Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Strategic Investment Holdings II, LLC See All Filings	D/A	2013-09-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556296 Filed Document 0001556296-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CLEAR COVE CAPITAL LP See All Filings	D/A	2013-09-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444513 Filed Document 0001315863-13-000444 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SECURUS, INC. See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001454372 Filed Document 0001454372-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Five Mile Capital Residential Bridge Loan Venture LP See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $25,400,000 Associated Brokers / Dealers Five Mile Capital Securities LLC CIK Number 0001587049 Filed Document 0001587049-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
633 Preferred Equities LLC See All Filings	D/A	2013-09-27 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001576776 Filed Document 0001576776-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
GTV GLOBOKASNET LLC See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001496780 Filed Document 0001496780-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
DOUBLE EAGLE CAPITAL ACE FUND LP See All Filings	D/A	2013-09-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460417 Filed Document 0001315863-13-000437 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arlon Latin America Partners LP See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001587895 Filed Document 0001587922-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnTrust Special Opportunities Fund II LP See All Filings	D/A	2013-09-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001524802 Filed Document 0000943663-13-000178 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnTrust Special Opportunities Fund II Ltd. See All Filings	D/A	2013-09-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001526036 Filed Document 0000943663-13-000180 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madison India Opportunities See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001588187 Filed Document 0001588187-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
ENTRUST CAPITAL DIVERSIFIED FUND II L.P. See All Filings	D/A	2013-09-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001427554 Filed Document 0000943663-13-000185 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LANSDOWNE GLOBAL FINANCIALS FUND LTD See All Filings	D/A	2013-09-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372155 Filed Document 0000919574-13-005656 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRICON XI B, L.P. See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Triton Pacific Capital, LLC CIK Number 0001587690 Filed Document 0001587690-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
U.S. RARE EARTHS, INC See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001098881 Filed Document 0001161697-13-000714 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
StoneCastle Financial Corp. See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $100,025 Associated Brokers / Dealers N/A CIK Number 0001578987 Filed Document 0001578987-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IDx, LLC See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $3,550,000 Associated Brokers / Dealers N/A CIK Number 0001544708 Filed Document 0001544708-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Kairos4 Inc. See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $4,350,999 Associated Brokers / Dealers N/A CIK Number 0001586914 Filed Document 0001586914-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
smartDIGITAL Holdings, Inc. See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001550126 Filed Document 0001550126-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DOUBLE EAGLE OFFSHORE CAPITAL ACE FUND LTD See All Filings	D/A	2013-09-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460380 Filed Document 0001315863-13-000443 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arundel Long Fund LP See All Filings	D/A	2013-09-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504214 Filed Document 0000919574-13-005668 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FEDERAL FINANCIAL SERVICES, LLC See All Filings	D/A	2013-09-27 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers - CIK Number 0001578961 Filed Document 0001578961-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
ASSUREDPARTNERS, LLC See All Filings	D/A	2013-09-27 00:00:00 UTC
Amount To Be Raised $287,491,687 Associated Brokers / Dealers N/A CIK Number 0001515654 Filed Document 0001515654-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Israel Investment Fund LP See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497127 Filed Document 0001497127-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
New Heritage Capital Fund, L.P. See All Filings	D/A	2013-09-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580355 Filed Document 0001580355-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Direct Leased Properties, LLC See All Filings	D/A	2013-09-27 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001558681 Filed Document 0001558681-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Palantir Technologies Inc. See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley & Co. LLC CIK Number 0001321655 Filed Document 0001321655-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DOUBLE EAGLE CAPITAL ACE FUND LP See All Filings	D/A	2013-09-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460417 Filed Document 0001315863-13-000436 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GENOLOGICS LIFE SCIENCES SOFTWARE INC See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $1,878,082 Associated Brokers / Dealers N/A CIK Number 0001452539 Filed Document 0001140361-13-037199 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
CafeX Communications Inc. See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $9,996,670 Associated Brokers / Dealers N/A CIK Number 0001587843 Filed Document 0001209191-13-045925 Exclusions or Exemptions 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Brews 4100 LP See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587971 Filed Document 0001587971-13-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Vista Credit Opportunities Fund I, L.P. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587493 Filed Document 0001587493-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VictorOps, Inc. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $6,499,995 Associated Brokers / Dealers N/A CIK Number 0001563566 Filed Document 0001563566-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BioNano Genomics, Inc See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $13,663,054 Associated Brokers / Dealers N/A CIK Number 0001411690 Filed Document 0001454189-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Edesia Select Fund LP See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530215 Filed Document 0000902664-13-003297 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SEPATON INC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001285133 Filed Document 0001285133-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
QCA First Fund IV, LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001587826 Filed Document 0001587826-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $17,493,159 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-13-000163 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FARFIELD CO See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587799 Filed Document 0001587799-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MARTIN CURRIE EUROPEAN HEDGE FUND - US DOLLAR PORTFOLIO See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546035 Filed Document 0001587485-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREEN T G2 FUND LTD See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001231550 Filed Document 0000902664-13-003292 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thompson Block Partners, LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $1,740,000 Associated Brokers / Dealers N/A CIK Number 0001587805 Filed Document 0001587805-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Polaris Masters Multi-Strategy Fund #1 LLC See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544266 Filed Document 0001544266-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $14,760,000 Associated Brokers / Dealers Michael P. Corry, Robert L. Scharff, Paul E. Flotken, Gwen M. Middeke, and Raymond J. North, Jr. CIK Number 0001135856 Filed Document 0001135856-13-000168 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Frontier Market Opportunities Fund, L.P. See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523292 Filed Document 0001523292-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Calamos Global Opportunities Fund LP See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001403002 Filed Document 0001403002-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $8,950,695 Associated Brokers / Dealers Jennifer Kephart, Davis Stecher, and Joel Davidowski CIK Number 0001135856 Filed Document 0001135856-13-000156 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Newburyport Brewing Co See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001556429 Filed Document 0001556429-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alta Growth Capital, Mexico Fund II, L.P. See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001554105 Filed Document 0001554105-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
C & C SHOP LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001587873 Filed Document 0001587873-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity