|
|
D/A |
2013-10-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A and N/A
- CIK Number
- 0001459928
- Filed Document
- 0000919574-13-005726
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-03 00:00:00 UTC |
- Amount To Be Raised
- $408,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553530
- Filed Document
- 0001553530-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-03 00:00:00 UTC |
- Amount To Be Raised
- $1,675,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001225818
- Filed Document
- 0001181431-13-052350
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-10-03 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588329
- Filed Document
- 0001588329-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-03 00:00:00 UTC |
- Amount To Be Raised
- $2,803,634
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588134
- Filed Document
- 0001588134-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-03 00:00:00 UTC |
- Amount To Be Raised
- $9,721,630
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588475
- Filed Document
- 0001461373-13-000041
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-03 00:00:00 UTC |
- Amount To Be Raised
- $131,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588425
- Filed Document
- 0001588425-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2013-10-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587735
- Filed Document
- 0000919574-13-005714
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-03 00:00:00 UTC |
- Amount To Be Raised
- $16,750,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001092387
- Filed Document
- 0001092387-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-03 00:00:00 UTC |
- Amount To Be Raised
- $50,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587601
- Filed Document
- 0001587601-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-10-03 00:00:00 UTC |
- Amount To Be Raised
- $788,565
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551756
- Filed Document
- 0001551756-13-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-03 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001556799
- Filed Document
- 0001556799-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-10-03 00:00:00 UTC |
- Amount To Be Raised
- $1,131,458
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574382
- Filed Document
- 0001574382-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001214704
- Filed Document
- 0001214704-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- $103,000
- Associated Brokers / Dealers
- William Clark, Jaclyn Strife, and Garrett Paul
- CIK Number
- 0001585341
- Filed Document
- 0001585341-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587155
- Filed Document
- 0001587155-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- $214,000
- Associated Brokers / Dealers
- William Clark, Jaclyn Strife, and Garrett Paul
- CIK Number
- 0001586356
- Filed Document
- 0001586356-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Richard Zinman, ANTHONY A. DERTOUZOS, and JOHN D. MORENO
- CIK Number
- 0001140509
- Filed Document
- 0001140509-13-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- Memorial Capital Partners LLC
- CIK Number
- 0001588250
- Filed Document
- 0001588250-13-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- $3,776,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588165
- Filed Document
- 0001588150-13-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587827
- Filed Document
- 0000935836-13-000483
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- $2,600,000
- Associated Brokers / Dealers
- SKB Securities and Robert R. Walker, Jr.
- CIK Number
- 0001588170
- Filed Document
- 0001588170-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OREGON
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A.
- CIK Number
- 0001504295
- Filed Document
- 0001165158-13-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- $25,551,137
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001320454
- Filed Document
- 0001320454-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- $1,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001578525
- Filed Document
- 0000892712-13-000625
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587961
- Filed Document
- 0001587961-13-000001
- Exclusions or Exemptions
- 504, 505, and 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM") and Morgan Stanley Smith Barney LLC ("MSSB")
- CIK Number
- 0001333262
- Filed Document
- 0001333262-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001439464
- Filed Document
- 0001439464-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NORTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587997
- Filed Document
- 0001587997-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588346
- Filed Document
- 0000950172-13-000092
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001586624
- Filed Document
- 0000906318-13-000074
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Lodging and Conventions
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- $3,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588107
- Filed Document
- 0001588107-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), and CREDIT SUISSE SECURITIES (USA) LLC ("CS")
- CIK Number
- 0001386164
- Filed Document
- 0001386164-13-000022
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- $147,552
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001064052
- Filed Document
- 0001140361-13-037910
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- $1,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001586249
- Filed Document
- 0001586249-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001518853
- Filed Document
- 0001518853-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- $11,819,107
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001582300
- Filed Document
- 0001582300-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A.
- CIK Number
- 0001463852
- Filed Document
- 0001165158-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- $4,610,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588103
- Filed Document
- 0001588103-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- $10,210,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001555888
- Filed Document
- 0001144204-13-053683
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001435407
- Filed Document
- 0000935836-13-000482
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A.
- CIK Number
- 0001350499
- Filed Document
- 0001165158-13-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- $12,231,974
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588059
- Filed Document
- 0001588059-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- $13,883,448
- Associated Brokers / Dealers
- Inland Securities Corporation, Patrick W. Albrecht, Athena Chang, Christina S. Nielson, Joe P. Moore, Jr., Joseph A. Nugent, Jeffrey A. Bourdage, Richard S. Hyams, Dominick A. Ciocia, John P. Harvey, Jr., Andrew C. Pesha, Christopher E. Krejci, Samuel J. Angelo, Jr., Kenneth K. Tanaka, Jason T. Ice, Jason L. Steele, Brandon S. Wagner, Usha M. Sharma, and Sung P. Lee
- CIK Number
- 0001582619
- Filed Document
- 0001582619-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
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|
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D/A |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A.
- CIK Number
- 0001502395
- Filed Document
- 0001349963-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- Russell W. Newton
- CIK Number
- 0001588385
- Filed Document
- 0001588385-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A.
- CIK Number
- 0001165158
- Filed Document
- 0001165158-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- $4,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587460
- Filed Document
- 0001181431-13-051809
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NORTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM") and Morgan Stanley Smith Barney LLC ("MSSB")
- CIK Number
- 0001325676
- Filed Document
- 0001325676-13-000023
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-02 00:00:00 UTC |
- Amount To Be Raised
- $4,720,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588159
- Filed Document
- 0001588150-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|