N/A CIK Number 0001533910 Filed Document 0001533910-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EcoSense Lighting Inc. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $14,992,842 Associated Brokers / Dealers N/A CIK Number 0001490135 Filed Document 0001490135-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prism Amber Fund, LP See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486375 Filed Document 0001486375-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Fort Washington High Yield Investors II, LLC See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555668 Filed Document 0001555668-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Marine Exploration, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Pennaluna & Company Inc CIK Number 0001542218 Filed Document 0001542218-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Real Assets Access Fund, LLC See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556021 Filed Document 0001556021-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DEL MAR ENERGY INC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $998,000 Associated Brokers / Dealers Del Mar Energy, Inc. CIK Number 0001436535 Filed Document 0001436535-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
WILLOWBROOK FUND, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373446 Filed Document 0001373446-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AppNeta, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $7,999,998 Associated Brokers / Dealers N/A CIK Number 0001211221 Filed Document 0001140361-13-041671 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Luminate Health Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001588399 Filed Document 0001588399-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity