Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PA Veritas PE Fund, L.P. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588581 Filed Document 0000902664-13-003386 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LyfeStart International, Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $3,003,150 Associated Brokers / Dealers N/A CIK Number 0001588555 Filed Document 0001588555-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PCH CAPITAL FUND I, LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001588542 Filed Document 0001588542-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
NUVENTIX INC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers n/a CIK Number 0001398046 Filed Document 0001398046-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
RETURN PATH INC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $6,790,787 Associated Brokers / Dealers N/A CIK Number 0001108129 Filed Document 0001405086-13-000347 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Call, LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001587749 Filed Document 0001178858-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
NewSpring Holdings, LLC See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576290 Filed Document 0001576290-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scoria Partners LP See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588673 Filed Document 0001588673-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Retrophin, Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $24,916,307 Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated, Guggenheim Securities, LLC, and ROTH Capital Partners, LLC CIK Number 0001438533 Filed Document 0001193805-13-001792 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
SRC Computers, LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001457639 Filed Document 0001457639-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Gainey Capital Corp. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $322,382 Associated Brokers / Dealers N/A CIK Number 0001520060 Filed Document 0001085037-13-000146 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Inmobly, Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001588591 Filed Document 0001588591-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GPE VII FIS S.C.A. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588458 Filed Document 0001588460-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wedbush Opportunity Partners LP See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wedbush Securities CIK Number 0001406102 Filed Document 0001406102-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
F&O Chicago LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001588322 Filed Document 0001588322-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Forever, Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001560438 Filed Document 0001560438-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Chilton Small Cap International II (BVI), Ltd. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468095 Filed Document 0000950103-13-005869 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cofe Properties Fund 2, LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Beta Capital Management, L.P. and Executive Office Pte Ltd. CIK Number 0001587796 Filed Document 0001587796-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Aregua Partners, L.P. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588162 Filed Document 0000919574-13-005758 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Handle, Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527452 Filed Document 0001527452-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Chilton ERISA International (BVI) Ltd. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455679 Filed Document 0000950103-13-005864 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOW STREET OFFSHORE FUND, LTD. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524813 Filed Document 0000919574-13-005760 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CYNVENIO BIOSYSTEMS INC See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001445789 Filed Document 0001445789-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
3DICON CORP See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $205,000 Associated Brokers / Dealers MOODY CAPITAL SOLUTIONS, INC CIK Number 0001375195 Filed Document 0001144204-13-054288 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Debt
Brynwood Partners VII L.P. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586831 Filed Document 0001586831-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RYAN LABS INC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000843423 Filed Document 0000843423-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
KidsLink, Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554287 Filed Document 0001554287-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
WILKINSON O GRADY GLOBAL EQUITY PARTNERS LP See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361827 Filed Document 0001361827-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saba Capital Tail Hedge Offshore Fund, Ltd. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498873 Filed Document 0000902664-13-003385 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Preservation Fund I LP See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588351 Filed Document 0000935836-13-000494 Exclusions or Exemptions 506c Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCP VIII LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588420 Filed Document 0001588420-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Montage Ventures Fund I, LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001583145 Filed Document 0001583145-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NewSpring Holdings, LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576290 Filed Document 0001576290-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TITANIUM GSA FUND, LP See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588315 Filed Document 0001588315-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL VELOCITY INC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001276487 Filed Document 0001276487-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Nextly, Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $1,199,997 Associated Brokers / Dealers N/A CIK Number 0001495214 Filed Document 0001495214-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Captivate Network Holdings, Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $18,628,000 Associated Brokers / Dealers N/A CIK Number 0001588940 Filed Document 0001588940-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Traxo, Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $6,112,000 Associated Brokers / Dealers N/A CIK Number 0001588545 Filed Document 0001588545-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GPE VII FIS II S.C.A. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588460 Filed Document 0001588460-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Divisar Partners, L.P. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453525 Filed Document 0001095449-13-000108 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLOOM TREE FUND QP, LP See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC CIK Number 0001588541 Filed Document 0000919574-13-005766 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised $6,783,454 Associated Brokers / Dealers Eddie Allen, William MacDonald, and Edmon J Tomes CIK Number 0001135856 Filed Document 0001135856-13-000171 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
IRC Company, Inc. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001579145 Filed Document 0001579145-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
ENVIRONMENTAL SCIENCE & TECHNOLOGIES, INC. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $87,500 Associated Brokers / Dealers N/A CIK Number 0001552743 Filed Document 0001552743-13-000011 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ORAGENICS INC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $9,900,000 Associated Brokers / Dealers N/A CIK Number 0001174940 Filed Document 0001209191-13-048298 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Daruma Hinoki Fund, LP See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559609 Filed Document 0000919574-13-005761 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOADAPTIVES, INC. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001575142 Filed Document 0001262463-13-000661 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
TYHEE GOLD CORP See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $621,902 Associated Brokers / Dealers N/A CIK Number 0001178428 Filed Document 0001183740-13-000373 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Evolent Health LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers RBC Capital Markets, LLC CIK Number 0001530865 Filed Document 0001530865-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Cofe Properties Fund 1 LLC See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Beta Capital Management, L.P. and Executive Office Pte Ltd. CIK Number 0001539555 Filed Document 0001539555-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund